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93-57 SOES Tier Levels Set to Change for 517 Issues On September 1, 1993

SUGGESTED ROUTING

Senior Management
Internal Audit
Operations
Trading

On June 30, 1988, the maximum Small Order Execution System (SOESSM) order size for all Nasdaq National Market® securities was established as follows:

  • A 1,000-share maximum ordersize was applied to those Nasdaq National Market securities that had an average daily nonblock volume of 3,000 shares or more a day, a bid price that was less than or equal to $100, and three or more market makers.

  • A 500-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of 1,000 shares or more a day, a bid price that was less than or equal to $150, and two or more market makers.

  • A 200-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of less than 1,000 shares a day, a bid price that was less than or equal to $250, and less than two market makers.

These order-size tiers were set by the NASD after extensive research and polling of all Nasdaq National Market market makers. The purpose of establishing these tiers was to provide public investors with the most efficient means of handling their small orders while ensuring that market makers were not required to assume unrealistic risks under the new mandatory SOES participation rules.

At the time tier levels were established, the NASD Trading Committee and Board of Governors decided that the tier levels applicable to each security would be reviewed periodically to determine if the trading characteristics of the issue had changed so as to warrant a SOES tier-level move. Such a review was conducted as of May 28, 1993, using the aforementioned formula. The results of this review were analyzed by the SOES Subcommittee and the NASD Trading Committee, which recommended that changes in SOES tier levels should be implemented per the formula calculation with the exception that an issue would not be permitted to move more than one level.

To further explain, if an issue previously was categorized in the 200share tier, it would not be permitted to move to the 1,000-share tier even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. Likewise, a security previously assigned to the 1,000-share tier could move only to 500 shares, regardless of the formula calculation. In adopting this policy, the Committee was attempting to minimize market-maker exposure on issues for which the tier level increased and maintain adequate public investor access on issues for which the tier level decreased.

The committee also recognized that the formula used to assign the tier levels cannot always accurately reflect the trading characteristics for each issue. As such, market makers are reminded that the SOES Subcommittee will review on a case-by-case basis suggested tier-level changes if a significant number of market makers in that issue believe such a change is warranted. For more information regarding this process, please contact Nasdaq Market Listing Qualifications at (202) 728-8039.

Following is a listing of the Nasdaq National Market issues that will require a SOES tier-level change on September 1, 1993.

Nasdaq National Market SOES Changes
(Effective September 1, 1993)
All Issues in Alphabetical Order by Name

Symbol

Company Name

Old Tier Level

New Tier Level

SRCE

1ST SOURCE CORP

500

1000

       

A

     

SKFRY

A B SKF ADR

500

1000

AELNA

A E L INDS CL A

1000

500

ALTI

A L T A I INC

500

200

AMCRY

A M C O R LTD ADR

1000

500

ARIS

A R I NETWORK SVCS

1000

500

ARONB

AARON RENTS INC CL B

1000

500

ABBK

ABINGTON SAVINGS BK

500

1000

ACLE

ACCEL INT'L CORP

1000

500

ACET

ACETO CORP

1000

500

ADLAC

ADELPHIA COMM CP CL A

500

1000

AVCR

ADVACARE INC

500

1000

LAIS

ADVAN INTERVENTIONAL

500

1000

AHLDY

AHOLD LTD ADR

500

1000

ARSN

AIRSENSORS INC

500

1000

ATNG

ALATENN RESOURCES

1000

500

SEMIW

ALL AMER SEMI WTS A

500

1000

SEMIZ

ALL AMER SEMI WTS B

500

1000

AORGB

ALLEN ORGAN CO CL B

500

200

ABCI

ALLIED BANK CAPITAL

200

500

ARELW

ALPHAREL INC WTS 94

500

1000

PDRR

ALPINE MEADOWS TAHOE

1000

500

AMBC

AMER BNCP OHIO

500

200

ACOL

AMER COLLOID CO

500

1000

ACPI

AMER CONSUMER PROD

500

200

AMFB

AMER FED BK FSB

500

1000

AIFC

AMER INDEMNITY FIN

500

1000

ANUC

AMER NUCLEAR CORP

500

1000

AMSC

AMER SUPERCONDUCTOR

500

1000

AMGD

AMER VANGUARD CORP

500

1000

AMWD

AMER WOODMARK CORP

500

1000

ATAXZ

AMERICA FRST TX 2 LP

1000

500

ASGR

AMERICA SERVICE GP

500

1000

AMOS

AMOSKEAG CO

500

1000

ANRG

ANERGEN INC

500

1000

ARGY

ARGOSY GAMING CO

500

1000

ATKM

ATEK METALS CENTER

200

500

AGLF

ATLANTIC GULF COMM

500

1000

AUFN

AUTOFINANCE GP INC

200

500

AIMM

AUTOIMMUNE INC

500

1000

TOTE

AUTOTOTE CORP CL A

500

1000

AUTR

AUTOTROL CORP

500

200

AVTR

AVATAR HLDGS INC

500

1000

       

B

     

BARZ

B A R R A INC

1000

500

BFEN

B F ENTERPRISES INC

500

200

BFSI

B F S BANKORP INC

500

1000

BIIEF

B I I ENTERPRISES

1000

500

BKCS

B K C SEMICONDUCTORS

500

200

BKLA

B K L A BNCP

200

500

BMRG

B M R FIN GP INC

500

200

BNHB

B N H BNSH INC

500

1000

BPMI

BADGER PAPER MILLS

500

200

BLCC

BALCHEM CORP

500

200

BTEK

BALTEK CORP

200

500

BOMS

BANCORPSOUTH INC

500

1000

BNHC

BANK OF NEW HAMP CORP

500

1000

ASAL

BANKATLANTIC FSB

500

1000

BNYN

BANYAN SYSTEMS INC

200

500

BPILF

BASIC PET INT'L LTD

200

500

BELD

BELDEN BLAKE CORP

500

1000

BNHN

BENIHANA NAT'L CORP

1000

500

BIGO

BIG O TIRES INC

500

1000

BLSC

BIO LOGIC SYS CORP

1000

500

BTGCZ

BIO-TECH GEN WTS 96

500

200

BINC

BIOSPHERICS INC

1000

500

BORAY

BORAL LTD ADS

200

500

BOSA

BOSTON ACOUSTICS INC

500

1000

BOXXA

BOX ENERGY CORP CL A

500

200

BSBC

BRANFORD SAVINGS BK

500

1000

BBIOY

BRITISH BIO-TECH ADR

500

200

BSIS

BROADWAY & SEYMOUR

200

500

BTLR

BUTLER MFG CO

500

1000

       

C

     

LAWR

C M S/D A T A CORP

500

1000

CPAK

C P A C INC

500

1000

CSPI

C S P INC

500

1000

CRBI

CAL REP BANCORP INC

200

500

CABI

CALIFORNIA BANCSHARE

500

1000

CCLPZ

CALLON CON LP UTS

500

1000

CLZRW

CANDELA LASER CP WTS

500

200

CANO

CANONIE ENVIR SVC

1000

500

CNTBY

CANTAB PHARM PLC ADR

1000

500

CAII

CAPITAL ASSOCIATES

500

1000

CSWC

CAPITAL SOUTHWEST CP

500

200

CAVR

CARVER CORP

500

1000

CATY

CATHAY BANCORP INC

1000

500

CEGE

CELL GENESYS INC

500

1000

CEBC

CENTENNIAL BNCP

1000

500

CEBK

CENTRAL CO-OP BANK

500

1000

CJER

CENTRAL JERSEY BNCP

1000

500

CMBI

CENTRAL MTGE BCSHS

500

1000

CPSA

CENTRAL PENN FIN CORP

500

1000

CSBC

CENTRAL SOUTHERN HLD

500

200

CRDN

CERADYNE INC

1000

500

CJGPF

CHAI-NA-TA GINS LTD

500

1000

CHLN

CHALONE WINE GP LTD

1000

500

CHANF

CHANDLER INS CO LTD

1000

500

CFED

CHARTER FSB BANCORP

1000

500

CHBC

CHATTAHOOCHEE BNCP

1000

500

CHEM

CHEMPOWER INC

500

1000

DOCKS

CHICAGO DOCK SBI

500

1000

CDCRA

CHILDRENS DIS CTRS CL A

200

500

CSFT

CHIPSOFT INC CL A

500

1000

DOSEW

CHOICE DRUG SYS WTS

1000

500

CINS

CIRCLE INCOME SHARES

1000

500

CNCN

CITIZENS NAT'L CORP FL

200

500

CHCO

CITY HOLDING CO

500

200

CLDRP

CLIFFS DRILLING PFD

500

200

CHTB

COHASSET SAVINGS BK

200

500

COLB

COLUMBIA BKNG SYS

200

500

CCOA

COMCOA INC

200

500

CBVA

COMMERCE BANK (VA)

1000

500

CBNB

COMMERCEBANCORP

1000

500

CBOR

COMMERCIAL BNCP ORE

200

500

CBKS

COMMNWLTH BCSHS

500

1000

CABL

COMM CABLE INC

500

1000

CBKI

COMMUNITY BANKS INC

500

200

CBNH

COMMUNITY BKSHS

500

1000

CBSI

COMMUNITY BK SYSTEM

500

1000

CLRI

COMPUTER LANGUAGE

500

1000

COSI

COMPUTER OUTSOURCING

500

1000

CMTL

COMTECH TELECOMM CP

500

1000

COND

CONDOR SVCS INC

500

1000

CTWS

CONN WATER SVCS INC

1000

500

CONS

CONSERVATIVE SAV CORP

200

500

COPI

CONSOLIDATED PRODS

500

1000

CSTN

CORNERSTONE FIN CORP

200

500

COSCB

COSMETIC CENTER CL B

1000

500

CSLH

COTTON STATES LIFE

200

500

CRRC

COURIER CORP

500

200

CRCC

CRAFTMATIC CONTOUR

200

500

CACC

CREDIT ACCEPTANCE CP

500

1000

CREE

CREE RESEARCH INC

500

1000

XCOM

CROSSCOMM CORP

500

1000

CRWN

CROWN BOOKS CORP

500

1000

CULP

CULP INC

500

1000

CUNB

CUPERTINO NAT'L BNCP

500

200

CTII

CYTOTHERAPEUTICS INC

500

1000

       

D

     

DSPT

D S P TECH INC

500

1000

DMCVA

DAIRY MART STORES CL A

1000

500

DANKY

DANKA BUSINESS ADR

500

1000

DARTA

DART GROUP CORP CL A

200

500

DATX

DATA TRANSLATION INC

200

500

DKEY

DATAKEY INC

500

1000

DMAR

DATAMARINE INT'L INC

500

200

DWCHWDATAWATCH

CORP WTS

1000

500

DATM

DATUM INC

500

1000

DWSN

DAWSON GEOPHYSICAL

500

1000

DSSI

DEFENSE SOFTWARE SYS

500

1000

DLFI

DELPHI FIN GP CL A

500

1000

DIDIF

DESTRON/I D I INC

500

1000

DTRX

DETREX CORP

1000

500

DPGE

DIAL PAGE INC

500

1000

DICN

DICEON ELCTRONICS

500

1000

DIPCZ

DIGITAL PRODS WTS B

500

200

DVCR

DIVERSICARE INC

500

1000

DRCO

DYNAMICS RES CORP

500

1000

       

E

     

EMCI

E M C INSURANCE GP

500

1000

EROQ

E N V I R O Q CORP

500

1000

EZEMA

E Z EM INC CL A

500

200

EZEMB

E Z EM INC CL B

1000

500

EDCO

EDISON CONTROL CORP

200

500

ELCN

ELCO INDS INC

500

1000

EFII

ELEC IMAGING INC

200

500

ELRC

ELECTRO RENT CORP

500

200

EFSB

ELMWOOD BANCORP

500

1000

ENNI

ENERGYNORTH INC

500

1000

ENEX

ENEX RESOURCE CORP

500

1000

EVTC

ENVIR TECHS INC

200

500

EVTCW

ENVIR TECHS INC WTS

200

500

ENVG

ENVIROGEN INC

500

1000

ENZNW

ENZON INC WTS 94

500

200

ENZY

ENZYMATICS INC

1000

500

ECGC

ESSEX COUNTY GAS CO

500

200

ESEX

ESSEX CORP

1000

500

EVAN

EVANS INC

500

1000

XLTCP

EXCEL TECH CONV PFD

500

1000

XLTC

EXCEL TECH INC

500

1000

EZCOF

EZCONY INTERAMERICA

500

1000

       

F

     

FMBN

F & M BANCORP (MD)

500

200

FFFG

F F O FIN GP INC

1000

500

FICI

FAIR ISAAC AND CO

500

1000

FARL

FARREL CORP

1000

500

TFSB

FEDERAL SAV BK THE

200

500

FFRV

FIDELITY FED SAV VA

200

500

FIRE

FIN INST INS GP LTD

200

500

FACT

FIRST ALBANY COS INC

1000

500

FAMA

FIRST AMARILLO BNCP

500

1000

FBII

FIRST BANCP INDIANA

500

1000

FBNKP

FIRST BKS CUM PFD C

500

200

FCNCA

FIRST CITIZENS CL A

500

1000

FCOLZ

FIRST COL BKSHS DEP

500

200

FFBA

FIRST FED SAV BK CO

200

500

FFWV

FIRST FIDELTIY BNCP

200

500

FRCC

FIRST FIN CARIB CORP

500

1000

FFHS

FIRST FRANKLIN CORP

200

500

FGHC

FIRST GEORG HLDGS

1000

500

FIBI

FIRST INTER BANCORP

500

1000

FMSB

FIRST MUTUAL SAV BK

200

500

MTCL

FIRST NAT'L BANK CORP

200

500

FOBBA

FIRST OAK BROOK CL A

500

200

FSOU

FIRST SOUTHERN BNCP

500

1000

FSFI

FIRST STATE FIN SVC

500

1000

FFSW

FIRSTFEDERAL FIN

200

500

FLSTP

FLAGSTAR COS INC PFD

200

500

FLXS

FLEXSTEEL INDS

500

1000

FFPC

FLORIDA FIRST FED

1000

500

FLBK

FLORIDABANK FSB

1000

500

FOOT

FOOTHILL INDEPENDENT

500

1000

FOILO

FOREST OIL CORP PFD

500

1000

FSBX

FRAMINGHAM SAV BK

500

1000

FSVB

FRANKLIN BK NAT ASSN

500

1000

FSVBP

FRANKLIN BK NAT PFD A

500

1000

FRML

FREYMILLER TRUCKING

500

1000

       

G

     

GBCB

G B C BANCORP

1000

500

GWCC

G W C CORP

500

1000

GZEA

G Z A GEOENVIRONMENT

1000

500

GBND

GEN BINDING CORP

500

1000

GCOR

GENCOR INDS INC

1000

500

GENBB

GENESEE CORP CL B

200

500

GENIW

GENETICS INSTIT WTS

1000

500

GBFH

GEORGIA BONDED FIBER

500

200

GILD

GILEAD SCIENCES INC

500

1000

GBCI

GLACIER BANCORP

500

1000

GEMS

GLENAYRE TECHS INC

500

1000

CHIK

GOLDEN POULTRY CO

1000

500

GBTVK

GRANITE BRDCS NV

1000

500

GSBI

GRANITE STATE BKSHS

500

1000

GLBCP

GREAT LAKES PFD A

500

1000

GFCT

GREENWICH FIN CORP

1000

500

GSOF

GROUP I SOFTWARE INC

500

200

GMRK

GULFMARK INTL INC

500

1000

       

H

     

HDRP

H D R POWER SYS INC

500

200

HHOT

H H OIL TOOL CO INC

200

500

HYALF

H Y A L PHARM CORP

500

1000

HACH

HACH CO

200

500

HVFD

HAVERFIELD CORP

500

200

HAVTA

HAVERTY FURNITURE CL A

200

500

HWKN

HAWKINS CHEMICAL INC

1000

500

HECHB

HECHINGER CO CL B

500

1000

HFBS

HERITAGE FED BNCSHS

500

200

HSBK

HIBERNIA SAV BK THE

200

500

HIFS

HINGHAM INSTI SAV

500

1000

HOENW

HOENIG GP WTS A

500

200

HFMD

HOME FED CORP

200

500

HFMO

HOME FEDERAL BNCP MO

500

1000

HPBC

HOME PORT BNCP INC

500

1000

HOFL

HOME SAV BANK F S B

500

1000

HTWN

HOMETOWN BNCP INC

500

200

HRZB

HORIZON BANK (WA)

500

1000

HOSP

HOSPOSABLE PROD INC

500

1000

HUFK

HUFFMAN KOOS INC

500

1000

       

I

     

ICOC

I C O INC NEW

500

1000

MPAC

IMPACT SYSTEMS INC

500

1000

INDB

INDEP BK CORP MA

500

1000

INDE

INDEPENDENT ENTMT GP

200

500

IFDCA

INDUSTRIAL FUNDING CL A

500

200

IHIIZ

INDUSTRIAL HLDG WTS B

500

200

IHII

INDUSTRIAL HLDGS INC

500

1000

IITCF

INTERA INFO TECH A

500

200

ICBK

INTERCONTINENTAL BK

500

1000

INFB

INTERFIRST BNCP INC

200

500

INTP

INTERPOINT CORP

500

1000

IPPIF

INTERPROVIN PIPE SYS

200

500

ISLH

INTL HOLDING CAP CORP

200

500

IJIN

INTL JENSEN INC

1000

500

IROQ

IROQUOIS BNCP

200

500

ITHB

ITHACA BANCORP INC

500

1000

       

J

     

JGIN

J G INDUSTRIES INC

500

1000

MAYS

J W MAYS INC

200

500

JCFSP

JACKSON CNTY BK PFD A

200

500

JCFS

JACKSON CNTY FED FSB

200

500

JAYJ

JAY JACOBS INC

1000

500

JSBK

JOHNSTOWN SAV BK

200

500

       

K

     

KLLM

K L L M TRANSPORT SV

500

1000

KINN

KINNARD INV INC

500

1000

KLRT

KLEINERTS INC

500

200

KOPN

KOPIN CORP

500

1000

KOSS

KOSS CORP

500

1000

KRUG

KRUG INT'L CORP

500

1000

       

L

     

LXBK

L S B BANCSHARES NC

500

200

LAKE

LAKELAND INDS INC

500

1000

LPAC

LASER-PACIFIC MEDIA

1000

500

LIBHA

LIBERTY HOMES INC CL A

200

500

LQMD

LIFEQUEST MEDICAL

500

1000

LCUT

LIFETIME HOAN CORP

1000

500

LIND

LINDBERG CORP

500

1000

LIPOZ

LIPOSOME CO DEP SHRS

500

1000

LIQB

LIQUI BOX CORP

500

1000

LFUS

LITTELFUSE INC

500

1000

LFUSW

LITTELFUSE INC WTS

500

1000

LAFCB

LOAN AMER FIN CL B

500

1000

LEIX

LOWRANCE ELECTRONICS

1000

500

LUFK

LUFKIN INDS INC

1000

500

       

M

     

MARC

M A R C INC

1000

500

MCBX

M B COMM INC

500

1000

MMIM

M M I MEDICAL INC

200

500

MLRC

MALLON RESOURCES CORP

500

1000

MAXC

MAXCO INC

1000

500

MAYF

MAYFLOWER GROUP INC

500

1000

MOIL

MAYNARD OIL CO

500

1000

MCCL

MCCLAIN INDUSTRIES

200

500

MDIN

MEDALIST INDS

500

1000

MDEV

MEDICAL DEVICES

500

1000

MDIX

MEDICAL DIAGNOSTICS

500

1000

MSYSZ

MEDICAL TECH WTS 96

500

1000

MDRXZ

MEDICIS PHARM WTS C

1000

500

MECS

MEDICUS SYS CORP

500

1000

MEDR

MEDRAD INC

500

1000

MEGX

MEGACARDS INC

500

1000

MMTCY

MEMTEC LTD ADR NEW

1000

500

MIGI

MERIDIAN INS GP INC

500

1000

MPTBS

MERIDIAN PT RLTY TR

200

500

METS

MET COIL SYSTEMS CORP

500

1000

MFCB

MICHIGAN FINL CORP

500

200

MTST

MICROTEST INC

500

1000

MIDS

MID SOUTH INS CO

500

1000

MIDC

MIDCONN BANK

500

1000

MFRI

MIDWESCO FILTER

500

1000

MILW

MILWAUKEE INS GROUP

500

200

MYTK

MITEK SURGICAL PRODS

500

1000

MODT

MODTECH INC

1000

500

MORP

MOORE PRODUCTS CO

200

500

MOTR

MOTOR CLUB OF AMER

500

1000

       

N

     

NABC

N A B ASSET CORP

500

1000

NSCB

N B S C CORP

500

1000

BLDG

N C I BLDG SYSTEM

500

1000

NATH

NATHAN'S FAMOUS INC

500

1000

POPS

NAT'L BEVERAGE CORP

1000

500

NCMC

NAT'L CAP MGT CORP

1000

500

NCBE

NAT'L CITY BANCSHARES

200

500

NCBM

NAT'L CITY BNCP

500

1000

NCBRP

NAT'L COMM BK PFD B

1000

500

NHHC

NAT'L HOME HLTH CARE

1000

500

NIRTS

NAT'L INCOME RLT TRUST

500

1000

NLBK

NAT'L LOAN BK IN LIQ

1000

500

MBLA

NAT'L MERCANTILE BNCP

500

1000

NAVG

NAVIGATORS GP INC

500

1000

NEOZ

NEOZYME CP CALLABLE

1000

500

NIIUF

NEOZYME II UTS

1000

500

NWTH

NETWORTH INC

200

500

NRND

NORAND CORP

500

1000

NAMC

NORTH AMER NAT'L CORP

500

1000

NUHC

NU HORIZONS ELEC CORP

500

1000

NUCM

NUCLEAR METALS INC

500

1000

NYCOP

NYCOR INC PFD

1000

500

       

O

     

OSBF

O S B FIN CORP

200

500

OHSC

OAK HILL SPORTSWEAR

500

1000

ODFL

OLD DOMINION FREIGHT

1000

500

OMEF

OMEGA FIN CORP

200

500

OPTO

OPTO MECHANIK INC

500

200

OSBN

OSBORN COMM CORP

500

200

GOSHB

OSHKOSH B'GOSH CL B

200

500

OSHM

OSHMANS SPORTING

500

1000

       

P

     

PDKLZ

P D K LABS WTS B 97

1000

500

PDKLM

P D K LABS WTS C 97

1000

500

PABC

PACIFIC BNCP

200

500

PDLPY

PACIFIC DUNLOP ADR

500

1000

PACO

PACO PHARM SVCS INC

500

1000

PTMLY

PALMER TUBE MILL ADR

500

200

PBCI

PAMRAPO BNCP INC

500

1000

PARC

PARK COMM INC

500

200

PARK

PARK NAT'L CORP

500

200

PVSA

PARKVALE FIN CORP

1000

500

PRLX

PARLEX CORP

200

500

PATK

PATRICK INDS INC

200

500

PMFG

PEERLESS MFG CO

500

1000

PWBC

PENNFIRST BNCP INC

200

500

PFDC

PEOPLES BANCORP

500

200

PBNB

PEOPLES SAV FIN CORP

1000

500

PCEP

PERCEPTION TECH CORP

500

1000

PLDIF

PETERSBURG LONG DIST

500

1000

PXREZ

PHOENIX RE CORP DEP SH

200

500

PHOC

PHOTO CONTROL CORP

500

1000

PICOA

PHYSICIANS INS OH CL A

1000

500

PMAN

PIEDMONT MGMT CO INC

500

1000

PKVL

PIKEVILLE NAT'L CORP

1000

500

PSBN

PIONEER BANCORP INC

1000

500

PFBC

PIONEER FED BNCP

500

1000

PSQL

PLATINUM SOFTWARE CP

500

1000

PBKC

PREMIER BKSHS

500

200

PREM

PREMIER FIN SVCS

200

500

PTRK

PRESTON CORP

1000

500

PFNC

PROGRESS FIN CORP

500

1000

PRGR

PROGROUP INC

500

1000

PCOL

PROTOCOL SYS INC

500

1000

PRBK

PROVIDENT BNCP INC

500

1000

PECN

PUBLISHERS EQUIP CORP

500

1000

PLFC

PULASKI FURNITURE CP

500

1000

PULS

PULSE BANCORP INC

200

500

PTNM

PUTNAM TRUST CO

200

500

       

Q

     

RCORF

QUALITY DINO ENTMT

1000

500

QRST

QUANTUM RESTAURANT

500

1000

QDELW

QUIDEL CORP WTS 2000

500

1000

       

R

     

RRMN

RAILROADMENS FED IND

500

1000

RAVN

RAVEN INDUSTRIES INC

500

1000

RDGCA

READING CO CL A

500

1000

REED

REEDS JEWELERS INC

200

500

RFTN

REFLECTONE INC

500

1000

RGEQ

REGENCY EQUITIES CORP

200

500

RESB

RELIABLE FIN CORP

500

1000

REPOW

REPOSSESSION AUCT WTS

1000

500

ARBC

REPUBLIC BANK CAL

200

500

REXI

RESOURCE AMERICA INC

500

200

REXL

REXHALL INDS INC

500

1000

RSGI

RIVERSIDE GP INC

200

500

RNRC

RIVERSIDE NAT'L BANK

500

200

RNIC

ROBINSON NUGENT INC

500

1000

RBPAA

ROYAL BANK PENN CL A

500

1000

RBCO

RYAN BECK CO INC

500

1000

       

S

     

SCOM

S C S COMPUTE INC

1000

500

SIHS

S I HANDLING SYS INC

500

1000

SKFB

S K FAMOUS BRANDS

500

1000

SFTIF

S O F T I M A G E

500

1000

SFGD

SAFEGUARD HEALTH ENT

1000

500

SHRE

SAHARA RESORTS

200

500

SNDS

SANDS REGENT THE

500

1000

SWCB

SANDWICH CO-OP BANK

500

1000

STMI

SATELLITE TECH MGMT

500

1000

STIZ

SCIENTIFIC TECH INC

200

500

SCGN

SCIGENICS INC CLLBLE

1000

500

SCIOZ

SCIOS NOVA INC WTS D

1000

500

SHER

SCOTTISH HERITABLE

200

500

SFLD

SEAFIELD CAPITAL CORP

1000

500

FOTO

SEATTLE FILMWORKS

1000

500

SECDP

SECOND BNCP PFD A

500

200

SFBM

SECURITY FED SAV BK

500

1000

SFSL

SECURITY FIRST CORP

500

200

SNFCA

SECURITY NAT'L FIN CL A

200

500

SSVB

SECURITY SAV FSB

200

500

SENE

SENECA FOODS CP

500

200

SHMN

SHAMAN PHARM INC

500

1000

SSBC

SHELTON BNCP INC

200

500

SHOP

SHOPSMITH INC

500

1000

STBS

SIERRA TAHOE BNCP

500

1000

SFNCA

SIMMONS 1ST NAT'L CL A

200

500

FISH

SMALL'S OILFIELD

200

500

FISHW

SMALL'S OILFIELD WTS

200

500

HAMS

SMITHFIELD CO INC

500

200

SOMR

SOMERSET GP INC THE

200

500

SNSTA

SONESTA INT'L CL A

500

200

SSBB

SOUTHINGTON SAV BK

200

500

SWPA

SOUTHWEST NAT'L CORP

200

500

SWWC

SOUTHWEST WATER CO

1000

500

SPLE

SPORTS/LEISURE INC

500

1000

SBIB

STERLING BCSHS TX

500

1000

SWBC

STERLING WEST BNCP

500

200

STRB

STROBER ORGANIZATION

200

500

SUBBA

SUBURBAN BANCP CL A

500

1000

SUMI

SUMITOMO BANK OF CA

500

1000

SMMT

SUMMIT BANCORP WA

500

1000

SCSL

SUNCOAST SAV LN FSA

500

1000

SRBC

SUNRISE BNCP CA

500

1000

SYNC

SYNALLOY CORP

500

1000

SYQT

SYQUEST TECH INC

500

1000

SYRA

SYRATECH CORP

500

1000

       

T

     

TCII

T C I INTL INC

500

1000

TSINW

T S I CP WTS 96

500

200

TSII

T S I INC

1000

500

TVXTF

T V X GOLD INC

500

1000

TAPI

TAPISTRON INT'L INC

500

1000

TAPIW

TAPISTRON INT'L WTS

500

1000

TECN

TECHNALYSIS CORP

500

1000

TCOMB

TELE COMM INC CL B

500

1000

TFLX

TERMIFLEX CORP

500

200

WATR

TETRA TECH INC

500

1000

PRET

THE PRICE R E I T

200

500

TMSTA

THOMASTON MILLS CL A

500

1000

TMBS

TIMBERLINE SOFTWARE

500

1000

TODDA

TODD A O CORP CL A

500

200

TKIOY

TOKIO MARINE ADR

500

1000

TOPS

TOPS APPLIANCE CITY

500

1000

TTRR

TRACOR INC

500

1000

TTRRW

TRACOR INC WTS A

500

200

TLII

TRANS LEASING INT'L

500

1000

WSTEW

TRANSAMER WASTE WTS A

200

500

WSTEZ

TRANSAMER WASTE WTS B

200

500

TRNS

TRANSMATION INC

500

1000

TRCO

TRICO PRODUCTS CORP

500

200

TRIB

TRISTATE BANCORP THE

200

500

       

U

     

UNSL

U N S L FIN CORP

200

500

USPC

U S PAGING CORP

1000

500

UPCPO

UNION PLANTERS PFD E

500

1000

UNSA

UNITED FIN CORP S C

1000

500

UMSB

UNITED MISSOURI BCSH

500

1000

UNBJ

UNITED NATL BNCP

200

500

UBMT

UNITED SAV BK F A MT

200

500

UTVI

UNITED TELEVISION

1000

500

USAC

UNIVERSAL SEISMIC

500

1000

       

V

     

VALN

VALLEN CORP

500

1000

VALY

VALLICORP HLDGS INC

500

1000

VCRE

VARI CARE INC

200

500

VRSY

VARITRONIC SYS INC

500

1000

VNTX

VENTRITEX INC

500

1000

VCNB

VENTURA COUNTY NAT'L

500

1000

VENT

VENTURIAN CORP

200

500

VIDE

VIDEO DISPLAY CORP

500

1000

VLGEA

VILLAGE SUPER MKT CL A

500

200

VTSS

VITESSE SEMICOND

500

1000

VOLT

VOLT INFO SCIENCES

500

1000

VOLVY

VOLVO AB CL B ADR

500

1000

       

W

     

WSMP

W S M P INC

500

200

WAIN

WAINWRIGHT BK TR CO

500

200

WALS

WALSHIRE ASSURANCE

500

1000

WAMUO

WASHING NONCUM PFD C

500

1000

WBNC

WASHINGTON BNCP NJ

500

1000

WAMUN

WASHINGTON PFD D

200

500

WATFZ

WATERFORD PLC ADR UTS

200

500

WTRS

WATERS INSTRUMENTS

200

500

WEDC

WEDCO TECHNOLOGY INC

500

1000

WCBC

WEST COAST BNCP CA

500

1000

WSBK

WESTERN BANK OREGON

1000

500

WFRAF

WHARF RESOURCES LTD

200

500

WFMI

WHOLE FOODS MARKET

500

1000

WMSI

WILLIAMS INDS INC

500

1000

WINR

WINTHROP RESOURCE CORP

500

1000

       

Z

     

ZEUS

ZEUS COMPONENTS INC

500

1000

ZIGO

ZYGO CORP

500

1000


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