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98-55 Transaction Reporting And Quotation Obligations Under The Fixed Income Pricing System (FIPS)

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SUGGESTED ROUTING

Senior Management
Corporate Finance
Institutional
Legal & Compliance

Municipal
Operations
Systems
Trading



Executive Summary

On April 11, 1994, The Nasdaq Stock Market, Inc., began operation of the Fixed Income Pricing SystemSM (FIPS®) for members trading highyield bonds. FIPS was created to facilitate the over-the-counter (OTC) trading of high-yield, corporate debt securities rated BB+ or lower by Standard & Poor's Corporation. The goals in the creation of FIPS were similar to those which led to the creation of The Nasdaq Stock Market®—to increase information and transparency in the marketplace, thereby encouraging investment and growth. As the list of bonds requiring FIPS reporting continues to expand, members are reminded of their reporting and quotation obligations.

Reporting Transactions (Market Place Rules 6240A And 6240B)

FIPS securities may be classified into two categories:

1. Mandatory Bonds consist of the most active top-tier FIPS securities (currently totaling 50 bonds). These bonds must be reported within five minutes after trade execution.
2. Non-Mandatory Bonds are all other FIPS securities. There are approximately 2,000 bonds that must be reported anytime during the trading day.

The obligation to report transactions on FIPS securities depends on the role of each party in the trade. In transactions between:

  • A FIPS dealer and a FIPS broker's broker—only the broker's broker reports the trade.


  • Two FIPS dealers—only the sellside dealer reports the trade.


  • A FIPS participant and non-participant—only the FIPS participant reports the trade.

Quotation Obligations (Market Place Rule 6230)

If you are actively trading in one or more FIPS mandatory bond(s) as a FIPS dealer as described in Market Place Rule 6230, you may be obligated to enter and maintain firm quotations into the FIPS system. The failure to quote in accordance with the FIPS rules may result in disciplinary action.

FIPS participants must continuously display firm bids/offers in the FIPS mandatory bonds in which they are actively trading. Quotations may be one- or two-sided and must be reasonably related to the prevailing market in each bond. Quotes must reflect a minimum size of 100 bonds ($100,000 par value) and be in increments of 1/8 of a point. FIPS dealers may enter firm quotations into FIPS under their own names or through a FIPS broker. Quotes entered under a dealer's own name will be identified as such; all others will bear the name of the broker with the dealer remaining anonymous.

A FIPS broker must transmit all quotes received from FIPS dealers to the FIPS system for dissemination to all FIPS participants and to the public through market data vendors (via the Bond Quotation Dissemination Service (BQDS) data feed).

Please Note: If you are not actively trading in a particular FIPS security and only execute trades to accommodate customer orders, you still have an obligation to report these trades to the National Association of Securities Dealers, Inc. (NASD®).


Common Questions

The following questions may arise regarding the reporting of FIPS trades:

Question: If I believe that my firm is not a FIPS dealer or broker's broker, do I have to report a trade in a FIPS security to the NASD?

Answer: Yes, all transactions in FIPS securities must be reported, subject to limited exceptions. The reporting guidelines are set forth according to mandatory or non-mandatory bond categories. This would include all firms that trade high-yield bonds for their own (inventory) account and/or that execute trades on behalf of customers. Any trade executed by a firm in a FIPS bond must be reported to the NASD.


Question: What securities are eligible for quoting in FIPS?

Answer: FIPS securities are OTC high-yield, fixed-income corporate debt securities rated BB+ or lower by Standard & Poor's Corporation. It is also possible that a non-rated issue may be a FIPS-eligible security.


Question: If I am a broker/dealer who is a correspondent of a clearing firm, will my clearing firm report the trades on my behalf?

Answer: Not necessarily. The obligation to report falls on the shoulders of the firm that executes the trade, whether it be for inventory or to accommodate a customer order. Most clearing firms will not assume the responsibility to report trades they did not execute on behalf of their correspondents. It should not be assumed that the clearing firm is reporting your trades in FIPS securities.


Question: As a compliance officer, am I required to monitor the reporting of all FIPS transactions—especially on those desks that, in the normal course of business, may not consistently trade high-yield bonds?

Answer: Yes, all compliance officers should be certain that every part of their firm is reporting FIPS trades. Many traders assume that, in a normal course of business, the highyield trading desk is reporting all of the firm's FIPS transactions and the firm's obligations to the rules are being fulfilled. This may not be completely accurate. For example, there are high grade desks that trade crossover bonds and utility desks that trade bonds that are rated BB+ or lower. These desks may be located in different areas and/or different floors in a particular firm. The firm is obligated to report all of its FIPS transactions, regardless of the desk that trades the bonds.

It is imperative that all Compliance Officers, Head Traders, and all corporate traders be aware of the reporting obligation, regardless of which desk trades a FIPS bond, so that the firm remains in compliance. Failure to report FIPS trades as required may be grounds for disciplinary action by NASD Regulation, Inc.

Attached is a reprint of the letter that went out to all FIPS participants on June 3, 1998, concerning the recent increase in the number of bonds in our database.

The list of additions referenced in the letter below is attached in this Notice. This list of additions, as well as the entire list of FIPS bonds, can be obtained by calling Joanie Rizzo at (212) 858-3975. The entire list can also be accessed through our FIPS Web Site located at www.nasdaqfips.com. In order to ensure that you are in compliance with the reporting of all FIPS bonds, you must review the entire list. Many of these bonds may be traded by other trading desks within your firm.

Please familiarize yourself with the FIPS Web Site and utilize it for obtaining lists and other information, as it will eventually become the primary source of FIPS system changes. The fax system is both cumbersome and expensive, so we will be moving toward a paper-free, timely method of contacting FIPS participants via the Web Site, hopefully before the end of the summer. Once the new method is in place, those of you who require contact through the fax system may continue to have that option at a fee to be determined.

If a daily e-mail subscription containing the complete list of FIPS mandatory and non-mandatory issues would be of interest to your firm at this time, please send us an e-mail at fipsfeedbk@nasd.com.

As always, if you have any questions or concerns regarding FIPS, please contact:

Nasdaq®

General Questions
Justin Tubiolo
(212) 858-4419

Technology Questions
Jim Schroder
(212) 858-4321

FIPS Service Desk
Cheryl Glowacki
(203) 385-6373

FIPS Subscriber Services
Stacey Galullo
(800) 777-5606

FIPS Literature/Fax List Inquiries
Joanie Rizzo
(212) 858-3975

MarketWatch and TradeWatch
(800) 211-4953
or (301) 590-6890

NASD RegulationSM

Regulatory Questions
Stephen Simmes
(301) 590-6451


June 3, 1998

Dear FIPS Participant:

I want to alert you to an upcoming significant increase in the number of bonds subject to trade reporting on the Fixed Income Pricing SystemSM (FIPS®).

As you know, a very large percentage of high-yield bonds have come to market as 144A issues. When these private placements are exchanged for like publicly traded securities, they become subject to FIPS reporting and National Association of Securities Dealers, Inc. (NASD®) oversight. Please be aware that approximately 450 such issues will be added to the FIPS database and faxed to you in increments over the next several weeks.

We have made every effort to contact every FIPS Participant Firm for a current fax number and the name of at least one designated FIPS responsible party, but it is the obligation of each Participant Firm to advise us of any changes in fax number or contact person. If you do not receive any faxes over the next several days, please call Joan Rizzo at (212) 858-3975 to verify your fax number.

Enclosed is a complete list of the exchanged 144A issues that will become eligible for reporting on FIPS. The entire list of FIPS bonds can be viewed and printed from the FIPS Web Site at www.nasdaqfips.com. From the homepage, click on "Issue Data," then enter your FIPS Workstation user ID and password. (Service Desk Participants can obtain a FIPS Web Site user ID/password by contacting Subscriber Services at (800) 777-5606.) For the full list, select one of the "Full List" files in the "Download" section of the Issue Data page. If you do not have Internet access, the full list can be obtained in hard copy by calling Joan Rizzo at (212) 858-3975.

Members are again specifically reminded of their reporting obligations under NASD Market Place Rules 6240A, 6240B, and 6230, which mandate timely reporting of all trades in FIPS listed bonds. Failure to report FIPS trades as required may be grounds for disciplinary action by NASD Regulation, Inc.

As always, members with questions regarding FIPS reporting or quotation obligations are urged to contact me at (212) 858-4419, Jim Schroder, Assistant Director, at (212) 858-4321, or Stephen Simmes, Market Regulation, at (301) 590-6451.

Sincerely ,

Justin Tubiolo
Director, Fixed-Income
Trading and Market Services



ISSUER NAME COLLATERAL TYPE CUSIP Coupon Maturity Exchanged
AES CORP Senior Sub Notes 00130HAG0 8.375 08/15/07 09/19/97
AES CORP Senior Sub Notes 00130HAK1 8.500 11/01/07 03/16/98
AES CORP Senior Sub Debs 00130HAL9 8.875 11/01/27 03/16/98
AFC ENTERPRISES Senior Sub Notes 00104QAB3 10.250 05/15/07 09/08/97
APS INC. Company Guarantee 002030AC8 11.875 01/15/06 07/18/96
ABRAXAS PETRO/CN ABRAXAS SERIES B Senior Notes 003831AC8 11.500 11/01/04 03/14/97
ACKERLY COMM INC. SERIES B Senior Notes 004527AD9 10.750 10/01/03 01/15/94
ACME BOOT CO. SERIES B Senior Notes 004622AD8 11.500 12/15/00 08/02/94
ADAMS OUTDOOR ADVERTISING Senior Notes 006348AB2 10.750 03/15/06 08/16/96
ADELPHIA COMMUNICATIONS SERIES B Senior Notes 006848AS4 9.250 10/01/02 12/03/97
ADELPHIA COMMUNICATIONS SERIES B Senior Notes 006848AK1 9.500 02/15/04 05/04/94
ADELPHIA COMMUNICATIONS SERIES B Senior Notes 006848AH8 10.250 07/15/00 02/10/94
AFFINITY GROUP HOLDING Senior Notes 00826WAC5 11.000 04/01/07 09/15/97
AFTERMARKET TECHNOLOGY SERIES D Senior Sub Notes 008318AD9 12.000 08/01/04 09/11/95
AIRTRAN AIRLINES INC. SERIES B Company Guarantee 00949KAA7 10.500 04/15/01 02/06/98
ALARIS MEDICAL SYSTEMS Company Guarantee 011638AA1 9.750 12/01/06 10/21/97
ALL-AMERICAN BOTTLING Senior Notes 016431AB4 13.000 08/15/01 01/07/94
ALLBRITTON COMMUNICATIONS SERIES B Senior Sub Debs 016745AD3 9.750 11/30/07 06/05/96
ALLIANCE GAMING CORP. SERIES B Company Guarantee 01859PAG9 10.000 08/01/07 01/05/98
ALLIED WASTE NORTH AMERICA Company Guarantee 01958XAC1 10.250 12/01/06 07/23/97
ALLIED WASTE INDUSTRIES Senior Discount Nts 019589AC4 0/11.300 06/01/07 12/16/97
ALLISON ENGINE INC. Senior Sub Notes 019686AB0 10.000 12/01/03 07/01/94
ALPINE GROUP INC. SERIES B Senior Notes 020825AD7 12.250 07/15/03 01/19/96
ALVEY SYSTEMS INC. Senior Sub Notes 022380AB5 11.375 01/31/03 06/11/96
AMER COMMUNICATION SVCS Senior Discount Nts 02520BAE2 0/12.750 04/01/06 06/25/96
AMER COMMUNICATION SVCS Senior Discount Nts 02520BAC6 0/13.000 11/01/05 03/27/95
AM GENERAL CORPORATION SERIES B Senior Notes 001702AB5 12.875 05/01/02 10/17/95
AMERICAN PAD & PAPER-DEL SERIES B Senior Sub Notes 028821AA4 13.000 11/15/05 07/24/96
AMERICAN RESTAURANT SERIES * Notes 029309AB7 12.000 09/15/98 10/13/92
AMER RESTAURANT SERIES 92 Senior Notes 029309AE1 13.000 09/15/98 08/28/96
AMER RESTAURANT SERIES 93 Senior Notes 029309AF8 13.000 09/15/98 08/28/96
AMER RESTAURANT GROUP Senior Notes 029305AC3 0/14.000 12/15/05 03/14/94
AMERICAN SKIING CO. SERIES B Senior Sub Notes 029654AG5 12.000 07/15/06 01/15/97
AMERICAN SKIING CO. SERIES B Discount Notes 029654AH3 0/13.750 01/15/07 01/15/97
AMERICO LIFE INC. Senior Sub Notes 03060NAB6 9.250 06/01/05 10/26/93
AMERIGAS PARTNERS, L.P. SERIES B Senior Notes 030981AB0 10.125 04/15/07 07/14/95
AMERITRUCK DISTRIBUTION SERIES B Senior Sub Notes 03071XAC9 12.250 11/15/05 02/22/98
AMTRAN INC. Company Guarantee 03234GAC0 10.500 08/01/04 01/09/98
AMTROL INC. Senior Sub Notes 03234AAC3 10.625 12/31/06 02/18/97
ANCHOR ADVANCED PRODUCTS Senior Notes 032816AC4 11.750 04/01/04 10/00/97
ANKER COAL GROUP INC. SERIES B Senior Notes 035396AB6 9.750 10/01/07 03/11/98
ANVIL KNITWEAR INC. SERIES B Senior Notes 03734PAC5 10.875 03/15/07 08/22/97
ARCHIBALD CANDY CORP. Company Guarantee 039525AC4 10.250 07/01/04 11/12/97
ASCENT ENTERTAINMENT GROUP Senior Discount Nts 043628AC0 0/11.875 12/15/04 03/02/98
ATLAS AIR INC. Senior Notes 049164AC0 10.750 08/01/05 12/04/97
ATRIUM COMPANIES INC. Senior Sub Notes 04962VAC3 10.500 11/15/06 05/09/97
AUTOTOTE CORP. SERIES B Company Guarantee 053323AF8 10.875 08/01/04 10/27/97
AVONDALE MILLS INC. Company Guarantee 054393AB9 10.250 05/01/06 10/23/96
AXIA INC. SERIES B Senior Sub Notes 054596AC5 11.000 03/15/01 08/24/94
BE AEROSPACE INC. SERIES B Senior Sub Notes 055381AD9 9.875 02/01/06 05/14/96
B&G FOODS INC. Company Guarantee 055088AC2 9.625 08/01/07 03/11/98
BPC HOLDING CORP. SERIES B Senior Notes 055930AB7 12.500 06/15/06 09/27/96
BTI TELECOM CORP. Senior Notes 05577BAC1 10.500 09/15/07 03/10/98
BANKNORTH CAPITAL TRUST I SERIES B Company Guarantee 06646QAC3 10.520 05/01/27 11/13/97
BAR TECHNOLOGIES Company Guarantee 067016AE5 13.500 04/01/01 08/28/96
BELCO OIL & GAS CORP. SERIES B Senior Sub Notes 077410AC2 8.875 09/15/07 11/00/97
BELCO OIL & GAS CORP. SERIES B Company Guarantee 191886AC4 10.500 04/01/06 07/12/96
BELDEN & BLAKE CORP. SERIES B Company Guarantee 077447AC4 9.875 06/15/07 11/00/97
BENEDEK BROADCASTING Senior Notes 081904AC8 11.875 03/01/05 12/11/95
BENTON OIL & GAS Senior Notes 083288AE0 9.375 11/01/07 02/20/98
BENTON OIL & GAS Senior Notes 083288AC4 11.625 05/01/03 08/23/96
BIG5CORP. SERIES B Senior Notes 089150AB2 10.875 11/15/07 02/18/98
BIG FLOWER PRESS Senior Sub Notes 089160AC9 8.875 07/01/07 09/25/97
BOOTH CREEK SKI HOLDINGS SERIES B Senior Notes 099408AC0 12.500 03/15/07 08/13/97
BUILDING MATERIALS CORP. SERIES B Senior Notes 120111AJ8 8.000 10/15/07 03/20/98
BUILDING MATERIALS CORP. SERIES B Senior Notes 120111AF6 8.625 12/15/06 03/12/97
BUILDING MATERIALS CORP. SERIES B Senior Notes 120111AC3 11.750 07/01/04 12/15/94
BURKE INDUSTRIES INC. Company Guarantee 121360AB7 10.000 08/15/07 01/28/98
BUSSE BROADCASTING CORP. Senior Notes 123309AD8 11.625 10/15/00 03/08/96
BWAY CORP. SERIES B Company Guarantee 056039AC4 10.250 04/15/07 03/11/98
CCPR SERVICES INC. Company Guarantee 12489XAD4 10.000 02/01/07 07/29/97
CFP HOLDINGS INC .SERIES B Senior Notes 12526FAB2 11.625 01/15/04 08/11/97
CLN HOLDINGS INC. 2nd PRIORITY DISCOUNT NTS Senior Discount Nts 125638AB2 0.000 05/15/01 11/14/97
CMS ENERGY SERIES B Senior Notes 125896AG5 7.375 11/15/00 02/13/97
CP FUNDING CORP. SERIES CL B Disc1st Mtge Nts 125923AC6 0/12.500 06/15/04 11/15/94
CS WIRELESS SYSTEMS INC. SERIES B Senior Discount Nts 22942TAE1 0/11.375 03/01/06 12/09/96
CSK AUTO INC. SERIES A Company Guarantee 12637KAB7 11.000 11/01/06 06/17/97
CABOT SAFETY CORP. Senior Sub Notes 127098AB7 12.500 07/15/05 12/01/95
CALMAR INC. SERIES B Senior Sub Notes 13126BAD9 11.500 08/15/05 01/10/96
CALPINE CORP. Senior Notes 131347AF3 8.750 07/15/07 12/30/97
CALPINE CORP. Senior Notes 131347AD8 10.500 05/15/06 11/05/96
CAMBRIDGE INDUSTRIES INC. SERIES B Company Guarantee 132201AE4 10.250 07/15/07 01/14/98
CANANDAIGUA BRANDS SERIES C Senior Sub Notes 137219AE1 8.750 12/15/03 03/07/97
CAPSTAR BROADCASTING Senior Sub Notes 14066PAD8 9.250 07/01/07 09/15/97
CAPSTAR BROADCASTING Senior Discount Nts 14066PAC0 0/12.750 02/01/09 09/11/97
CARSON INC. SERIES B Company Guarantee 145845AB9 10.375 11/01/07 02/19/98
CASINO MAGIC-LOUISIANA SERIES B Company Guarantee 147907AD1 13.000 08/15/03 08/28/97
CELLNET DATA SYSTEMS INC. SERIES B Senior Discount Nts 15115MAF8 0/13.000 06/15/05 02/14/97
CELLNET DATA SYSTEMS INC. Senior Discount Nts 15115MAL5 0/14.000 10/01/07 01/22/98
CENTRAL RENTS INC. SERIES B Senior Notes 154900AE4 12.875 12/15/03 10/28/94
CHANCELLOR MEDIA CORP.-LA SERIES B Company Guarantee 158916AC0 8.750 06/15/07 11/17/97
CHANCELLOR MEDIA CORP. SERIES B Company Guarantee 158916AD8 10.500 01/15/07 05/15/97
CHARTER COMM SO. EAST L.P. SERIES B Senior Notes 160907AC5 11.250 03/15/06 08/26/96
CHARTER COMM SO. EAST HLD. SERIES B Discount Notes 161170AC9 0/14.000 03/15/07 08/26/96
CHATTEM INC. SERIES B Senior Sub Notes 162456AE7 12.75 06/15/04 09/19/94
CHATWINS GROUP INC. Senior Notes 162468AE2 13.000 05/01/03 09/01/93
CHEMICAL LEAMAN CORP. Senior Notes 163749AC8 10.375 06/15/05 11/10/97
CHESAPEAKE ENERGY CORP. Senior Notes 165167AF4 10.500 06/01/02 09/25/95
CINEMARK USA INC. SERIES B Senior Sub Notes 172441AL1 8.500 08/01/08 03/09/98
CINEMARK USA INC. SERIES B Senior Sub Notes 172441AF4 9.625 08/01/08 11/22/96
CINEMARK USA INC. SERIES D Senior Sub Notes 172441AJ6 9.625 08/01/08 10/30/97
CITADEL BROADCASTING CO. Senior Sub Notes 17285EAC3 10.250 07/01/07 01/28/98
CLARK MATERIALS HANDLING Company Guarantee 181475AC8 10.750 11/15/06 03/17/97
CLARK REFINING & MARKETING INC. Senior Sub Notes 181900AE1 8.875 11/15/07 02/23/98
CLARK-SCHWEBEL INC. SERIES B Debentures 181515AB3 12.500 07/15/07 12/00/97
CLEVELAND ELEC/TOLEDO EDISON SERIES B Notes 186118AG0 7.190 07/01/00 10/27/97
CLEVELAND ELEC/TOLEDO EDISON SERIES B Notes 186118AH8 7.670 07/01/04 10/27/97
CLIFFS DRILLING CO. SERIES D Company Guarantee 18682CAF7 10.250 05/15/03 12/16/97
COACH USA INC. SERIES B Company Guarantee 18975LAC0 9.375 07/01/07 11/12/97
COAST HOTELS & CASINO SERIES B Company Guarantee 19035CAC6 13.000 12/15/02 08/22/96
COBBLESTONE GOLF GROUP SERIES B Senior Notes 190885AC7 11.500 06/01/03 11/05/96
COINMACH CORP. SERIES D Senior Notes 192596AE4 11.750 11/15/05 02/06/98
COLE NATIONAL GROUP INC. Senior Sub Notes 193292AG4 8.625 08/15/07 01/27/98
COLLINS & AIKMAN FLOORCOVER. SERIES B Senior Sub Notes 19483NAC9 10.000 01/15/07 07/07/97
COLORADO GAMING & ENT. Senior Notes 196469AA8 12.000 06/01/03 06/07/96
COLORADO PRIME CORP. Company Guarantee 196902AD2 12.500 05/01/04 10/10/97
COMCAST CELLULAR HOLDINGS SERIES B Senior Notes 20029YAC4 9.500 05/01/07 11/07/97
COMFORCE OPERATING INC. SERIES B Senior Notes 20038MAC9 12.000 12/01/07 03/30/98
COMMUNICATIONS INSTRUMEN. SERIES B Company Guarantee 203406AC7 10.000 09/15/04 03/05/98
COMMUNICATIONS & POWER IND. SERIES B Senior Sub Notes 20338CAC8 12.000 08/01/05 12/20/95
COMMUNITY DISTRIBUTORS SERIES B Company Guarantee 203646AB0 10.250 10/15/04 03/13/98
CONNECTICUT LIGHT & POWER SERIES C 1st Mortgage 207597DQ5 7.750 06/01/02 10/00/97
CONSECO INC. SERIES B Senior Sub Notes 066229AB1 13.000 11/01/02 05/14/93
CONTIFINANCIAL CORP. Senior Notes 21075VAC1 7.500 03/15/02‘ 06/11/97
CONTINENTAL AIRLINES INC. SERIES 962D Pass-thru Certificate 210805AU1 11.500 04/02/08 11/01/96
CORE-MARK INTERNATIONAL Senior Sub Notes 218682AD4 11.375 09/15/03 02/07/97
CORPORATE EXPRESS SERIES B Senior Sub Notes 219888AB0 9.125 03/15/04 03/20/95
COURTYARD BY MARRIOTT SERIES B Senior Notes 222746AC3 10.750 02/01/08 06/17/96
CROSS TIMBERS OIL CO. SERIES B Senior Sub Notes 227573AG7 8.750 11/01/09 12/19/97
CROSS TIMBERS OIL CO. SERIES B Senior Sub Notes 227573AD4 9.250 04/01/07 06/16/97
CURTICE-BURNS FOODS INC. Senior Sub Notes 231382AA0 12.250 02/01/05 01/19/95
DADE INTERNATIONAL INC. SERIES B Senior Sub Notes 233663AE3 11.125 05/01/06 12/04/96
DAY INTERNATIONAL GROUP INC. SERIES B Senior Notes 239536AB1 11.125 06/01/05 12/05/95
DECORATIVE HOME ACCENTS SERIES B Senior Notes 243626AE8 13.000 06/30/02 12/13/95
DEL MONTE CORP./FOODS CO. SERIES B Senior Sub Notes 245217AH7 12.250 04/15/07 08/21/97
DELCO REMY INTERNATIONAL INC. Company Guarantee 246626AE5 10.625 08/01/06 01/00/98
DELL COMPUTER Senior Notes 247025AC3 11.000 08/15/00 01/30/94
DELTA BEVERAGE GROUP Senior Notes 247389AB5 9.750 12/15/03 04/04/97
DELTA MILLS INC. SERIES B Company Guarantee 247701AB1 9.625 09/01/07 02/12/98
DETAILS INC. SERIES B Senior Sub Notes 25063WAC4 10.000 11/15/05 03/16/98
DETAILS HOLDINGS CORP. SERIES B Senior Discount Nts 25063TAA5 0/12.500 11/15/07 03/16/98
DI GIORGIO CORP. SERIES B Senior Notes 252435AF9 10.000 06/15/07 10/10/97
DII GROUP INC. Senior Sub Notes 232949AC1 8.500 09/15/07 01/22/98
DIAL CALL COMMUNICATIONS SERIES B Senior Discount Nts 25246PAE5 10.250 12/15/05 05/23/94
DIGITAL TV SVC./DTS CAPTL SERIES B Company Guarantee 25387XAC1 12.500 08/01/07 01/30/98
DISCOVERY ZONE Company Guarantee 25468BAF4 13.500 08/01/02 03/06/98
DOBSON COMMUNICATIONS CORP. Senior Notes 256069AC9 11.750 04/15/07 06/17/97
DOLLAR FINANCIAL GROUP SERIES A Senior Notes 256666AB4 10.875 11/15/06 04/10/97
DRYPERS CORP. SERIES B Senior Notes 262497AG5 10.250 06/15/07 10/15/97
DRYPERS CORP. SERIES B Senior Notes 262497AC4 12.500 11/01/02 08/12/93
DYNCORP INC. Senior Sub Notes 268162AD6 9.500 03/01/07 07/28/97
E&S H0LDINGS CORP. SERIES B Senior Sub Notes 26822QAC7 10.375 10/01/06 02/12/97
EV INTERNATIONAL INC. SERIES A Company Guarantee 269263AC3 11.000 03/15/07 09/05/97
EASCO CORP. SERIES B Senior Notes 270330AG8 10.000 03/15/01 08/19/94
ECHOSTAR DBS CORP. Company Guarantee 27876GAC2 12.500 07/01/02 11/28/97
ECHOSTAR SATELLITE BROADCAST. Senior Discount Nts 27876DAB1 0/13.125 03/15/04 07/26/96
ELECTRONIC RETAILING SYS. Senior Discount Nts 285825AC9 0/13.250 02/01/04 07/07/97
ENVIRODYNE INDUSTRIES SERIES B Senior Notes 294037AJ5 12.000 06/15/00 12/08/95
EXIDE ELECTRONICS GROUP SERIES B Senior Sub Notes 302052AC9 11.500 03/15/06 07/19/96
EYE CARE CENTERS Senior Notes 302294AC7 12.000 10/01/03 06/09/94
FM HOLDINGS INC. SERIES B Debentures 301933AB3 13.125 09/15/05 01/18/94
FAIRCHILD SEMICONDUCTOR Senior Sub Notes 303727AC5 10.125 03/15/07 08/13/97
FALCON DRILLING CO. INC. SERIES B Senior Notes 305914AB9 9.750 01/15/01 08/30/94
FALCON HOLDING GROUP, L.P. Senior Sub Notes 306064AB2 11.000 09/15/03 10/29/93
FARM FRESH INC. SERIES A Senior Notes 307669AE1 12.250 10/01/00 05/20/94
FEDERAL DATA CORP. Company Guarantee 313252AC2 10.125 08/01/05 01/22/98
FELCOR SUITES, L.P. Company Guarantee 313917AE6 7.375 10/01/04 03/20/98
FELCOR SUITES, L.P. Company Guarantee 313917AF3 7.625 10/01/07 03/20/98
FINGERHUT CO. Senior Notes 317867AC3 7.375 09/15/99 02/03/97
FIRST PALM BEACH BANCORP SERIES B Debentures 33589BAC9 10.350 06/30/02 12/23/97
FLEMING COMPANIES INC. SERIES B Company Guarantee 339130AK2 10.500 12/01/04 02/10/98
FLEMING COMPANIES INC. SERIES B Company Guarantee 339130AL0 10.625 07/31/07 02/10/98
FLORIDA COAST PAPER LLC SERIES B 1st Mortgage 340606AC6 12.750 06/01/03 11/13/96
FONDA GROUP INC. SERIES B Senior Sub Notes 344555AC1 9.500 03/01/07 07/31/97
FORMAN PETROLEUM CORP. SERIES B Company Guarantee 346361AE8 13.500 06/01/04 10/31/97
FOUR M CORP. SERIES B Senior Notes 350870AC5 12.000 06/01/06 11/13/96
FOX/LIBERTY NETWORKS LLC Senior Notes 351437AC2 8.875 08/15/07‘ 01/23/98
FOX/LIBERTY NETWORKS LLC Senior Discount Nts 351437AD0 0/9.750 08/15/07 01/23/98
FREEDOM CHEMICALS INC. Senior Sub Notes 356371AC8 10.625 10/15/06 03/17/97
GFSI HOLDINGS INC. SERIES B Senior Discount Nts 36169LAC8 0/11.375 09/15/09 01/30/98
GENERAL MEDIA Senior Notes 370295AD9 10.625 12/31/00 07/15/94
GENESIS HEALTH VENTURES Senior Sub Notes 371912AF3 9.250 10/01/06 02/28/97
GENMAR HOLDINGS SERIES A Senior Sub Notes 372305AB8 13.500 07/15/01 11/30/94
GEOTEK COMMUNICATION INC. SERIES B Senior Discount Nts 373654AG7 0/15.000 07/15/05 12/05/95
GIANT INDUSTRIES Company Guarantee 374508AD1 9.000 09/01/07 12/26/97
GLASSTECH INC. SERIES B Senior Notes 377265AG8 12.750 07/01/04 12/01/97
GLOBALSTAR L.P./CAPITAL SERIES * Senior Notes 379363AK0 11.375 02/15/04 08/15/97
GORGES/QUIK TO FIX FOOD SERIES B Senior Sub Notes 382883AB2 11.500 12/01/06 04/28/97
GOTHIC ENERGY CORP. SERIES B Company Guarantee 383482AE6 12.250 09/01/04 12/01/97
GRAHAM FIELD HEALTH PDS SERIES A Senior Sub Notes 384632AB1 9.750 08/15/07 02/09/98
GRAND CASINOS INC. SERIES B Company Guarantee 385269AC9 9.000 10/15/04 02/17/98
GRANITE DEVELOPMENT PARTNERS Senior Notes 387347AB3 10.830 11/15/03 12/05/94
GREENPOINT CAPITAL TRUST I Company Guarantee 39538PAC7 9.100 06/01/27 10/14/97
GREYHOUND LINES SERIES B Company Guarantee 398048AH1 11.500 04/15/07 08/01/97
GREYSTONE HOMES INC. Senior Notes 398068AB2 10.750 03/01/04 07/29/94
HCC INDUSTRIES Company Guarantee 404125AE6 10.750 05/15/07 12/03/97
HAMMONS, JOHN Q., HOTELS L.P. 1st Mortgage 408628AC9 9.750 10/01/05 12/16/96
HARRAHS OPER. INC. SERIES B Senior Sub Notes 413627AB6 8.750 03/15/00 08/23/93
HAYES LEMMERZ INTL. INC. SERIES B Company Guarantee 420804AG1 9.125 07/15/07 10/28/97
HAYES LEMMERZ INTL. INC. SERIES B* Company Guarantee 420804AH9 9.125 07/15/07 10/28/97
HEALTHSOUTH CORP. SERIES B Senior Sub Notes 211642AD5 10.375 04/01/03 05/26/93
HEARTLAND WIRELESS COMM. Senior Notes 42235WAC2 13.000 04/15/03 03/13/96
HEARTLAND WIRELESS SERIES D Senior Notes 42235WAG3 13.000 04/15/03 01/22/97
HEARTLAND WIRELESS SERIES B Senior Notes 42235WAH1 14.000 10/15/04 04/10/97
HEDSTROM CORP. Company Guarantee 42279QAC2 10.000 06/01/07 12/11/97
HEDSTROM HOLDINGS INC. Senior Discount Nts 422914AE1 0/12.000 06/01/09 12/04/97
HERFF JONES INC. Senior Sub Notes 42718EAB0 11.000 08/15/05 12/04/95
HINES HORTICULTURE INC. SERIES B Senior Sub Notes 433245AB3 11.750 10/15/05 02/16/96
HOLLYWOOD PARK/OPERATING SERIES B Senior Sub Notes 43625PAB5 9.500 08/01/07 03/17/98
HOLLYWOOD ENTERTAINMENT SERIES B Senior Sub Notes 436141AC9 10.625 08/15/04 10/31/97
HORSESHOE GAMING LLC SERIES B Company Guarantee 44075LAF8 9.375 06/15/07 11/07/97
HORSESHOE GAMING LLC SERIES B Senior Notes 44075LAC5 12.750 09/30/00 06/12/96
HUBCO INC. Sub Debentures 404382AC7 7.750 01/15/04 07/02/94
HUBCO INC. Sub Debentures 404382AF0 8.200 09/15/06 12/13/96
HYDROCHEM INDUSTRIAL SVC. SERIES B Company Guarantee 448850AB3 10.375 08/01/07 11/12/97
HYPERION TELECOMMUNICATIONS SERIES B Senior Notes 44914KAH1 12.250 09/01/04 11/20/97
ICG HOLDINGS INC. Company Guarantee 449247AE5 0/11.625 03/15/07 07/16/97
ICG HOLDINGS INC. Senior Discount Nts 449247AA3 0/13.500 09/15/05 01/08/96
ICN PHARMACEUTICALS INC. SERIES B Senior Notes 448924AD2 9.250 08/15/05 11/11/97
ICO INC. SERIES B Senior Notes 449294AE7 10.375 06/01/07 11/18/97
IHF HOLDINGS INC. SERIES B Senior Discount Nts 449619AC9 0/15.000 11/15/04 05/17/95
IMC GLOBAL INC. SERIES B Notes 449669AG5 10.750 06/15/03 10/11/93
ISP HOLDINGS INC. SERIES B Senior Notes 450302AE4 9.000 10/15/03 04/09/97
ISP HOLDINGS INC. SERIES B Senior Notes 450302AF1 9.750 02/15/02 04/09/97
ITC DELTACOM INC. Senior Notes 45031TAC8 11.000 06/01/07 11/12/97
IXC COMMUNICATIONS INC. SERIES B Company Guarantee 450713AC6 12.500 10/01/05 08/02/96
ICON HEALTH & FITMESS SERIES B Senior Sub Notes 44929HAB4 13.000 07/15/02 05/17/95
IMAGYN MEDICAL TECHNOLOGIES Company Guarantee 45244EAA8 12.500 04/01/04 11/05/97
IMPERIAL HOLLY CORP. Company Guarantee 452835AD3 9.750 12/15/07 03/12/98
INDSPEC CHEMICAL SERIES B Senior Sub Notes 455781AC8 0/11.500 12/01/03 03/14/93
INSILCO CORP. Senior Sub Notes 457659AH3 10.250 08/15/07 11/14/97
INTELCOM GROUP (USA) INC.(see also ICG) Company Guarantee 449247AB1 0/12.500 05/01/06 08/09/96
INTERMEDIA COMMUNICATION SERIES B Senior Notes 458801AR8 8.500 01/15/08 03/11/98
INTERMEDIA COMMUNICATION SERIES B Senior Notes 458801AS6 8.875 11/01/07 02/12/98
INTERMEDIA COMMUNICATION OF FL SERIES B Senior Notes 458801AE7 13.500 06/01/05 09/06/95
INTERNATIONAL KNIFE & SAW INC. Senior Sub Notes 459733AC5 11.375 11/15/06 03/17/97
INTERNATIONAL WIRELESS COMMUNICATIONS Senior Discount Nts 46058GAE8 0.000 08/15/01 12/20/96
IRIDIUM LLC/CAPITAL CORP. SERIES B Company Guarantee 46268KAK1 14.000 07/15/05 10/07/97
IRON MOUNTAIN INC. Company Guarantee 46284PAD6 8.750 09/30/09 01/13/98
ISLE OF CAPRI/CAP. CORP. SERIES B 1st Mortgage 464587AC8 13.000 08/31/04 01/21/98
IVEX HOLDINGS CORP. SERIES B Debentures 465851AB9 13.250 03/15/05 06/30/93
JOHNSTOWN AMERICA INDUSTRIES SERIES C Company Guarantee 479477AD3 11.750 08/15/05 12/18/97
JORDAN INDUSTRIES INC. SERIES B Senior Notes 480695AJ4 10.375 08/01/07 09/29/97
JORDAN INDUSTRIES INC. SERIES B Senior Sub Notes 480695AK1 0/11.750 04/01/09 09/29/97
JORDAN TELECOM PRODUCTS SERIES B Senior Discount Nts 480767AH5 0/11.750 08/01/07 12/11/97
K&F INDUSTRIES SERIES B Senior Sub Notes 482240AG3 9.250 10/15/07 03/06/98
KSL RECREATION GROUP INC. SERIES B Senior Sub Notes 482683AC3 10.250 05/01/07 10/13/97
KEEBLER CORP. Senior Sub Notes 487251AC4 10.750 07/01/06 11/25/96
KELLEY OIL & GAS CORP. SERIES B Senior Sub Notes 487906AD1 10.375 10/15/06 02/10/97
KINETIC CONCEPTS INC. SERIES B Company Guarantee 49460WAC3 9.625 11/01/07‘ 03/03/98
KITTY HAWK INC. Company Guarantee 498326AC1 9.950 11/15/04 03/20/98
KNOLL INC. Senior Sub Notes 498904AB7 10.875 03/15/06 07/15/96
KNOLOGY HOLDINGS INC. Senior Discount Nts 499179AE9 0/11.875 10/15/07 03/24/98
LDM TECHNOLOGIES INC. SERIES B Company Guarantee 50182PAC3 10.750 01/15/07 05/28/97
LADY LUCK GAMING SERIES QTR 1st Mortgage 505903AC8 11.875 03/01/01‘ 03/29/96
LADY LUCK GAMING SERIES SA 1st Mortgage 505903AD6 11.875 03/01/01 03/29/96
LEINER HEALTH PRODUCTS Senior Sub Notes 52536PAC2 9.625 07/01/07 12/15/97
LENFEST COMMUNICATIONS Senior Sub Notes 526055AD0 10.500 06/15/06‘ 10/09/96
LESLIE'S POOLMART Senior Notes 527069AC2 10.375 07/15/04 11/28/97
LILLY INDUSTRIES INC. Senior Notes 532491AC1 7.750 12/01/07 01/00/98
LODGENET ENTERTAINMENT Senior Notes 540211AC3 10.250 12/15/06 05/15/97
LOOMIS FARGO & CO. Company Guarantee 543462AC9 10.000 01/15/04 07/22/97
MMI PRODUCTS INC. SERIES B Senior Sub Notes 553090AC5 11.250 04/15/07 10/01/97
MAJESTIC STAR CASINO LLC Senior Notes 56075NAC5 12.750 05/15/03 11/13/96
MARK IV INDUSTRIES INC. Senior Sub Notes 570387AQ3 7.500 09/01/07 12/15/97
MARSH SUPERMARKET INC. SERIES B Company Guarantee 571783AD1 8.875 08/01/07 12/03/97
MAXXIM MEDICAL Company Guarantee 57777GAC9 10.500 08/01/06 11/25/96
MCCAW INTERNATIONAL LTD. Senior Discount Nts 579472AE1 0/13.000 04/15/07 09/05/97
MEGO MORTGAGE CORP. Company Guarantee 585165AA1 12.500 12/01/01 11/22/96
MERIT BEHAVIORAL CARE Senior Sub Notes 589867AB6 11.500 11/15/05 04/18/96
METALLURG INC. Notes 591261AA0 12.000 04/14/07 04/14/97
METRIS COMPANIES INC. Company Guarantee 591598AC1 10.000 11/01/04 03/09/98
METROCALL INC. Senior Sub Notes 591647AD4 9.750 11/01/07 03/17/98
METROCALL INC. Senior Sub Notes 74342CAC9 11.875 06/15/05 11/06/95
METRONET COMMUNICATIONS Senior Notes 59169YAE8 12.000 08/15/07 01/20/98
MOHEGAN TRIBAL GAMING SERIES B Senior Notes 608329AC2 13.500 11/15/02 07/18/96
MORAN TRANSPORTATION CO. Notes 616506AB7 11.750 07/15/04 11/18/94
MOTHERS WORK INC. Senior Notes 619903AB3 12.625 08/01/05 11/29/95
MOTORS AND GEARS INC. SERIES D Senior Notes 620103AE1 10.750 11/15/06 02/18/98
NTL INCORPORATED SERIES B Senior Notes 459216AG2 0/11.500 02/01/06 05/23/96
NTL INCORPORATED SERIES A Senior Notes 459216AD9 0/12.750 04/15/05 08/18/95
NATIONAL FIBERSTOCK CORP. Senior Notes 636049AC2 11.625 06/15/02 11/20/96
NAVISTAR FINANCIAL CORP. SERIES B Senior Sub Notes 638902AK2 9.000 06/01/02 08/26/97
NEENAH CORPORATION SERIES D Senior Sub Notes 640071AF3 11.125 05/01/07 09/11/97
NEWFIELD EXPLORATION CO. SERIES B Senior Notes 651290AC2 7.450 10/15/07 12/19/97
NEWS CORP. LTD. SERIES B Senior Discount Nts 62944VAB6 0.000 06/15/99 12/08/94
NEWFLO CORP. SERIES B Sub Notes 651305AB0 13.250 11/15/02 05/28/93
NEXTLINK COMMUNICATIONS Senior Notes 65333AAC2 12.500 04/15/06 08/05/96
NORMEX TECHNOLOGIES CORP. SERIES B Senior Discount Nts 45322KAC5 14.000 05/15/02 12/20/95
NORTEK INC. SERIES B Senior Notes 656559AW1 9.125 09/01/07 11/18/97
OLYMPUS COMM. L.P./CAP. CORP. SERIES B Senior Notes 68162YAC0 10.625 11/15/06 06/09/97
OMEGA CABINETS Senior Sub Notes 682070AB3 10.500 06/15/07 01/21/98
OMNIPOINT CORP. Senior Notes 68212DAE2 11.625 08/15/06 12/17/96
OMNIPOINT CORP. SERIES A Senior Notes 68212DAF9 11.625 08/15/06 03/21/97
ORBCOMM GLOBAL L.P./CAPITAL SERIES B Senior Notes 68555RAC0 14.000 08/15/04 01/16/97
OUTSOURCING SOLUTIONS SERIES B Senior Sub Notes 690132AC9 11.000 11/01/06 05/29/97
OXFORD AUTOMOTIVE INC. Company Guarantee 690903AC3 10.125 06/15/07‘ 11/21/97
PM HOLDINGS CORP. Debentures 69344KAC9 0/11.500 09/01/05 01/21/94
PACKAGED ICE INC. SERIES B Company Guarantee DD0121960 12.000 04/15/04 10/15/97
PACKAGING RESOURCES INC. Senior Notes 695168AC8 11.625 05/01/03 09/20/96
PAGEMART INC. Senior Discount Nts 695534AC1 12.250 11/01/03 09/14/94
PAGEMART NATIONWIDE Senior Discount Nts 69553QAC2 0/15.000 02/01/05 07/12/95
PANDA FUNDING CORP. SERIES A-1 Bonds 69833DAC3 11.625 08/20/12 03/20/97
PANDA GLOBAL ENERGY CO. Company Guarantee 69833HAE0 12.500 04/15/04 10/15/97
PANTRY INC. Company Guarantee 698657AE3 10.250 10/15/07 02/09/98
PARAGON HEALTH NETWORKS SERIES B Senior Sub Notes 698940AF0 0/10.500 11/01/07 03/13/98
PARK-OHIO INDUSTRIES Senior Sub Notes 700677AE7 9.250 12/01/07 02/24/98
PEGASUS COMMUNICATIONS SERIES B Senior Notes 705904AD2 9.625 10/15/05 02/25/98
PEGASUS MEDIA & COMMUNICATIONS SERIES B Notes 70557GAC8 12.500 07/01/05 11/13/95
PETERS (J.M.) CO. Senior Notes 716035AC4 12.750 05/01/02 11/10/94
PETRO SHOPPING CENTER/FINANCIAL Senior Notes 715911AB9 10.500 02/01/07 07/18/97
PETSEC ENERGY INC. SERIES B Senior Sub Notes 71676MAC9 9.500 06/15/07 11/20/97
PILLOWTEX CORPORATION SERIES B Company Guarantee 721501AE4 9.000 12/15/07 03/25/98
PIONEER AMERICAS ACQUISITION SERIES B Company Guarantee 723551AF4 9.250 06/15/07 10/29/97
PLAINS RESOURCES INC. SERIES B Senior Sub Notes 726540AE7 10.250 03/15/06 08/08/96
PLAINS RESOURCES INC. SERIES D Company Guarantee 726540AH0 10.250 03/15/06 10/30/97
PLASTIC CONTAINERS INC. SERIES B Senior Notes 727547AC5 10.000 12/15/06 05/22/97
PLAYTEX PRODUCTS INC. SERIES B Company Guarantee 72813PAD2 8.875 07/15/04 10/07/97
POGO PRODUCING CO. SERIES B Senior Sub Notes 730448AH0 8.750 05/15/07 10/16/97
POLAND COMMUNICATION INC. SERIES B Senior Notes 730873AC0 9.875 11/01/03 06/16/97
PORT ROYAL HOLDINGS INC. Company Guarantee 501148AC4 10.250 10/01/07 01/23/98
POTASH CORP.-SASKATCHEWAN SERIES B Senior Notes 039230AB3 10.750 05/01/05 07/21/93
PRECISE TECHNOLOGY INC. SERIES B Company Guarantee 74018PAC3 11.125 06/15/07 11/19/97
PREMIER PARKS SERIES A Senior Notes 740540AB5 12.000 08/15/03 12/11/95
PRIMEDIA INC. SERIES B Company Guarantee 482727AE4 8.500 02/01/06 08/21/96
PRINTPACK INC. SERIES B Senior Notes 74257PAE9 9.875 08/15/04 02/07/97
PRINTPACK INC. SERIES B Senior Sub Notes 74257PAF6 10.625 08/15/06 02/07/97
PROTECTION ONE ALARM MON Senior Discount Nts 743659AK0 13.625 06/30/05 11/17/95
QWEST COMMUNICATIONS INTL SERIES B Senior Notes 749121AE9 10.875 04/01/07 08/25/97
RBX CORPORATION SERIES B Company Guarantee 749280AB9 11.250 10/15/05 05/31/96
RXI HOLDINGS INC. SERIES B Senior Notes 749922AC4 14.000 07/15/02 11/13/95
RADNOR HOLDINGS INC. Senior Notes 750495AC7 10.000 12/01/03 05/08/97
RAYOVAC CORP. SERIES B Senior Sub Notes 755081AB2 10.250 11/01/06 03/19/97
RED ROOF INNS Senior Notes 757005AB9 9.625 12/15/03 06/30/94
REGAL CINEMAS INC. Senior Sub Notes 758754AB1 8.500 10/01/07 12/19/97
REGAL CINEMAS INC. Company Guarantee 19088KAC4 10.625 03/01/03 09/12/96
RELIANT BUILDING PRODUCT SERIES B Senior Sub Notes 75952GAC8 10.875 05/01/04 10/14/97
RENAISSANCE COSMETICS Company Guarantee 759664AH8 11.750 02/15/04 06/17/97
RENCO METALS INC. Senior Notes 759677AB3 12.000 07/15/00 01/12/94
RESOURCE AMERICA INC. Senior Notes 761195AC0 12.000 08/01/04 03/13/98
RIDDELL SPORTS INC. Company Guarantee 765670AC8 10.500 07/15/07 09/16/97
RIFKIN ACQ. PARTNERS L.P. Senior Sub Notes 766520AC4 11.125 01/15/06 06/19/96
RIGGS CAPITAL TRUST SERIES A Company Guarantee 766560AC0 8.625 12/31/26 03/28/97
RIGGS CAPITAL TRUST II SERIES C Company Guarantee 76656RAB3 8.875 03/15/27 08/29/97
RIO HOTEL & CASINO INC. Company Guarantee 767147AF8 9.500 04/15/07 05/30/97
RIVIERA HOLDINGS CORP. Company Guarantee 769627AD2 10.000 08/15/04 01/08/98
ROSE HILLS CO. Senior Sub Notes 777110AC1 9.500 11/15/04 09/11/97
RUTHERFORD-MORAN OIL Company Guarantee 783286AB3 10.750 10/01/04 02/06/98
RYDER TRS INCORPORATED Senior Sub Notes 783551AC8 10.000 12/01/06 05/09/97
STC BROADCASTING INC. Senior Sub Notes 784752AC1 11.000 03/15/07 10/02/97
SABRELINER CORP. SERIES B Senior Notes 78571LAA6 12.500 04/15/03 11/18/93
SAFETY COMPONENTS INTL SERIES B Senior Sub Notes 78647AC0 10.125 07/15/07 10/01/97
SALEM COMMUNICATIONS CORP. SERIES B Company Guarantee 794089AC6 9.500 10/01/07 03/11/98
SAUL, B.F., REIT Senior Notes 804396AL3 11.625 04/01/02 06/09/94
SCOVILL FASTENERS INC. SERIES B Company Guarantee 810909AC5 11.250 11/30/07 03/23/98
SELMER CO. INC. Senior Sub Notes 816591AE1 11.000 05/15/05 09/08/95
SHEFFIELD STEEL CORP. SERIES B 1st Mortgage 821266AE3 11.500 12/01/05 03/18/98
SHOP VAC CORP. Senior Notes 825085AC7 10.625 09/01/03 03/04/97
SILGAN HOLDINGS INC. Senior Sub Debs 827048AF6 9.000 06/01/09 09/05/97
SIMMONS CO. Senior Sub Notes 828709AB1 10.750 04/15/06 09/04/96
SINCLAIR BROADCAST GROUP Company Guarantee 829226AE9 9.000 07/15/07 11/07/97
SIX FLAGS ENTERTAINMENT Senior Notes 829903AB9 0.000 12/15/99 08/17/93
SIX FLAGS THEME PARKS SERIES A Senior Sub Notes 83001WAB0 12.250 06/15/05 12/18/95
SOUTHDOWN INC. SERIES B Senior Sub Notes 841297AJ3 10.000 03/01/06 07/05/96
SOUTHWEST ROYALTIES INC. SERIES B Company Guarantee 84522BAC2 10.500 10/15/04 03/11/98
SOVEREIGN CAPITAL TRUST I Company Guarantee 84603KAC4 9.000 04/01/27 11/25/97
SPANISH BROADCASTING SYSTEM Senior Notes 846425AC0 12.500 06/15/02 12/01/94
SPECIALTY FOODS CORP. SERIES B Senior Notes 847499AF7 11.125 10/01/02 10/27/95
SPECIALTY FOODS ACQ. SERIES B Senior Notes 847499AC4 10.250 08/15/01 12/15/93
SPECIALTY FOODS ACQ. SERIES B Debentures 847498AC6 0/13.000 08/15/05 12/15/93
SPEEDWAY MOTORSPORTS INC. Company Guarantee 847788AF3 8.500 08/15/07 10/28/97
STAR MARKETS CO. Senior Sub Notes 855151AB2 13.000 11/01/04 04/10/95
STONE ENERGY CORP. Company Guarantee 861642AC0 8.750 09/15/07 12/10/97
SULLIVAN GRAPHICS INC. Senior Sub Notes 865301AD7 12.750 08/01/05 01/04/96
SUN WORLD INTERNATIONAL SERIES B Company Guarantee 867015AC3 11.250 04/15/04 11/13/97
SYNTHETIC INDUSTRIES INC. SERIES B Senior Sub Notes 871914AE7 9.250 02/15/07 07/14/97
TALTON HOLDINGS INC. SERIES B Company Guarantee 87483BAC2 11.000 06/30/07 02/10/98
TEKNI-PLEX INC. SERIES B Senior Sub Notes 87910PAB6 11.250 04/01/07 10/03/97
TELEGROUP INC. Senior Discount Nts 879422AE3 0/10.500 11/01/04 03/04/98
TELETRAC INC. SERIES B Senior Notes 87951CAC3 14.000 08/01/07 12/18/97
TELEX COMMUNICATIONS INC. Company Guarantee 879569AD3 10.500 05/01/07 10/10/97
TERRA INDUSTRIES SERIES B Senior Notes 880915AE3 10.500 06/15/05 09/14/95
THERMA-WAVE INC. SERIES B Senior Notes 88343AAC2 10.625 05/15/04 10/13/97
TOKHEIM CORP. SERIES B Senior Sub Notes 889073AC6 11.500 08/01/06 01/14/97
TOM'S FOODS INC. Senior Notes 890124AB6 10.500 11/01/04 03/17/98
TOWN SPORTS INTERNATIONAL SERIES B Senior Notes 892134AC1 9.750 10/15/04 02/23/98
TRANS WORLD AIRLINES Senior Notes 893349BG4 12.000 04/01/02 09/03/97
TRANSAMERICAN ENERGY SERIES B Senior Notes 89351LAE1 11.500 06/15/02 01/13/98
TRANSAMERICAN ENERGY SERIES B Senior Discount Nts 89351LAF8 0/13.000 06/15/02 01/13/98
TRANSTAR HOLDINGS L.P. SERIES B Senior Discount Nts 89388QAB3 0/13.375 12/15/03 06/01/94
TRAVELCENTERS OF AMERICA Company Guarantee 894172AC9 10.250 04/01/07 08/22/97
TRIANGLE CAPITAL TRUST Company Guarantee 895849AB3 9.375 06/01/27 12/29/97
TRICO MARINE SERVICES SERIES D Company Guarantee 896106AH4 8.500 08/01/05 03/24/98
TRIZEC HAHN CORP. SERIES B(see also Clark USA) Senior Notes 181581AD1 10.875 12/01/05 04/15/96
TULTEX CORP. Company Guarantee 899900AC8 9.625 04/15/07 09/04/97
TWIN LABORATORIES INC. Company Guarantee 901645AC5 10.250 05/15/06 10/25/96
UIH AUSTRALIA/PACIFIC SERIES B Senior Discount Nts 902745AC2 0/14.000 05/15/06 09/11/96
UIH AUSTRALIA/PACIFIC SERIES D Senior Discount Nts 902745AE8 0/14.000 05/15/06 01/08/98
UNICCO SERVICE/FINANCE SERIES B Company Guarantee 90460KAC3 9.875 10/15/07 03/12/98
UNIFI COMMUNICATIONS INC. Senior Notes 90467NAE6 14.000 03/01/04 09/02/97
UNISYS CORP. SERIES B Senior Notes 909214BD9 12.000 04/15/03 07/22/96
UNITED ARTISTS Senior Notes 909408AB2 11.500 05/01/02 11/06/92
UNITED DEFENSE INDUSTRIES INC. Company Guarantee 91018BAC8 8.750 11/15/07 03/24/98
UNITED STATIONER SUPPLY Senior Sub Notes 913008AB4 12.750 05/01/05 09/29/95
UNIVERSAL OUTDOOR INC. SERIES B Senior Sub Notes 913777AJ7 9.750 10/15/06 05/07/97
VAN DE KAMPS INC. Senior Sub Notes 920891AB4 12.000 09/15/05 12/14/95
VENTURE HOLDINGS TRUST SERIES B Senior Notes 92326YAD1 9.500 07/01/05 12/08/97
VIALOG CORP. Company Guarantee 92552XAE6 12.750 11/15/01 03/26/98
VIATEL INC. Senior Discount Nts 925529AC3 15.000 01/15/05 09/29/95
WATERFORD GAMING LLC Senior Notes 941388AC4 12.750 11/15/03 06/20/97
WAVETEK CORP. Company Guarantee 944020AC0 10.125 06/15/07 10/29/97
WELLS ALUMINUM CORP. SERIES B Senior Notes 94973NAE5 10.125 06/01/05 11/07/97
WILLIAM CARTER SERIES A Senior Sub Notes 146303AC6 10.375 12/01/06 05/08/97
WILLIAMHOUSE REGENCY DEL. Senior Sub Notes 969307AF4 11.500 06/15/05 09/14/93
WILLIAMS, J.B., HOLDINGS Senior Notes 465919AB4 12.000 03/01/04 11/30/94
WILLIAMS SCOTSMAN INC. Company Guarantee 96949VAC7 9.875 06/01/07 11/04/97
WILSHIRE FINANCIALSERVICES SERIES B Notes 971867AE6 13.000 08/15/04 03/04/98
WILSONS THE LEATHER EXPERT SERIES B Company Guarantee 972463AC7 11.250 08/15/04 01/09/98
WINDY HILL PET FOOD CO. Senior Sub Notes 973818AC1 9.750 05/15/07 10/10/97
WINSTAR COMMUNICATIONS INC. Company Guarantee 975515AL1 14.500 10/15/05 09/27/97
WINSTAR EQUIPMENT II CORP SERIES * Company Guarantee 975518AB7 12.500 03/15/04 01/27/98
WISER OIL CO. Company Guarantee 977284AC2 9.500 05/15/07 10/15/97
WRIGHT MEDICAL TECHNOLOGY SERIES D Senior Notes 982351AE8 11.750 07/01/00 11/03/97
YOUNG BROADCASTING INC. SERIES B Company Guarantee 987434AJ6 8.750 06/15/07 09/12/97
YOUNG BROADCASTING INC. SERIES B Company Guarantee 987434AF4 9.000 01/15/06 05/29/96
ZALE CORP. SERIES B Senior Notes 988858AB2 8.500 10/01/07 02/27/98


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