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92-4 Revision to the Investment Company Products/Variable Contracts Limited Principal Examination (Series 26)


Legal & Compliance
Mutual Fund
*These are suggested departments only. Others may be appropriate for your firm.

The Securities and Exchange Commission recently approved revisions to the Series 26 examination. The changed examination becomes effective April 1, 1992. The examination has been revised to reflect both regulatory and business changes in this segment of the industry. The examination has been expanded to 100 questions, while testing time remains two hours.

Revised examination study outlines will be available February 1, 1992, through the NASD Member Services Phone Center at (301) 590-6500.

Questions regarding this notice may be directed to Mark Costley, Qualifications Analyst, at (301) 590-6697 in the NASD Qualifications Department.

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