FINRA Manual: Contents
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94-19 Appointment Of A SI PC Trustee
On January 31, 1994, the Securities Investor Protection Corporation (SIPC) instituted a direct payment procedure for:
McCarley and Associates, Inc.
242A South Pleasantburg Drive
Greenville, SC 29606
Questions regarding the firm should be directed to SIPC:
Securities Investor Protection Corporation
805 Fifteenth Street, N.W.
Washington, DC 20005-2207
Members may use the "immediate close-out" procedures as provided in Section 59(i) of the NASD's Uniform Practice Code to close out open over-the-counter contracts. Also, Municipal Securities Rulemaking Board Rule G-12(h) provides that members may use the above procedures to close out transactions in municipal securities.