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1995


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Contents:
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95-109 Fixed Income Pricing System Additions, Changes, And Deletions As Of November 29, 1995
95-108 Nasdaq National Market Additions, Changes, And Deletions As Of November 20, 1995
95-107 Trade Date-Settlement Date Schedule For 1996
95-106 NASD 1996 Holiday Schedule
95-105 Treasury Offers Revised Currency Transaction Report Form
95-104 Expanded Sign-In Procedures At The PROCTOR Centers, Effective February 1, 1996; And PROCTOR Adds Remote Delivery Sites
95-103 SEC Approves A Policy That Delegates Authority To The NASD Staff And The NASD Fixed Income Committee To Review Member Requests For Exemptions From MSRB Rule G-37(b)
95-102 Overview Of Planned Changes To Disciplinary And Enforcement Procedures
95-101 Mail Vote—NASD Solicits Member Vote On Amendments To The NASD By-Laws To Reconfigure The NASD Board And Establish A National Nominating Committee;
95-100 Fixed Income Pricing System Additions, Changes, And Deletions As Of October 27, 1995
95-99 Nasdaq National Market Additions, Changes, And Deletions As Of October 20, 1995
95-98 Christmas Day And New Year's Day: Trade Date-Settlement Date Schedule
95-97 NASD Reminds Members About Treasury's Foreign Assets Control Regulations
95-96 Continuing Education Rosters Now Available To Member Firms
95-95 SEC Approves Amendments To The Corporate Financing Rule Relating To Rights Of First Refusal
95-94 NASD Requests Comment On Proposed Redefinition Of Gross Revenue For Assessment Purposes;
95-93 Fixed Income Pricing System Additions, Changes, And Deletions As Of September 28, 1995
95-92 Nasdaq National Market Additions, Changes, And Deletions As Of September 20, 1995
95-91 SOES Tier Levels Set To Change November 13, 1995
95-90 Thanksgiving Day: Trade Date-Settlement Date Schedule
95-89 Broker/Dealer And Agent Renewals For 1996;
95-88 Treasury Delays Effective Date Of Wire Transfer Recordkeeping Requirements Until April 1, 1996; Proposes Clarifying Amendments
95-87 Confidentiality Clauses In Settlement Agreements
95-86 NASD Reminds Members About Continuing Education Program Regulatory Element
95-85 Clarification Of NASD Notice to Members 95-16 And NYSE Information Memorandum 95-16: Content And Enforcement Of Provisions In Customer Agreements And Predispute Arbitration Clauses
95-84 Rudman Committee Releases Summary Of Conclusions And Recommendations
95-83 SEC Approves Rules Permitting Arbitration Participants To Seek Injunctive Relief From Arbitrators
95-82 SEC Approves NASD Rules Concerning Index, Currency, And Currency Index Warrants
95-81 SEC Approves Rules For Reporting Customer Complaint Information; Special NASD Notices to Members
95-80 NASD Further Explains Members Obligations And Responsibilities Regarding Mutual Funds Sales Practices
95-79 Fixed Income Pricing System Additions, Changes, And Deletions As Of August 25, 1995
95-78 Nasdaq National Market Additions, Changes, And Deletions As Of August 21, 1995
95-77 Columbus Day: Trade Date-Settlement Date Schedule
95-76 SEC Permits NASD To Discipline Members And Associated Persons Who Fail To Honor Arbitration Or Mediation Settlement Agreements
95-75 SEC Approves Amendment Regarding Trading In Anticipation Of The Issuance Of A Research Report
95-74 SEC Approves Amendments To Advertising And Sales Literature Filing And Review Requirements
95-73 NASD Requests Comment On Member Obligations To File Certain Exchange Offers That Result In Public Distributions;
95-72 Fixed Income Pricing System Additions, Changes, And Deletions As Of July 28, 1995
95-71 Nasdaq National Market Additions, Changes, And Deletions As Of July 27, 1995
95-70 Labor Day: Trade Date-Settlement Date Schedule
95-69 Treasury Amends Bank Secrecy Act; Requires Additional Recordkeeping Requirements For Wire Transfers
95-68 Fed. Proposes Changes To Reg. T;
95-67 NASD Clarifies The Expanded Limit-Order Protection Interpretation
95-66 PROCTOR Adds PRO System To Automate Regulatory Element Training
95-65 NASD Files NASD Manual Revisions With The SEC For Review And Approval
95-64 SEC Approves Amendments To Article III, Section 34 Of The NASD Rules Of Fair Practice And Part I Of Schedule D To The NASD By-Laws Relating To Limited Partnership Rollup Transactions
95-63 SEC Approves Amendments To Article III, Section 34 Of The NASD Rules Of Fair Practice Relating To Freely Tradeable Direct Participation Program Securities
95-62 SEC Approves New NASD Mediation Rules That Take Effect August 1, 1995
95-61 Mail Vote—NASD Solicits Member Vote On Amendments To The By-Laws To Include Statutory Disqualification Provisions Adopted By Congress;
95-60 NASD Solicits Member Comment On Refined N*Aqcess Proposal;
95-59 Temporary Fee Increase For Agent Registration Filings;
95-58 Fixed Income Pricing System Additions, Changes, And Deletions As Of June 27, 1995
95-57 Nasdaq National Market Additions, Changes, And Deletions As Of June 27, 1995
95-56 NASD Files With The SEC Proposals Related To Non-Cash Incentive Programs, Disclosure Of Cash Compensation, And Direct Payments To Associated Persons
95-55 SEC Approves Depository Eligibility Requirements For Nasdaq Securities
95-54 SEC Approves Amendments To Article III, Section 21 Of The NASD Rules Of Fair Practice Relating To Cold-Calling Requirements
95-53 Fixed Income Pricing System Additions, Changes, And Deletions As Of May 31, 1995
95-52 Nasdaq National Market Additions, Changes, And Deletions As Of May 25, 1995
95-51 Independence Day: Trade Date-Settlement Date Schedule
95-50 Availability Of New Qualification Examination For Registered Options Limited Representative (Series 42)
95-49 NASD Clarifies Use Of Bank And Financial Institution Logos And Names
95-48 Treasury Approves Risk Assessment Rules For Government Securities Broker/Dealers
95-47 SEC Approves NASD Proposal To Raise Position Limits For Certain Equity Securities Not Subject To Standardized Options Trading
95-46 SEC Approves Amendment To UPC To Add New Section 72
95-45 SEC Approves Amendments To NASD Interpretation Of Forwarding Of Proxy And Other Materials Under Article III, Section 1 Of The Rules Of Fair Practice
95-44 Request For Comments On Proposed Amendments To The Exception To The Qualified Independent Underwriter Requirement In Schedule E To The NASD By-Laws;
95-43 SEC Approves Expanded Limit-Order Protection Rule
95-42 SEC Approves Amendments To Prospectus Delivery Requirements To Accommodate T+3 Settlement
95-41 Fixed Income Pricing System Additions, Changes, And Deletions As Of April 27, 1995
95-40 Nasdaq National Market Additions, Changes, And Deletions As Of April 27, 1995
95-39 Members Reminded To Report Address, Contact Changes To NASD
95-38 Treasury Adopts Amendments To Form G-405 And Form G-FIN-4
95-37 SEC Approves NASD Proposal Amending The Foreign-Associate Provisions Of Schedule C To The NASD By-Laws
95-36 SEC Approves T+3-Related Amendments To The NASD Uniform Practice Code And Rules Of Fair Practice
95-35 Continuing Education Program Update: Regulatory Element Questions And Answers
95-34 Survey Of Members That Transact Business In PORTAL Securities
95-33 Mail Vote—NASD Solicits Member Vote On Measures To Discipline Members And Registered Persons For Failing To Honor Arbitration And Mediation Settlement Agreements; Last Voting Date: June 15, 1995
95-32 Fixed Income Pricing System Additions, Changes, And Deletions As Of March 29, 1995
95-31 Nasdaq National Market Additions, Changes, And Deletions As Of March 27, 1995
95-30 Memorial Day: Trade Date-Settlement Date Schedule
95-29 Treasury Approves Amendments To Capital Requirements Under The Government Securities Act Of 1986
95-28 Treasury Provides Government Securities Broker/Dealers With Exemptive Relief In Calculating Haircuts For Options On Certain Mortgage-Backed Securities
95-27 NASD Introduces Revised Free-Riding Questionnaire And Form FR-1
95-26 Conversion To T+3 Settlement, Reg. T, And SEC Rule 15c3-3(m), And Ex-Dividend Schedule
95-25 SEC Approves NASD And Options Exchanges' Proposals Regarding Information Storage
95-24 SEC Approves Recordkeeping And Reporting Requirements For Trading Systems Operated By Broker/Dealers
95-23 SEC Adopts Amendments To Rule 15c2-12, Municipal Securities Disclosure
95-22 SEC Approves Amendments To Article III, Section 44 Of The NASD Rules Of Fair Practice About Filing Requirements For Modified Guaranteed Annuity And Life Insurance Contracts
95-21 Request For Comments On Proposed Suitability Obligations To Institutional Customers Interpretation;
95-20 NASD Solicits Member Comment On Proposals For Comprehensive Improvements To The Regulation And Operation Of The Nasdaq Stock Market;
95-19 Fixed Income Pricing System Additions, Changes, And Deletions As Of February 28, 1995
95-18 Nasdaq National Market Additions, Changes, And Deletions As Of February 23, 1995
95-17 Good Friday: Trade Date-Settlement Date Schedule
95-16 Predispute Arbitration Clauses In Customer Agreements
95-15 Treasury Requests Comments On Large Position Recordkeeping And Reporting For Government Securities;
95-14 Revised General Securities Registered Representative Examination (Series 7);
95-13 SEC Approves Amendments Relating To Continuing-Education Requirements
95-12 Fixed Income Pricing System Additions, Changes, And Deletions As Of January 30, 1995
95-11 Nasdaq National Market Additions, Changes, And Deletions As Of January 26, 1995
95-10 1994-95 Renewal Rosters And Final Adjusted Invoices
95-9 NASD Qualification Examinations Revisions;
95-8 Short-Interest Reporting Requirements Revision For Exchange-Listed Securities;
95-7 SEC Approves NASD Proposal Amending Free-Riding And Withholding Interpretation Provisions
95-6 Fixed Income Pricing System Additions, Changes, And Deletions As Of December 29, 1994
95-5 Nasdaq National Market Additions, Changes, And Deletions As Of December 28, 1994
95-4 Presidents' Day: Trade Date-Settlement Date Schedule
95-03 Annual checklist of NASD Notices To Members
95-2 SEC Adopts Changes To Rule 10b-10; Defers Action On Proposed New Rule 15c2-13
95-1 NASD Solicits Comment On NASD Mediation Program And Draft Mediation Procedures;