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92-62 SOES Tier Levels to Change for 538 Issues on December 1, 1992

SUGGESTED ROUTING:*

Senior Management
Internal Audit
Operations
Trading
*These are suggested departments only. Others may be appropriate for your firm.

On June 30, 1988, the maximum Small Order Execution System (SOES) order size for all Nasdaq National Market securities was established as follows:

  • A 1,000-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of 3,000 shares or more a day, a bid price that was less than or equal to $100, and three or more market makers.


  • A 500-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of 1,000 shares or more a day, a bid price that was less than or equal to $150, and two or more market makers.


  • A 200-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of less than 1,000 shares a day, a bid price that was less than or equal to $250, and less than two market makers.

These order-size tiers were set by the NASD after extensive research and polling of all Nasdaq National Market market makers. The purpose of establishing these tiers was to provide public investors with the most efficient means of handling their small orders while ensuring that market makers were not required to assume unrealistic risks under the new mandatory SOES participation rules.

At the time of their establishment, the NASD Trading Committee and Board of Governors decided that the tier levels applicable to each security would be reviewed periodically to determine if the trading characteristics of the issue had changed so as to warrant a SOES tier-level move. Such a review was conducted as of August 31, 1992, using the aforementioned formula and fourth-quarter trading data. The results of this review were analyzed by the SOES Subcommittee and the NASD Trading Committee, which recommended that changes in SOES tier levels should be implemented per the formula calculation with the exception that an issue would not be permitted to move more than one level.

To further explain, if an issue previously was categorized in the 200-share tier, it would not be permitted to move to the 1,000-share tier even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. Likewise, a security previously assigned to the 1,000-share tier could move only to 500 shares, regardless of the formula calculation. In adopting this policy, the Committee was attempting to minimize market-maker exposure on issues for which the tier level increased and maintain adequate public investor access on issues for which the tier level decreased.

The committee also recognized that the formula used to assign the tier levels cannot always accurately reflect the trading characteristics for each issue. As such, market makers are reminded that the SOES Subcommittee will review on a case-by-case basis suggested tier-level changes if a significant number of market makers in that issue believe such a change is warranted. For more information regarding this process, please contact Nasdaq Market Listing Qualifications at (202) 728-8039.

Following is a listing of the Nasdaq National Market issues that will require a SOES tier-level change on December 1, 1992.

NASDAQ NATIONAL MARKET SOES CHANGES

All Issues in Alphabetical Order by Name

Symbol

Company Name

Old Tier Level

New Tier Level

A

     

ELUXY

A B ELECTRLX ADR SPD

1000

500

ABSI

A B S INDS

500

1000

SKFRY

A B SKF ADR

200

500

AEPI

A E P INDS INC

500

1000

ALTI

ALTAI INC

200

500

APGI

A P GREEN INDS

1000

500

ADGE

ADAGE INC

500

1000

AVCR

ADVACARE INC

200

500

LAIS

ADVAN INTERVENTIONAL

200

500

AESM

AERO SYS INC

1000

500

ATNG

ALATENN RESOURCES

500

1000

AEOK

ALEXANDER ENGY CORP

500

1000

ALKS

ALKERMES INC

500

1000

AORGB

ALLEN ORGAN CO CL B

200

500

ABGA

ALLIED BANKSHARES

200

500

ALGR

ALLIED GROUP INC

500

1000

ALET

ALOETTE COSMETICS

500

1000

ARELW

ALPHAREL INC WTS 94

1000

500

AMBC

AMER BNCP OHIO

200

500

AFIL

AMER FILTRONA CORP

500

200

RICE

AMER RICE INC

500

200

AMSC

AMER SUPERCONDUCTOR

200

500

AMGD

AMER VANGUARD CORP

200

500

AMWD

AMER WOODMARK CORP

1000

500

ASGR

AMERICA SERVICE GROUP

200

500

AWII

AMERIWOOD INDS INT'L

500

1000

AMOS

AMOSKEAG CO

1000

500

AMPI

AMPLICON INC

500

200

ANRG

ANERGEN INC

200

500

ARIB

ASPEN IMAGING INT'L

1000

500

ATKM

ATEK METALS CENTER

500

200

ATWD

ATWOOD OCEANICS INC

1000

500

ACAM

AUTOCAM CORP

1000

500

TOTAC

AUTOTOTE INC CL A

1000

500

AVTR

AVATAR HLDGS INC

1000

500

       

B

     

BFEN

B F ENTERPRISES INC

200

500

BFSI

B F S BANKORP INC

200

500

BHAGB

B H A GROUP INC CL B

500

200

BNHB

B N H BNSH INC

1000

500

BTRIC

B T R REALTY INC

500

1000

BPMI

BADGER PAPER MILLS

200

500

BWINB

BALDWIN LYONS CL B

500

200

BGII

BALLY GAMING INT'L

500

1000

BTEK

BALTEK CORP

500

200

BOMS

BANCORP OF MISS INC

200

500

BNHC

BANK OF NEW HAMP CORP

1000

500

BPILF

BASIC PET INT'L LTD

500

200

BSNX

BASIN EXPLORATION

500

1000

BFRS

BEN FRANKLIN RETAIL

500

1000

BTGCW

BIO-TECH GEN WTS 95

1000

500

BTGCZ

BIO-TECH GEN WTS 96

1000

500

BGENW

BIOGEN INC WTS

1000

500

BIOMF

BIOMIRA INC

500

1000

BLIS

BLISS LAUGHLIN INDS

500

200

BOON

BOONTON ELECTRONICS

500

200

BORAY

BORALLTDADS

500

200

BOSA

BOSTON ACOUSTICS INC

1000

500

BOST

BOSTON DIGITAL CORP

1000

500

BOXXA

BOX ENERGY CP CL A

1000

500

BRCOA

BRADY W H CO CL A

1000

500

BTSB

BRAINTREE SAV BK THE

500

1000

BRDN

BRANDON SYSTEMS CORP

200

500

BRDL

BRENDLE'S INC

1000

500

BMTC

BRYN MAWR BK CORP

1000

500

BTLR

BUTLER MFG CO

1000

500

       

C

     

CASH

C A SHORT INT'L INC

500

1000

CBLMW

C B L MEDICAL WTS

1000

500

CCBF

C C B FIN CORP

500

1000

CENF

C E N F E D FIN CORP

500

1000

CERB

C E R B C O INC

500

200

CIMC

C I M C O INC

1000

500

LAWR

CMS/DATA CORP

1000

500

CNBE

C N B BANCSHARES INC

500

1000

CORR

COR THERAPEUTICS

500

1000

CPBI

C P B INC

1000

500

CSFCB

C S F HLDGS INC CL B

500

1000

CSPI

C S P INC

1000

500

CAMDW

CAL MICRO DEVICE WTS

500

1000

CWTR

CAL WATER SVC CO

500

1000

CFHC

CALIFORNIA FIN HLDG

500

1000

CCLPZ

CALLON CON LP UTS

1000

500

WINEA

CANANDAIGUA WINE A

500

1000

CANX

CANNON EXPRESS

1000

500

HKYIF

CANSTAR SPORTS INC

500

200

CYNRW

CANYON RES CP WTS

500

1000

CCBT

CAPE COD BK TR CO

500

1000

CAII

CAPITAL ASSOCIATES

1000

500

CABK

CAPITAL BANCORP

1000

500

CBCL

CAPITOL BANCORP LTD

200

500

CAFS

CARDINAL FIN GP

500

200

CAVR

CARVER CP

1000

500

CATY

CATHAY BANCORP INC

500

1000

CELIW

CEL SCI CP WTS 95

500

1000

CEBC

CENTENNIAL BNCP

500

1000

CEBK

CENTRAL CO-OP BANK

1000

500

KOKO

CENTRAL INDIANA BNCP

1000

500

CJFC

CENTRAL JERSEY FIN

200

500

CSBC

CENTRAL SOUTHERN HLDG

200

500

CSBI

CENTURY SOUTH BKS

200

500

CHLN

CHALONE WINE GRP LTD

500

1000

CFED

CHARTER FSB BANCORP

500

1000

CHEM

CHEMPOWER INC

1000

500

DOCKS

CHICAGO DOCK SBI

1000

500

CDCRA

CHILDRENS DIS CTRS CL A

500

200

CSFT

CHIPSOFT INC CL A

200

500

CHMD

CHRONIMED INC

500

1000

CINF

CINCINNATI FINANCIAL

500

1000

CFNE

CIRCLE FINE ART CORP

500

1000

CINS

CIRCLE INCOME SHARES

500

1000

CSYI

CIRCUIT SYSTEMS INC

500

1000

CHCO

CITY HOLDING CO

200

500

CIVC

CIVIC BANCORP

1000

500

CGAS

CLINTON GAS SYS

1000

500

COLL

COLLINS INDS INC

500

1000

CCOA

COMCOA INC

500

200

CBWV

COMMERCE BANC CORP

500

1000

COBAP

COMMERCE BNCP PFD B

200

500

CBNB

COMMERCEBANCORP

500

1000

CBOCA

COMMERCIAL BNCP COLO CL

A 500

1000

CBKS

COMMNWLTH BCSHS

1000

500

CECOA

COMMUN ENTMT CL A

1000

500

CBKI

COMMUNITY BANKS INC

200

500

CMTL

COMTECH TELECOMM CORP

1000

500

CFIB

CONS FIBRES INC

500

200

COPIC

CONS PRODUCTS INC

1000

500

CSOL

CONVERGENT SOLUTION

1000

500

COOL

COOPER DEVELOPMENT

500

200

ZAPS

COOPER LIFE SCI INC

500

200

COOP

COOPERATIVE BK SAV

200

500

CSTN

CORNERSTONE FIN CORP

500

200

CSTR

COSTAR CORP

500

1000

CRCC

CRAFTMATIC CONTOUR

500

200

CSCI

CRYENCO SCIENCES INC

500

1000

CULP

CULP INC

1000

500

CTII

CYTOTHERAPEUTICS INC

200

500

       

D

     

DARTA

DART GROUP CP CL A

500

200

DATX

DATA TRANSLATION INC

500

200

DKEY

DATAKEY INC

1000

500

DMAR

DATAMARINE INT'L INC

200

500

DSCC

DATASOUTH COMPUTER

1000

500

DWCH

DATAWATCH CORP

500

1000

DWCHW

DATAWATCH CORP WTS

500

1000

DATM

DATUM INC

1000

500

DAVX

DAVOX CORP

1000

500

DEER

DEERBANK CORP

200

500

DSSI

DEFENSE SOFTWARE SYS

200

500

DGAS

DELTA NATURAL GAS

1000

500

DIDIF

DESTRON/I D I INC

500

1000

DTRX

DETREX CORP

1000

500

DICN

DICEON ELCTRONICS

1000

500

DIPCW

DIGITAL PRODS WTS A

1000

500

DIPCZ

DIGITAL PRODS WTS B

1000

500

DVRS

DIVERSCO INC

1000

500

DVCR

DIVERSICARE INC

1000

500

DOUG

DOUGLAS AND LOMASON

500

1000

DRCO

DYNAMICS RESEARCH CORF

1000

500

       

E

     

ERLYE

E R L Y INDUSTRIES

1000

500

EROI

E R O INC

500

1000

EZEM

E Z EM INC

1000

500

EBSI

EAGLE BANCSHARES

500

1000

ELCN

ELCO INDS INC

1000

500

ETCIA

ELECTRONIC TELECOMM CL A

1000

500

EMBX

EMBREX INC

500

1000

EMBXW

EMBREX INC WTS 96

500

1000

ENNI

ENERGYNORTHINC

1000

500

EASI

ENGINEERED SUPPORT

1000

500

ENZNW

ENZON INC WTS 94

1000

500

ESCA

ESCALADE INC

1000

500

ECGC

ESSEX COUNTY GAS CO

200

500

EVGN

EVERGREEN BANCORP

500

1000

       

F

     

FMBN

F & M BANCORP (MD)

200

500

FMNT

F AND M NATIONAL CORP

500

1000

FFSB

F F BANCORP INC

500

1000

FFFG

F F O FIN GRP INC

500

1000

FLSHP

F L S HLDGS A PFD

200

500

FRPP

F R P PROPERTIES INC

200

500

F1CI

FAIR ISAAC AND CO

1000

500

FLCP

FALCON PRODUCTS INC

500

1000

FMLY

FAMILY BANCORP

500

1000

FSCR

FEDERAL SCREW WORKS

200

500

FITC

FINANCIAL TRUST CORP

200

500

FACT

FIRST ALBANY COS INC

500

1000

FAMA

FIRST AMARILLO BNCP

200

500

FAMF

FIRST AMFED CORP

500

1000

FBNC

FIRST BNCP TROY, NC

200

500

FCHT

FIRST CHATTANOOGA

200

500

FCIT

FIRST CITIZENS FIN

500

1000

FFMY

FIRST FED S&L FT MYERS

500

1000

FLAG

FIRST FED SAV BK LAG

200

500

FFPR

FIRST FED SAV BK PR

500

1000

FRCC

FIRST FIN CARIB CORP

1000

500

THFF

FIRST FIN CP (IN)

500

200

FFCH

FIRST FIN HLDG

500

1000

FFWM

FIRST FIN MARYLAND

500

1000

FGHC

FIRST GEORG HLDGS

200

500

FIBI

FIRST INTER BANCORP

500

1000

FMSB

FIRST MUTUAL SAV BK

500

200

FNGB

FIRST NORTHERN SAV BK

500

1000

FOBBA

FIRST OAK BROOK CL A

200

500

FWBI

FIRST WESTERN BNCP

500

1000

FLGLA

FLAGLER BANK CP CL A

200

500

FLGF

FLAGSHIP FIN CP

1000

500

FLXS

FLEXSTEEL INDS

1000

500

FFPC

FLORIDA FIRST FED

500

1000

FLBK

FLORIDABANK FSB

500

1000

FOILO

FOREST OIL CORP PFD

200

500

FOILW

FOREST OIL CORP WTS 96

200

500

FRTHZ

FOURTH FIN CORP DEP SH

500

1000

FRAM

FRAME TECH CORP

500

1000

FSBX

FRAMINGHAM SAV BK

iooo

500

FKFD

FRANKFORD CORP THE

500

200

FELE

FRANKLIN ELECTRIC CO

1000

500

       

G

     

GWCC

G W C CORP

1000

500

GANL

GALEY & LORD INC

500

1000

GBAN

GATEWAY BANCORP INC

500

200

GCOR

GENCOR INDUSTRIES

500

1000

GENBB

GENESEE CORP CL B

500

200

GENIP

GENETICS INSTIT PFD

500

200

GENIW

GENETICS INSTIT WTS

500

1000

GBFH

GEORGIA BONDED FIBER

200

500

GIGA

GIGA TRONICS INC

500

200

GILD

GILEAD SCIENCES INC

200

500

GNBC

GLENDALE BNCP

200

500

GOOD

GOODY PRODUCTS INC

500

1000

GBBS

GREAT BAY BANKSHARES

500

1000

GFGC

GREAT FALLS GAS CO

500

200

GSBC

GREAT SOUTHERN BNCP

1000

500

GFCT

GREENWICH FIN CORP

500

1000

GSOF

GROUP I SOFTWARE INC

1000

500

GMRK

GULFMARK INT'L INC

1000

500

GBSI

GWINNETT BANCSHARES

200

500

       

H

     

HFFC

H F FINANCIAL CORP

500

1000

HDVSW

H. D. VEST WTS A 93

1000

500

HDVSZ

H. D. VEST WTS B 94

1000

500

HWEC

HALLWOOD ENGY COS

500

200

HBHC

HANCOCK HLDG CO

500

1000

HATH

HATHAWAY CORP

500

1000

HVFD

HAVERFIELD CORP

200

500

HEALW

HEALTHWATCH WTS A

500

200

HEALZ

HEALTHWATCH WTS B

500

200

HECHB

HECHINGER CO CL B

1000

500

HELX

HELIX TECHNOLOGY CORP

1000

500

HERS

HERITAGE FIN SVC IL

500

1000

HOENW

HOENIG GP WTS A

1000

500

HOLO

HOLOPAK TECHS INC

1000

500

HBENB

HOME BENEFICIAL CORP CL

B 500

1000

HFMD

HOME FED CORP

500

200

HFSF

HOME FED FIN CORP

200

500

HPBC

HOME PORT BNCP INC

1000

500

HMCI

HOMECORP INC

200

500

HOME

HOMEDCO GP INC

500

1000

HMTB

HOMETRUST BANK

500

1000

HFIN

HORIZON FIN SVC INC

500

1000

HYBDW

HYCOR BIOMEDICAL WTS

1000

500

HYDE

HYDE ATHLETIC INDS

200

500

       

I

     

ICOC

I C 0 INC

1000

500

IIVI

IIVI INC

1000

500

INTK

INOTEK TECH CORP

1000

500

ILIOW

ILIO INC WTS 93

1000

500

MPAC

IMPACT SYSTEMS INC

1000

500

INDB

INDEP BK CORP MA

200

500

IUBC

INDIANA UNITED BNCP

500

200

IACI

INDUSTRIAL ACOUSTICS

200

500

IFDCA

INDUSTRIAL FUNDING CL A

1000

500

IHIIW

INDUSTRIAL HLDG WTS A

200

500

IHIIZ

INDUSTRIAL HLDG WTS B

200

500

IHII

INDUSTRIAL HLDGS INC

200

500

ITCC

INDUSTRIAL TRAINING

200

500

IITCF

INTERA INFO TECH A

1000

500

ICAR

INTERCARGO CORP

500

1000

IPICZ

INTERNEURON WTS B 95

1000

500

       

J

     

JACO

JACO ELECTRONICS INC

500

1000

JASN

JASON INC

500

1000

JBNK

JEFFERSON BKSHS VA

500

1000

JNBK

JEFFERSON NAT'L BANK

500

1000

PNUT

JIMBO'S JUMBOS INC

500

1000

WILLA

JOHN WILEY SONS CL A

1000

500

JSBK

JOHNSTOWN SAV BK FSB

500

200

SPLKA

JONES SPACELINK CL A

500

1000

       

K

     

KCSE

K C S ENERGY INC

500

1000

KLLM

KLLM TRANSPORT SV

200

500

KTII

K TRON INT'L INC

500

1000

KINN

KINNARD INV INC

1000

500

KOPN

KOPIN CORP

1000

500

KRUG

KRUG INT'L CORP

1000

500

       

L

     

LCSI

L C S INDS INC

200

500

LXBK

LSB BANCSHARES NC

200

500

LSNB

LAKE SHORE BANCORP

500

1000

LAKE

LAKELAND INDS INC

1000

500

LPAC

LASER-PACIFIC MEDIA

500

1000

LBTYA

LIBERTY MEDIA CORP CL A

500

1000

LBTYB

LIBERTY MEDIA CORP CL B

500

200

LUSA

LIFE USA HLDG INC

500

1000

LINN

LINCOLN FOODSVC PROD

1000

500

LNSB

LINCOLN SAVINGS BANK

200

500

LIQB

LIQUI BOX CORP

200

500

LAFCB

LOAN AMER FIN CL B

200

500

LONDY

LONDON INT'L PLC ADR

500

200

LEIX

LOWRANCE ELECTRONICS

500

1000

       

M

     

MMIM

M M I MEDICAL INC

500

200

MACD

MACDERMID INC

500

200

MKTAY

MAKITA CP SPONS ADR

200

500

MLIC

MANHATTAN LIFE GUAR

500

200

MRCS

MARCUS CORP

500

1000

MRCC

MARK CONTROLS CORP NEW

500

1000

MFAC

MARKET FACTS INC

200

500

MRTN

MARTEN TRANSPORT LTD

200

500

MASB

MASSBANK CORP

500

1000

MFLR

MAYFLOWER CO-OP BK

500

200

MTIX

MECHANICAL TECH INC

500

200

MDIN

MEDALIST INDS

1000

500

MDEV

MEDICAL DEVICES

1000

500

MDIX

MEDICAL DIAGNOSTICS

200

500

MSYS

MEDICAL TECH SYS INC

500

1000

MSYSZ

MEDICAL TECH WTS 96

200

500

MECS

MEDICUS SYS CORP

1000

500

MEGX

MEGACARDS INC

200

500

MEMXY

MEMOREX TELEX NV ADR

500

1000

MPTBS

MERIDIAN PT RLTY TR

500

200

MERS

MERIS LABS INC

500

1000

METS

MET COIL SYSTEMS CORP

1000

500

MEOHF

METHANEX CORP

500

1000

MIDS

MID SOUTH INS CO

1000

500

MSSB

MID STATE FED SAV BK

500

1000

MIDC

MIDCONN BANK

1000

500

MFRI

MIDWESCO FILTER

1000

500

SHOZC

MILLFELD TRD WT CL A

500

200

MILT

MILTOPE GROUP INC

500

1000

MILW

MILWAUKEE INS GROUP

200

500

MYTK

MITEK SURGICAL PRODS

200

500

MTNR

MOUNTAINEER BKSHS WV

200

500

LABL

MULTI COLOR CORP

1000

500

       

N

     

NBTB

N B T BANCORP INC

200

500

BLDG

N C I BLDG SYSTEM

500

1000

NIPNY

NEC CORP ADR

500

1000

NFSF

N F S FIN CORP

500

1000

NHDI

N H D STORES INC

500

200

NWGI

N W GROUP INC

1000

500

POPS

NAT'L BEVERAGE CORP

500

1000

NCMC

NAT'L CAP MGT CORP

500

1000

NIRTS

NAT'L INCOME RLT TRUST

1000

500

NAIG

NAT'L INSURANCE GRP

200

500

MBLA

NAT'L MERCANTILE BNCP

1000

500

NPBC

NATL PENN BSCHS INC

200

500

NSBA

NAT'L SAV BK ALBANY

500

1000

NBTY

NATURE'S BOUNTY INC

500

1000

NAVG

NAVIGATORS GRP INC

1000

500

NHSL

NEW HORIZONS S&L

200

500

NDCOP

NOBLE DRILLING PFD

500

1000

NAMC

NORTH AMER NAT'L CP

1000

500

NTRSZ

NORTHERN TR DEP SHRS

1000

500

FERTP

NU WEST INDS PFD A

500

200

NUCM

NUCLEAR METALS INC

1000

500

       

O

     

OESI

O E S I POWER CORP

1000

500

OHSC

OAK HILL SPORTSWEAR

1000

500

OGLE

OGLEBAY NORTON CO

200

500

OHBC

OHIO BNCP YOUNGSTOWN

500

1000

OLDB

OLD NAT'L BNCP

500

1000

OSTNO

OLD STONE PFB B 2.40

1000

500

OMEF

OMEGA FIN CORP

500

200

OSBN

OSBORN COMM CP

1000

500

OCOAC

OUTLET COMM CL A

1000

500

       

P

     

PBSF

PACIFIC BANK N A

500

1000

PDLPY

PACIFIC DUNLOP ADR

1000

500

PISC

PACIFIC INT'L SVC CORP

1000

500

PTMLY

PALMER TUBE MILL ADR

200

500

PBCI

PAMRAPO BNCP INC

1000

500

PARK

PARK NAT'L CORP

200

500

PKWY

PARKWAY CO

500

200

PATK

PATRICK INDS INC

500

200

PMFG

PEERLESS MFG CO

1000

500

PTAC

PENN TREATY AMER CORP

500

1000

PVIR

PENN VIRGINIA CORP

500

1000

PNTAP

PENTAIR INC PFD 87

1000

500

PBNB

PEOPLES SAV FIN CORP

500

1000

PRFM

PERFUMANIA INC

500

1000

PHNI

PHOENIX RESOURCE COS

1000

500

PBGI

PIEDMONT BKGP INC

200

500

PSBN

PIONEER BANCORP INC

500

1000

PFBC

PIONEER FED BNCP

1000

500

PSFC

PLAINS SPIRIT FIN

500

1000

SIGN

PLASTI LINE INC

500

1000

PRAN

PREMIER ANESTHESIA

500

1000

PBKC

PREMIER BKSHS

200

500

PSSP

PRICE STERN SLOAN

1000

500

PENG

PRIMA ENERGY CORP

500

1000

PRGS

PROGRESS SOFTWARE CORP

500

1000

PSBK

PROGRESSIVE BANK INC

500

1000

PROS

PROSPECT GP INC

1000

500

PCOL

PROTOCOL SYS INC

200

500

PWRR

PROVIDENCE WORCES RR

200

500

PRBK

PROVIDENT BNCP INC

200

500

PECN

PUBLISHERS EQUIP CORP

1000

500

PLFC

PULASKI FURNITURE CORP

1000

500

PTNM

PUTNAM TRUST CO

500

200

       

Q

     

QDELW

QU1DEL CORP WTS 2000

1000

500

QUIP

QUIPP INC

200

500

       

R

     

RDCR

RADIATION CARE INC

500

1000

RARB

RARITAN BANCORP INC

200

500

RDRT

READ-RITE CORP

500

1000

RECP

RECEPTECH CP CALL

500

200

REED

REEDS JEWELERS INC

500

200

RFTN

REFLECTONE INC

1000

500

RGEQ

REGENCY EQUITIES CORP

500

200

REGB

REGIONAL BNCP INC

500

1000

REAL

RELIABILITY INC

500

1000

ARBC

REPUBLIC BANK CAL

500

200

RSFC

REPUBLIC SAV FIN CORP

200

500

REXL

REXHALL INDS INC

1000

500

RHEM

RHEOMETRICS INC

1000

500

RING

RINGER CORP

500

1000

RFBC

RIVER FOREST BNCP

500

1000

RNRC

RIVERSIDE NAT'L BANK

200

500

ROBC

ROBEC INC

1000

500

RNIC

ROBINSON NUGENT INC

1000

500

RMHI

ROCKY MOUNT HELICOPT

1000

500

RMUC

ROCKY MT UNDERGARMNT

1000

500

RULE

RULE INDS INC

1000

500

RBCO

RYAN BECK CO INC

200

500

       

S

     

STBA

S & T BANCORP INC

200

500

SBRNW

S A N B O R N WTS

1000

500

SKFB

S K FAMOUS BRANDS

1000

500

SAFE

SAFETYTEK CORP

500

1000

SHRE

SAHARA RESORTS

500

200

SHEF

SANDWICH CHEF INC

500

1000

SWCB

SANDWICH CO-OP BANK

1000

500

STMI

SATELLITE TECH MGMT

200

500

SAYTW

SAYETT GRP INC WTS

500

1000

SAYT

SAYETT GROUP INC

500

1000

SCLN

SCICLONE PHARMA INC

500

1000

SCLNW

SCICLONE PHARMA WTS

500

1000

SCGN

SCIGENICS INC CLLBLE

500

1000

SCOT

SCOTT AND STRINGFELLOW

200

500

SHER

SCOTTISH HERITABLE

500

200

SECM

SECOM GENERAL CORP

500

1000

SECD

SECOND BANCORP INC

200

500

SCBC

SECURITY CAP BNCP

500

1000

SFSL

SECURITY FED SAV CLEV

200

500

SECF

SECURITY FIN HLDG CO

200

500

SNFCA

SECURITY NAT'L FIN CL A

500

200

SSVB

SECURITY SAV FSB

500

200

SSBC

SHELTON BNCP INC

500

200

SHOP

SHOPSMITH INC

1000

500

SETC

SIERRA RL EST TR 84

500

200

SMTSZ

SOMANETICS CORP WTS B

500

1000

SOMR

SOMERSET GRP INC THE

500

200

SNSTA

SONESTAINT'LCLA

200

500

SSBB

SOUTHINGTON SAV BK

500

200

SPEK

SPEC'S MUSIC INC

1000

500

SPIR

SPIRE CORP

1000

500

SPLE

SPORTS/LEISURE INC

500

1000

STRS

SPROUSE REITZ STR NV

1000

500

SBLIW

STAFF BLUILDERS WTS

500

1000

SDYNW

STAODYN INC WTS

1000

500

S OTA

STATE OF THE ART INC

500

1000

SWVA

STEEL WEST VIRGINIA

500

1000

STRB

STROBER ORGANIZATION

500

200

SUBK

SUFFOLK BNCP

200

500

SUMI

SUMITOMO BANK OF CA

1000

500

SMMT

SUMMIT BANCORP

1000

500

SNRU

SUNAIR ELECTRONICS

200

500

SNLT

SUNLITE INC

500

200

SRBC

SUNRISE BNCP CALIF

200

500

SGTI

SURGICAL TECH INC

1000

500

SUSQ

SUSQUEHANNA BCSHS

500

1000

SYMK

SYM TEK SYSTEMS INC

200

500

SYNC

SYNALLOY CORP

200

500

SYQT

SYQUEST TECH INC

200

500

       

T

     

TCII

T C I INT'L INC

1000

500

TECN

TECHNALYSIS CORP

1000

500

TECUB

TECUMSEH PRODS CL B

500

1000

TANT

TENNANT CO

1000

500

WATR

TETRA TECH INC

200

500

FNOW

THE FUTURE NOW INC

500

1000

TMSTA

THOMASTON MILLS CL A

200

500

TMBS

TIMBERLINE SOFTWARE

1000

500

TOCRZ

TOCOR II INC UTS 96

500

1000

TODDA

TODD A O CP CL A

200

500

TKIOY

TOKIO MARINE ADR

1000

500

TELU

TOTAL-TEL USA COMM

1000

500

TRFI

TRANS FIN BNCP INC

500

1000

TRNI

TRANS INDS INC

1000

500

TWBC

TRANSWORLD BNCP

500

200

TRCO

TRICO PRODUCTS CORP

200

500

TCBC

TRUST CO BNCP THE

1000

500

TRMK

TRUSTMARK CORP

500

1000

TUSC

TUSCARORA INC

500

1000

       

U

     

UFBI

U F BANCORP INC

500

1000

UNRIW

U N R INDS INC WTS

500

1000

USHO

U S HOMECARE CORP

500

1000

USRX

U S ROBOTICS INC

500

1000

UNFR

UNIFORCE TEMP PERSNL

1000

500

UPCPO

UNION PLANTERS PFD E

200

500

UNCF

UNITED COS FINANCIAL

1000

500

UNSA

UNITED FIN CORP S C

500

1000

UICI

UNITED INS COS INC

500

1000

UNEWY

UNITED NEWSPAPER ADR

500

200

UBMT

UNITED SAV BK F A MT

500

200

UHCO

UNIV HOLDING CORP

500

1000

USAC

UNIVERSAL SEISMIC

200

500

UPEN

UPPER PENINSULA ERGY

200

500

UBAN

USBANCORP INC PA

500

1000

       

V

     

VSBC

V S B BNCP INC

1000

500

VALN

VALLEN CORP

1000

500

VALY

VALLICORP HLDGS INC

1000

500

VCRE

VARI CARE INC

500

200

VRSY

VARITRONIC SYS INC

1000

500

VNTX

VENTRITEX INC

200

500

VICT

VICTORIA BKSHS

500

1000

VLGEA

VILLAGE SUPER MKT A

200

500

VTSS

VITESSE SEMICONDUCTOR

200

500

VOLVY

VOLVO AB CL B ADR

1000

500

       

W

     

WAIN

WAINWRIGHT BK TR CO

1000

500

WCLBW

WAREHOUSE CLUB WTS

1000

500

WFSB

WASHINGTON FED SAV VA

500

1000

WAMUP

WASHINGTON MUT PFD A

1000

500

WATFZ

WATERFORD PLC ADR UT

500

200

WTRS

WATERS INSTRUMENTS

500

200

WAVR

WAVERLYINC

1000

500

WEDC

WEDCO TECHNOLOGY INC

1000

500

WGNR

WEGENER CORP

1000

500

WLPI

WELLINGTON LEISURE

500

200

WSBC

WESBANCO INC

200

500

WCBC

WEST COAST BNCP CA

1000

500

WSBK

WESTERN BANK OREGON

500

1000

WFPR

WESTERN FED SAV P R

500

200

WTPR

WETTERAU PROPERTIES

200

500

WFRAF

WHARF RESOURCES LTD

500

200

WTNY

WHITNEY HLDG CORP

500

1000

WFMI

WHOLE FOODS MARKET

200

500

WMSI

WILLIAMS INDS INC

1000

500

WCHI

WORKINGMENS CAP HLDG

200

500

WFDS

WORTHINGTON FOODS

500

1000

       

X

     

XPLR

XPLOR CORP

500

200

       

Y

     

YSCO

YES CLOTHING CO

1000

500

       

Z

     

ZSEV

Z SEVEN FUND INC THE

500

200

ZEUS

ZEUS COMPONENTS INC

1000

500

ZIGO

ZYGO CORP

1000

500


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