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98-29 SOES Tier-Size Levels Set To Change April 1, 1998

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Trading



Executive Summary

Effective April 1, 1998, tier sizes for 547 Nasdaq National Market® securities will be revised in accordance with National Association of Securities Dealers, Inc. (NASD®) Rule 4710(g).

For more information, please contact Nasdaq® Market Operations at (203) 378-0284.

Description

Under Rule 4710, the maximum Small Order Execution SystemSM (SOESSM) order size for a Nasdaq National Market security is 1,000, 500, or 200 shares, depending on the trading characteristics of the security. The Nasdaq Workstation IITM indicates the maximum SOES order size for each Nasdaq National Market security in its bid/offer quotation display. The indicator "NM10," "NM5," or "NM2" is displayed to the right of the security name, corresponding to a maximum SOES order size of 1,000, 500, or 200 shares, respectively.

The criteria for establishing SOES tier sizes are as follows:

  • A 1,000-share tier size is applied to those Nasdaq National Market securities that have an average daily non-block volume of 3,000 shares or more a day, a bid price that is less than or equal to $100, and three or more market makers.


  • A 500-share tier size is applied to those Nasdaq National Market securities that have an average daily non-block volume of 1,000 shares or more a day, a bid price that is less than or equal to $150, and two or more market makers.


  • A 200-share tier size is applied to those Nasdaq National Market securities that have an average daily non-block volume of less than 1,000 shares a day, a bid price that is less than or equal to $250, and two or more market makers.

In accordance with Rule 4710, Nasdaq periodically reviews the SOES tier size applicable to each Nasdaq National Market security to determine if the trading characteristics of the issue have changed so as to warrant a tier-size adjustment. Such a review was conducted using data as of December 31, 1997, pursuant to the aforementioned standards. The SOES tier-size changes called for by this review are being implemented with three exceptions.

  • First, issues were not permitted to move more than one tier-size level. For example, if an issue was previously categorized in the 1,000- share tier, it would not be permitted to move to the 200-share tier, even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. In adopting this policy, the NASD was attempting to maintain adequate public investor access to the market for issues in which the tier-size level decreased and to help ensure the ongoing participation of market makers in SOES for issues in which the tier-size level increased.


  • Second, for securities priced below $1 where the reranking called for a reduction in tier size, the tier size was not reduced.


  • Third, for the top 50 Nasdaq securities based on market capitalization, the SOES tier sizes were not reduced, regardless of whether the reranking called for a tier-size reduction.

In addition, with respect to initial public offerings (IPOs), the SOES tier-size reranking procedures provide that a security must first be traded on Nasdaq for at least 45 days before it is eligible to be reclassified.

Thus, IPOs listed on Nasdaq within the 45 days prior to December 31, 1997, were not subjected to the SOES tier-size review.

Following is a listing of the 547 Nasdaq National Market issues that will require an SOES tier-level change on April 1, 1998.


Nasdaq National Market SOES Tier-Size Changes
All Issues In Alphabetical Order By Security Name
(Effective April 1, 1998)
Symbol Security Name Old Tier Level New Tier Level
A
AANB ABIGAIL ADAMS NATL 500 1000
ABSC AURORA BIOSCIENCE 500 1000
ACAS AMER CAP STRATEGIES 200 500
ACMR A C MOORE ARTS SA 200 500
ACMTA A C M A T CP CL A 500 200
ACRN ACORN PRODUCTS INC 500 1000
ACSC ADVANCED COMM SYST 500 1000
ACYT AUTOCYTE INC 200 500
ADVNZ ADVANTA CP DEP SH 500 1000
AEHCF ASIA ELECTRONICS HLD 200 500
AEHR AEHR TEST SYSTEMS 500 1000
AHEPZ AMER HEALTH DEP SHRS 500 1000
AIFC AMER INDEMNITY FIN 500 1000
ALFC ALLIED LIFE FINL C 1000 500
ALLS ALLSTAR SYSTEMS IN 500 1000
ALRS ALARIS MEDICAL INC 500 1000
ALSI ADVANTAGE LEARNING 200 500
ALTIF ALTAIR INTL INC 500 1000
AMBC AMER BNCP OHIO 500 1000
AMIE AMBASSADORS INTL I 1000 500
ANAT AMER NATL INS CO 500 1000
ANDR ANDERSEN GROUP INC 500 1000
ANIK ANIKA THERAPEUTICS 500 1000
AREA AREA BANCSHARES CP 500 1000
ARIAW ARIAD PHARM INC WT 500 1000
ARONA AARON RENTS INC CL 1000 500
ARSC ARIS CORPORATION 500 1000
ARTW ART S WAY MFG CO I 1000 500
ASAM ASAHI/AMERICA INC 500 1000
ASBI AMERIANA BANCORP 1000 500
ASBP A S B FINANCIAL CP 1000 500
ASCT ASCENT PEDIATRCS 500 1000
ASFD AUTHENTIC SPEC FOODS 200 500
ATEN AT ENTERTAINMENT I 500 1000
ATHM AT HOME CORPORATIO 500 1000
AVII ANTIVIRALS INC 500 1000
AVIIW ANTIVIRALS INC WTS 500 1000
AVTM AVTEAM INC 200 500
AVTR AVATAR HLDGS INC 500 1000
AXHM AXIOHM TRANS SOL 1000 500
B
BAYB BAY BANCSHARES 200 500
BBIOY BRITISH BIO-TECH ADR 500 1000
BBQZY BARBEQUES GAL ADS 200 500
BCICF BELL CANADA INTL 200 500
BCII BONE CARE INTL INC 500 1000
BDOG BIG DOG HLDGS INC 200 500
BEDS BRIDGESTREET ACCOM 200 500
BEERF BIG ROCK BREWERY LTD 500 1000
BEIQ BEI TECHS INC 200 500
BERW BERINGER WINE EST 200 500
BEST BEST SOFTWARE INC SE 200 500
BFEN B F ENTERPRISES IN 200 500
BFOH BANCFIRST OHIO CP 500 1000
BGLVW BALLY'S GRAND WTS 500 200
BIGX EXCELSIOR-HENDERSO 500 1000
BKCT BANCORP CONN INC 500 1000
BKLYZ W R BERKLEY DEP SH 1000 500
BKUNZ BANKUNITED CAP II 500 1000
BLPG BORON LEPORE & ASSOC 200 500
BNBCP B N B CAP TR PFD 500 200
BNHN BENIHANA INC 500 1000
BOOT LACROSSE FOOTWEAR 1000 500
BOTX BONTEX INC 500 1000
BPOPP POPULAR INC PFD A 1000 500
BREL BIORELIANCE CORP 500 1000
BRHZ BRIGHT HORIZONS 200 500
BRZS BRAZOS SPORTSWEAR 200 500
BTBTY B T SHIP SPONSOR ADR 200 500
BTRN BIOTRANSPLANT INC 500 1000
BUCK BUCKHEAD AMERICA C 1000 500
C
CABL CABLE MICHIGAN INC 200 500
CAIR CORSAIR COMMUNICAT 500 1000
CANX CANNON EXPRESS INC 200 500
CAPS CAPITAL SAV BNCP I 500 1000
CARY CAREY INTL INC 500 1000
CASA CASA OLE' RESTRS I 500 1000
CASH FIRST MIDWST FIN I 1000 500
CASL CASTLE DENTAL CTRS 200 500
CBBI C B BANCSHARES 1000 500
CBCI CALUMET BANCORP IN 500 1000
CBHI C BREWER HOMES INC 500 1000
CBLI CHESAPEAKE BIOLOGI 500 1000
CBSAP COASTAL BANC PFD A 200 500
CBTC C B T CP 500 1000
CCRD CONCORD COMMUNIC SA 200 500
CDIR CONCEPTS DIRECT IN 500 1000
CDIS CAL DIVE INTL INC 500 1000
CFAM CORPORATEFAMILY SOL 500 1000
CFBC COMMUNITY FIRST BN 500 1000
CFBXL CFB CAPITAL I CUM 500 1000
CFCI C F C INTL INC 500 1000
CFNC CAROLINA FINCORP I 1000 500
CHERA CHERRY CP CL A 1000 500
CHERB CHERRY CP CL B 1000 500
CHKRW CHECKERS DRIVE-IN WT 500 1000
CHRW C.H. ROBINSON WW SA 200 500
CLBK COMMERCIAL BANKSHR 500 1000
CLGY CELLEGY PHARM INC 500 1000
CLGYW CELLEGY PHARM INC WT 500 1000
CLNPP CALLON PETRO PFD A 200 500
CMPX C M P MEDIA CL A 500 1000
CMRN CAMERON FINANCIAL 500 1000
CNBC CENTER BANCORP INC 500 200
CNBF C N B FINANCIAL CP 500 200
CNBT CITIZENS NATL TX SR 200 500
CNCX CONCENTRIC NETWORK 500 1000
CNDO CRESCENDO PHARM CO 200 500
CNET C O M N E T CP 500 1000
CNGL CONTL NATURAL GAS 500 1000
CNTBY CANTAB PHARM PLC ADR 500 200
CNTL CANTEL INDS INC 1000 500
COBI COBANCORP INC 500 1000
COGIF C O G N I C A S E SA 200 500
COPI CRESCENT OPERATING 200 500
CPBI C P B INC 500 1000
CPTI COMPASS PLASTICS 200 500
CRDM CARDIMA INC 500 1000
CRRC COURIER CP 500 1000
CRWN CROWN BOOKS CP 500 1000
CRXA CORIXA CORP SE 200 500
CRZO CARRIZO OIL & GAS 500 1000
CSCQW CORRECTIONAL SVCS 200 500
CSPI C S P INC 500 1000
CSTR COINSTAR INC 500 1000
CTBC CTB INTL CORP 200 500
CTEN CENTENNIAL HLTHCR 500 1000
CTHR C3 INC 200 500
CTRIS CLEVETRUST RLTY SBI 1000 500
CUIS CUISINE SOL S2S3 500 1000
CVSN CHROMAVISN MED SYST 500 1000
CWCOF CAYMAN WATER ORD SHS 1000 500
CWST CASELLA WAST SYS 200 500
CYFN CENTURY FINANCIAL 500 1000
D
DCBI DELPHOS CITIZENS B 1000 500
DECC D & E COMMUNICATIO 200 500
DENHY DENISON INTL ADR 500 1000
DENT DENTAL CARE ALL INC 200 500
DEVC DEVCON INTL CP 500 1000
DGAS DELTA NATURAL GAS 500 1000
DGIC DONEGAL GROUP INC 500 200
DISHP ECHOSTAR CV PFD C 200 500
DMARE DATAMARINE INTL 500 1000
DNFCP D & N CAP CORP PFD 500 1000
DRYR DREYERS GRAND ICE 500 1000
DSGIF D S G INTL LTD ORD 500 1000
DSIT D S I TOYS INC 500 1000
E
ECGC ESSEX COUNTY GAS C 500 1000
EDAPY EDAP TMS SA ADR 500 1000
EDUT EDUTREK INTL INC 200 500
EFBI ENTERPRISE FED BNC 1000 500
EGEO EAGLE GEOPHYSICAL 500 1000
EGHT 8 X 8 INC 500 1000
EGLB EAGLE BANCGROUP IN 1000 500
ELET ELLETT BROTHERS IN 500 1000
ENGEF ENGEL GNRL DEV SE 200 500
EONE ENVIRONMENT ONE CP 1000 500
EPIX E P I X MEDICAL 500 1000
EQUUS EQUUS GAMING UTS A 500 1000
ESATY ESAT TELCOM GR ADR 200 500
ESCA ESCALADE INC 500 1000
ESCP ELECTROSCOPE INC 1000 500
ESMCL ESCALON MED CP WTS B 500 1000
ESSI ECO SOIL SYSTEMS I 500 1000
ETFS EAST TEXAS FIN SVC 500 200
EXEC EXECUSTAY CORP 200 500
EYES VISION TWENTY-ONE 200 500
F
FAIL FAILURE GP INC (TH) 500 1000
FAMCK FEDERAL AGRIC MORT C 500 1000
FAME FLAMEMASTER CP THE 500 1000
FARO FARO TECH INC 200 500
FBCI FIDELITY BANCORP D 1000 500
FBER 1ST BERGEN BANCORP 1000 500
FBNC FIRST BANCP TROY N 500 200
FBNW FIRSTBANK CORP 500 1000
FCFCP FIRST CITY FINL PFD 1000 500
FDJA FAROUDJA INC 200 500
FFED FIDELITY FED BNCP 500 1000
FFIN FIRST FINL BKSHS I 1000 500
FFKY FIRST FED FIN KENT 200 500
FFLC FFLC BNCP INC 500 1000
FFSW FIRSTFEDERAL FINL 500 1000
FGII FRIEDE GOLDMAN INT 500 1000
FKFS FIRST KEYSTONE FIN 1000 500
FLAG F L A G FINANCIAL 500 1000
FLCHF FLETCHER'S FINE FOOD 200 500
FLMLY FLAMEL TECH SA ADR 500 1000
FLWR CELEBRITY INC 500 1000
FLYAF C H C HELICO CL A 500 200
FMST FINISHMASTER INC 200 500
FNBF FNB FINANCIAL SVC 500 200
FNCE FIRST INTL BANCORP 200 500
FOBC FED ONE BANCORP IN 1000 500
FORR FORRESTER RESRCH 500 1000
FORTY FORMULA SYS ADR 200 500
FREEY FREEPAGES GR PLC ADR 500 200
FRGB FIRST REGIONAL BNC 1000 500
FRND FRIENDLY ICE CRM 200 500
FSBI FIDELITY BANCORP I 500 200
FSBT FIRST STATE CP 200 500
FSFF FIRST SECURITY FED 200 500
FSLA FIRST SAVINGS BK S 500 1000
FSLB FIRST STERLING BKS 200 500
FSPG FIRST HOME BNCP IN 200 500
FSPT FIRSTSPARTAN FIN C 500 1000
FTFN FIRST FIN CP (RI) 500 200
FTMTF FANTOM TECHS INC 500 1000
FTNB FULTON BANCORP INC 1000 500
FUSNR FUSION SYSTEMS CVR 200 500
G
GALTF GALILEO TECH LTD 500 1000
GBTVP GRANITE BRDCT CP PFD 200 500
GCABY GEN CABLE PLC ADR 500 1000
GCOM GLOBECOMM SYS INC 500 1000
GCTI GENESYS TELECOMM L 500 1000
GFCO GLENWAY FIN CP 200 500
GGEN GALAGEN INC 1000 500
GMCC GEN MAGNAPLATE CP 200 500
GNCNF GORAN CAPITAL INC 1000 500
GOSB GSB FINANCIAL CORP 500 1000
GPSI GREAT PLAINS SFTWA 500 1000
GSOF GROUP I SOFTWARE 200 500
GWALY GREAT ADR NEW 200 500
GZEA G Z A GEOENVIRON 500 1000
H
HABK HAMILTON BANCORP 500 1000
HACHA HACH COMPANY CL A 200 500
HAHN HAHN AUTOMOTIVE 500 200
HAKI HALL KINION ASSOC 500 1000
HAMS SMITHFIELD CO INC 200 500
HBCI HERITAGE BANCORP I 1000 500
HBIX HAGLER BAILLY INC 500 1000
HBNK HIGHLAND FEDERAL B 500 200
HCRI HEALTHCARE RECOV 500 1000
HDVS H. D. VEST INC 1000 500
HELI HELISYS INC 500 1000
HFFB HARRODSBURG FIRST 500 1000
HFFC H F FINANCIAL CP 1000 500
HIFS HINGHAM INSTI SAVI 500 200
HIHWF HIGHWAY HLDGS WTS 500 1000
HNBC HARLEYSVILLE NATL 500 1000
HPBC HOME PORT BNCP INC 1000 500
HRBF HARBOR FED BNCP IN 500 1000
HSKA HESKA CORPORATION 500 1000
HTEI H T E INC 500 1000
HYBR HYBRID NETWORKS 200 500
HYDEA HYDE ATHLETIC INDS A 500 1000
HYSQ HYSEQ INC 500 1000
I
IAIS INTL AIRCRAFT INV 200 500
ICMI IMPERIAL CREDIT SA 200 500
IDEA INNOVASIVE DEVICES 500 1000
IGPFF IMPERIAL GINSENG PRO 500 1000
IINT INDUS INTL INC 200 500
IKOS I K O S SYSTEMS 500 1000
ILDCY ISRAEL DEVEL LTD ADR 200 500
ILFO IL FORNAIO (AMER) CP 200 500
IMAA INFORMATION MGMT 500 1000
IMGXW NETWORK IMAGING WT 500 200
IMSX INTL MANUFACTURIN SA 200 500
INHO INDEPENDENCE HLDG 1000 500
INSL INSILCO CP 1000 500
INTG INTERGROUP CP THE 200 500
INTT INTEST CORPORATION 500 1000
INVA INNOVA CORP 500 1000
IQST INTELLIQUEST INFO 500 1000
IRIDF IRIDIUM WORLD COMM 500 1000
ITCD ITC DELTACOM INC 200 500
ITGR INTEGRITY INC 500 1000
ITSW INTL TOTAL SVCS 200 500
IVBK INTERVISUAL BOOKS 500 1000
IVTC INNOVATIVE VALVE 200 500
IWLC IWL COMMUNICATIONS 500 1000
J
JDEC J D EDWARDS & CO 200 500
JEVC JEVIC TRANS INC SA 200 500
JLMI J L M INDS INC 500 1000
JRJR 800-JR CIGAR INC 500 1000
JTFX JETFAX INC 500 1000
K
KAYE KAYE GROUP INC 500 1000
KLLM K L L M TRANSPORT 500 1000
KNDL KENDLE INTL INC 200 500
KOFX KOFAX IMAGE PRODS SA 200 500
KOGCP KELLEY OIL & GAS P 500 200
KREG KOLL REAL ESTATE GRP 500 1000
KWIC KENNEDY-WILSON INT 200 500
L
LABL MULTI COLOR CP 1000 500
LABN LAKE ARIEL BNCP IN 500 1000
LARK LANDMARK BSCHS INC 500 200
LEIX LOWRANCE ELECTRONI 500 1000
LEXI LEXINGTON HLTHCARE 500 1000
LEXIW LEXINGTON HLTHCR W 500 1000
LFBI LITTLE FALLS BNCP 1000 500
LFCO LIFE FINANCIAL COR 500 1000
LGNDW LIGAND PHARMA WTS 500 1000
LGTY LOGILITY INC SA 200 500
LIBHA LIBERTY HOMES INC A 200 500
LIHRY LIHIR GOLD LTD ADR 500 1000
LION FIDELITY NATL CP 500 1000
LITE VARI-LITE INTL SA 200 500
LKFNP LAKELAND FINL TR PFD 500 1000
LKST LEUKOSITE INC 500 1000
LNCC LINC CAPITAL 200 500
LOFSY LONDON & OVERSEA ADR 500 200
LPWR LASER POWER CORP 500 1000
LSBI LSB FINANCIAL CP 500 200
LZRCF TLC THE LASER CTR 500 1000
M
MAHI MONARCH AVALON INC 500 1000
MANA MANATRON INC 500 1000
MARSA MARSH SUPERMARKETS A 500 1000
MASSY MAS TECH LTD ADR 500 1000
MBIA MERCHANTS BNCP IL 500 1000
MBIO MEGABIOS CORP 200 500
MBRK MEADOWBROOK REHAB 200 500
MDDS MONARCH DENTAL CP 500 1000
MELI MELITA INTL CORP 500 1000
METF METROPOLITAN FIN C 500 1000
MFFC MILTON FED FINL CP 500 1000
MFNX METROMEDIA FIBER 200 500
MHCO MOORE HANDLEY INC 500 1000
MICTF MICROCELL TELECOM 200 500
MKFCF MACKENZIE FIN CP 1000 500
MKTAY MAKITA CP SPONS ADR 500 1000
MMAN MINUTEMAN INTL INC 500 200
MMCN M M C NETWORKS 200 500
MORP MOORE PRODUCTS CO 500 1000
MOYC MOYCO TECH INC 1000 500
MRCM MARCAM SOLUTIONS 500 1000
MSIX MINING SVC INTL CP 500 1000
MTLG METROLOGIC INSTR I 1000 500
MTSLF M E R TELEMGT SOL 500 1000
MUEL MUELLER PAUL CO 200 500
MWAV M-WAVE INC 500 1000
MWHX MARKWEST HYDROCARB 1000 500
N
NCBH NORTH COUNTY BANCO 500 1000
NCEN NEW CENTURY FINANC 500 1000
NCES NOVACARE EMPL SVCS 200 500
NEON NEW ERA OF NTWKS I 500 1000
NERAY NERA AS ADR 1000 500
NERIF NEWSTAR RESOURCES 500 1000
NERXW NEORX CP WTS 200 500
NEWH NEW HORIZONS WORLD 500 1000
NFLIW NUTRITION FOR LFE WT 1000 500
NICH NITCHES INC 500 1000
NMTXZ NOVAMETRIX WTS B 500 1000
NOLD NOLAND CO 200 500
NORPF NORD PACIFIC LTD 500 1000
NOVT NOVOSTE CP 500 1000
NRCI NATIONAL RESEARCH SA 200 500
NRTI NOONEY REALTY TRUS 500 200
NSAI N S A INTL INC 1000 500
NSCF NORTHSTAR COMPUTER 500 1000
NSOL NETWORK SOLUTIONS 200 500
NSPK NETSPEAK CORP 500 1000
NSPR INSPIRE INSURANCE 200 500
NSYS NORTECH SYSTEMS IN 500 1000
NTKI NZK INC 200 500
NTRL NEUTRAL POSTURE SA 200 500
NVLDF NOVEL DENIM HLDGS 500 1000
NWCM NEWCOM INC 200 500
NWCMW NEWCOM INC WTS 200 500
NWFI NORTHWAY FINL INC SR 200 500
NXLK NEXTLINK COMM CL A 200 500
O
OAOT O A O TECH SOL 200 500
OCENY OCE ADR 500 200
OCLR OCULAR SCIENCES IN 500 1000
ODFL OLD DOMINION FREIG 1000 500
OHSI OMEGA HEALTH SYS I 500 1000
OLCWF OLICOM A/S WTS 500 1000
OMGA OMEGA RESEARCH SR 200 500
OMTL OMTOOL LTD 500 1000
OPTLF OPTISYSTEMS SOLUTION 500 1000
OPTWF OPTISYSTEMS SOL WTS 500 1000
ORAL ORTHALLIANCE INC 200 500
ORFR ORBIT/FR INC 500 1000
OROA OROAMERICA INC 500 1000
OSIS O S I SYSTEMS INC SA 200 500
OSIX OUTSOURCE INTL 200 500
OSKY MAHASKA INV CO 1000 500
OTFC OREGON TRAIL FINL SR 200 500
OZRK BANK OF THE OZARKS 500 1000
P
PABN PACIFIC CAP BNCP 200 500
PACI PRECISION AUTO 200 500
PACK GIBRALTAR PKG GP I 500 1000
PATH AMERIPATH INC 200 500
PBKBP PEOPLES CAP TR PFD 500 1000
PBTX PRIME BANCSHRS INC 500 1000
PCCIP PCC CAPITAL I PFD 200 500
PEAKF PEAK INTL LTD S3 500 1000
PEGS PEGASUS SYSTEMS INC 500 1000
PFACP PRO-FAC COOP PFD A 500 1000
PFCO PAULA FINANCIAL 200 500
PFINA P F INDS INC A 500 1000
PFKY PEOPLES FIRST CP 500 1000
PFSBP PENNFED CAP TR I 200 500
PFSCF POSITRON FIBER SYS 200 500
PGEI PETROGLYPH ENERGY SA 200 500
PGEN PROGENITOR INC 500 1000
PHCC PRIORITY HLTHCARE 200 500
PHOC PHOTO CONTROL CP 200 500
PHSB PEOPLES HOME SVGS 500 1000
PHSYP PACIFICARE CV PFD 200 500
PLCE THE CHILDREN'S PLACE 200 500
PLEN PLENUM PUBLISHING 1000 500
PLFC PULASKI FURNITURE 500 1000
PMFG PEERLESS MFG CO 1000 500
PPCCP PEOPLE'S PFD CAP C 200 500
PPOD PEAPOD INC 500 1000
PRBZ PROBUSINESS SVCS INC 200 500
PSEM PERICOM SEMICONDUC 200 500
PSMT PRICESMART INC 200 500
PSWT PSW TECHNOLOGIES I 500 1000
PTUS PERITUS SOFTWARE S 500 1000
PVSW PERVASIVE SOFTWARE 200 500
PWCC POINT WEST CAP CP 200 500
PWER POWER-ONE INC SR 200 500
PZZI PIZZA INN INC 500 1000
Q
QADI Q A D INC 500 1000
QWST QWEST COMMUN INTL 500 1000
R
RACN RACING CHAMPIONS C 500 1000
RANGY RANDGOLD & EXPL ADR 500 1000
RBCO RYAN BECK CO INC 500 1000
RBOT COMPUTER MOTION INC 500 1000
RBPAA ROYAL BSCHS OF PA A 500 1000
RCNC RCN CORPORATION 200 500
RDCMF RADCOM LTD 200 500
RENX RENEX CORPORATION 200 500
RESM RESMED INC 500 1000
RESR RESEARCH INC 500 1000
REXI RESOURCE AMER CL A 500 1000
REXX REXX ENVIRO CP 500 1000
RFMD RF MICRO DEVICES 500 1000
RIDG RIDGEVIEW INC 1000 500
RIFL ROYAL PRECISION INC 1000 500
RIMS ROBOCOM SYSTEMS IN 500 1000
RITTF RIT TECHNOLOGIES LTD 500 1000
ROAC ROCK OF AGES CORP 200 500
ROSI USA FLORAL PRODUCT 200 500
RPCLF REVENUE PROP LTD 500 200
RSLCF RSL COMMUNICATION SR 200 500
RTRO RETROSPETTIVA INC 200 500
RTROW RETROSPETTIVA WTS 200 500
RTST RIGHT START INC 500 1000
RUSAF RUSSELL METALS CL A 200 500
RVSB RIVERVIEW SAV BK F 500 1000
RWDT RWD TECHS INC 500 1000
RYAAY RYANAIR HLDGS ADR 500 1000
S
SABB SANTA BARBARA BCP 1000 500
SAVO SCHULTZ SAV O STOR 1000 500
SBGA SUMMIT BANK CORP 500 1000
SBGIP SINCLAIR BRD PFD SE 200 500
SBHC SECURITY BK HLDG C 1000 500
SCHI SIMIONE CENTRAL HL 500 1000
SCHR SCHERER HEALTHCARE 1000 500
SCMM S C M MICROSYS SA 200 500
SEYE SIGNATURE EYEWEAR 200 500
SFED S F S BANCORP INC 1000 500
SFXBW SFX BROADCAST WTS 500 200
SGVB S G V BANCORP INC 1000 500
SHBK SHORE BANK 200 500
SHSE SUMMIT HOLDING SE 500 1000
SHUF SCHUFF STEEL COMPA 500 1000
SIXR SIX RIVERS NAT BK 200 500
SLGN SILGAN HOLDINGS 1000 500
SLHO S L H CORPORATION 500 1000
SNBC SUN BANCORP INC 500 1000
SOMN SOMNUS MEDICAL 200 500
SOMR SOMERSET GP INC TH 200 500
SPLN SPORTSLINE USA INC 200 500
SPRI SPR INC SR 200 500
SPRX SPECTRX INC 500 1000
STER STERIGENICS INTL 500 1000
STFF STAFF LEASING INC 500 1000
STGC STARTEC GLOBAL COM 200 500
STRX STAR TELECOMM INC 500 1000
STRZ STAR BUFFET INC 200 500
SUNH SUNDANCE HOMES INC 500 1000
SVIN SCHEID VINEYARDS I 500 1000
SWBI SOUTHWEST BANCSHAR 500 1000
SWSHW SWISHER INTL WTS 500 1000
SXNB SUCCESS BANCSRS 200 500
SXTN SAXTON INCORPORATI 500 1000
SYCM SYSCOMM INTL CORP 500 1000
SYNT SYNTEL INC 500 1000
T
TACX THE A CONSULTING TM 500 1000
TBCOL TRIATHALON BD DEP SH 500 200
TCBK TRICO BANCSHARES 1000 500
TCICP TCI COMMUN PFD A 500 1000
TCIVA TELE-COM TCI VENT A 200 500
TCIVB TELE-COM TCI VENT B 200 500
TCMS TRANS COASTAL MAR 200 500
TCOMP TELE COMMUN PFD B 500 200
TDFX 3DFX INTERACTIVE I 500 1000
TDHC THERMADYNE HLDGS C 500 1000
TENT TOTAL ENTMT REST C 500 1000
TERA TERA COMPUTER CO 500 1000
TFCO TUFCO TECHS INC 1000 500
TGRP TELEGROUP INC 500 1000
TIMBZ US TIMBERLAND UTS 200 500
TKGFA TEKGRAF INC CL A 200 500
TKGFW TEKGRAF INC WTS 200 500
TKTL TRACK 'N TRAIL SA 200 500
TMAX TOYMAX INTL INC 200 500
TMSTA THOMASTON MILLS A 200 500
TONSF NOVA AMERICAN STEEL 200 500
TPACP TCI PAC COM PFD 500 200
TRBR TRAILER BRIDGE INC 500 1000
TRCW TRANSCOR WASTE SER 500 1000
TRMS TRIMERIS INC SA 200 500
TRNS TRANSMATION INC 1000 500
TSFW T S I INTL SOFTWAR 500 1000
TSIC TROPICAL SPORTWR 200 500
TSND TRANSCEND THERAPEU 500 1000
TWFC I & W FINANCIAL CP 200 500
TWRI TRENDWEST RESORTS 500 1000
U
UBIX UBICS INC 200 500
UBSC UNION BKSHS LTD 1000 500
UFAB UNIFAB INTL INC 200 500
UFPT U F P TECH INC 500 1000
UHCI UNIVERSAL STANDARD 500 1000
UNDG UNIDIGITAL INC 500 1000
UNIQ UNIQUE CASUAL REST 500 1000
UNTD FIRST UNITED BCSHS 500 1000
UPCPO UNION PLANTERS PFD E 200 500
UTCIW UNIROYAL TECH CP WTS 200 500
V
VAIB VALLEY INDEPENDNT BK 200 500
VDRY VACU DRY CO 500 1000
VESC VESTCOM INTL INC 500 1000
VIRGY VIRGIN EXPRESS ADS 500 1000
VISNZ SIGHT RESOURCE CP WT 500 1000
VLGEA VILLAGE SUPER MKT A 200 500
VMRXW VIMRX PHARM WTS IN 500 1000
VMTI VISTA MEDICAL TECH 500 1000
VNGI VALLEY NATL GASES 1000 500
VRBA VRB BANCORP 200 500
VTRAO VBC CAPITAL I CAP 500 200
W
WABC WESTAMERICA BNCP 1000 500
WAND MILESTONE SCIENTIF 500 1000
WASH WASHINGTON TRUST 500 1000
WAVR WAVERLY INC 500 1000
WCOMP WORLDCOM DEP SHS 200 500
WCRXY WARNER CHILCOTT ADR 500 1000
WCSTF WESCAST INDS INC A 500 200
WEBC WESTERN BANCORP 500 1000
WEYS WEYCO GP INC 200 500
WHCP WHITE CAP INDS 200 500
WLSN WILSONS LEATHER 500 1000
WOSI WORLD OF SCIENCE I 500 1000
WWIN WASTE INDUSTRIES I 500 1000
X
XLSW EXCEL SWITCHING CP 200 500
Y
YDNT YOUNG INNOVATIONS 200 500
Z
ZMTX ZYMETX INC 200 500

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