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94-48 SOES Tier Levels Set To Change July 11, 1994

SUGGESTED ROUTING

Senior Management
Institutional
Options
Trading

Effective July 11, 1994, tier sizes for 500 Nasdaq National Market (NNM) securities will be revised in accordance with ¶2451a7 of the Rules of Practice and Procedure for the Small Order Execution System (SOESSM).

Under the revised SOES rules (see Special Notice to Members 94-1 January 5, 1994), the maximum order-execution size in SOES is 500 shares, although tier sizes of NNM securities will continue to be categorized as 1,000,500, and 200 shares for the purpose of establishing minimum quotation size (Schedule D of the NASD By-Laws, ¶1819, Part V, Sec. 2a).

The Nasdaq Workstation indicates the minimum-size requirement for each NNM security in its bid/offer quotation display. The indicator "SM10," "SM5," or "SM2" is displayed to the left of the security name, corresponding to a minimum-size display of 1,000, 500, or 200 shares, respectively.

The criteria for establishing tier sizes is as follows:

  • A 1,000-share tier size was applied to those NNM securities that had an average daily non-block volume of 3,000 shares or more a day, a bid price that was less than or equal to $100, and three or more market makers.

  • A 500-share tier size was applied to those NNM securities that had an average daily non-block volume of 1,000 shares or more a day, a bid price that was less than or equal to $150, and two or more market makers.

  • A 200-share tier size was applied to those NNM securities that had an average daily non-block volume of less than 1,000 shares a day, a bid price that was less than or equal to $250, and less than two market makers.

These order-size tiers were set by the NASD after extensive research and polling of all NNM market makers. The purpose of establishing these tiers was to provide public investors with the most efficient means of handling their small orders while ensuring that the market makers were not required to assume unrealistic risks under the new mandatory SOES participation rules.

In accordance with the SOES rules, the tier levels applicable to each security are reviewed periodically to determine if the trading characteristic of the issue had changed so as to warrant a SOES tier-level move. Such a review was conducted as of February 28, 1994, using the aforementioned formula. The results of this review were analyzed by the SOES Subcommittee and the NASD Trading Committee, which recommended that changes in SOES tier levels should be implemented per the formula calculation with two exceptions.

First, an issue would not be permitted to move more than one level. For example, if an issue was previously categorized in the 1,000-share tier, it would not be permitted to move to the 200-share tier even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. In adopting this policy, the SOES Subcommittee was attempting to minimize market-maker exposure on issues for which the tier level increased and maintain adequate public investor access on issues for which the tier level decreased.

Second, for eight securities priced below $1 where the reworking called for a reduction in tier size, the SOES Subcommittee and the NASD Trading Committee determined not to recommend a decline in tier size. As a result, five securities that would have been reduced to 200 from 500 remained at 500 and three securities that would have been reduced from 1,000 to 500 remained at 1,000.

The SOES Subcommittee also recognized that the formula used to assign accurately reflect the trading characteristics for each issue. As such, market participants are reminded that the SOES Subcommittee may assign a particular NNM security a tier-size level than otherwise would be called for according to the criteria described above under appropriate circumstances. For more information, please contact Nasdaq Market Operations at (203) 378-0284. Following is a listing of the NNM issues that will require a SOES tier-level change on July 11, 1994.

Nasdaq National Market SOES Changes

All Issues In Alphabetical Order By Name (Effective My, 1994)

Symbol

Company Name

Old Tier Level

New Tier Level

A

     

ELUXY

A B ELECTRLX ADR SPD

500

1000

ACSE

ACS ENTERPRISES

500

1000

ACXT

A C X TECHS INC

500

1000

AELNA

A E LINDS CL A

500

1000

ALTI

ALTAI INC

200

500

AMTL

A M T R 0 L INC

500

1000

APGI

A P GREEN INDS

500

1000

ARIS

ARINETWORKSVCS

500

1000

ARONA

AARON RENTS INC CL-A

500

1000

ARONB

AARON RENTS INC CL-B

500

1000

ABRI

ABRAMS INDS INC

200

500

AXAS

ABRAXAS PETRO (NEV)

500

1000

ACLE

ACCEL ESfTLCP

500

1000

ACET

ACETO CP

500

1000

ACTN

ACTION PERFORM COS

500

1000

ACTNW

ACTION PERFORM WTS

500

1000

ANMR

ADVANCED NMR SYS INC

500

1000

AIRM

AIR METHODS CP

500

1000

ARSNW

AIRSENSORS INC WTS

500

1000

ATNG

ALATENN RESOURCES

500

1000

ALET

ALOETTE COSMETICS

1000

500

ALBML

ALPHA 1 BIOMED C WTS

500

1000

ACPI

AMER CONSUMER PROD

200

500

ALHCP

AMER LIFE HLDG PFD

1000

500

AMGD

AMER VANGUARD CP

1000

500

ASBI

AMERIANA BANCORP

1000

500

ATAXZ

AMERICA FRST TX 2 LP

500

1000

AMTA

AMISTARCP

500

1000

AMPI

AMPLICON INC

200

500

AMTR

AMTRANINC

500

1000

ANDR

ANDERSEN GROUP INC

200

500

AMBI

APPLIED MICROBIOLOGY

500

1000

ACAT

ARCTCO INC

500

1000

ARTHF

ARETHUSA LIMITED

500

1000

ASBK

ASPEN BANCSHARES INC

1000

500

AFED

ATLANFED BNCP ESfC

200

500

ATWD

ATWOOD OCEANICS INC

500

1000

ACAM

AUTOCAM CP

500

1000

ACLV

AUTOCLAVE ENGINEERS

1000

500

AUFN

AUTOFINANCE GP INC

500

1000

       

B

     

BARZ

BARRAINC

500

1000

BFEN

BF ENTERPRISES INC

200

500

BFSI

BFSBANKORPINC

1000

500

BKCS

B K C SEMICONDUCTORS

200

500

BLCC

BALCHEM CP

200

500

BWINB

BALDWIN LYONS CL B

200

500

BTEK

BALTEKCP

500

200

BCIS

BANCINSURANCE CP

1000

500

BKCO

BANKERS CP

500

1000

BKUNP

BANKUNITED CV PFD

200

500

BKUNA

BANKUNITED FTNL CP A

200

500

BNYN

BANYAN SYSTEMS INC

500

1000

BBSI

BARRETT BUSINESS SVC

500

1000

BASER

BASE TENRTS SERB

1000

500

BNHN

BENTHANA NATL CP

500

1000

BGAS

BERKSHIRE GAS CO

500

200

BPTI

BEST POWER TECH INC

500

1000

BEERF

BIG ROCK BREWERY LTD

500

1000

BLSC

BIO LOGIC SYS CP

500

1000

BTGCZ

BIO-TECH GEN WTS 96

200

500

BGENW

BIOGEN INC WTS

500

1000

BINC

BIOSPHERICS INC

500

1000

BHWK

BLACK HAWK GAMING

500

1000

BHWKW

BLACK HAWK WTS A

500

1000

BHWKZ

BLACK HAWK WTS B

500

1000

BMPE

BLMPIEINTL INC

500

1000

BOSA

BOSTON ACOUSTICS INC

1000

500

BOXXA

BOX ENERGY CPCL A

200

500

BRCOA

BRADYWHCOCLA

500

1000

BRDLQ

BRENDLE'S INC

500

1000

BBTK

BROADBAND TECHS INC

500

1000

BSIS

BROADWAY & SEYMOUR

500

1000

BROC

BROCK CONTROL SYSTEM

500

1000

BKST

BROOKSTONE INC

200

500

BMTC

BRYN MAWR BK CP

500

200

       

C

     

CBBI

C B BANCSHARES INC

200

500

CNIT

CENITBNCPINC

500

1000

CERB

CERBCOBSfC

200

500

CFBC

C F BANCORP INC

500

200

CFTB

C FUNDS INC

200

500

CIMC

CIMCOINC

500

1000

COOK

CALIF CULINARY ACAD

500

1000

CANXA

CANNON EXPRES INC A

500

1000

CANO

CANONIE ENVIRON SVC

500

1000

HKYIF

CANSTAR SPORTS INC

200

500

CNTBY

CANTAB PHARM PLC ADR

500

200

CCBT

CAPE COD BK TR CO

1000

500

CABK

CAPITAL BANCORP

500

200

CSWC

CAPITAL SOUTHWEST CP

200

500

CATA

CAPITOL TRANSAMERICA

500

1000

CAFC

CAROLINA FIRST CP

500

1000

CATS

CATALYST SEMICOND

200

500

CTSC

CELLULAR TECH SVCS

500

1000

KOKO

CENTRAL INDIANA BNCP

500

1000

CJER

CENTRAL JERSEY BNCP

500

1000

CMBI

CENTRAL MTGEBCSHS

1000

500

CSBC

CENTRAL SOUTHERN HLD

200

500

CNSP

CENTRAL SPRINKLER CP

1000

500

CNBKA

CENTURY BANCORP A NV

500

1000

CRDN

CERADYNE INC

500

1000

CHANF

CHANDLER INS CO LTD

500

1000

CHFD

CHARTER FED SAV BK

500

1000

CHEM

CHEMPOWERINC

1000

500

CHER

CHERRY CP

500

1000

CVAL

CHESTER VALLEY BNCP

200

500

CDCR

CHILDRENS DISCOVERY

500

1000

CRCL

CIRCLE FINLCP

500

200

CINS

CIRCLE INCOME SHARES

500

1000

CFBKP

CITIZENS FED BKPFD

200

500

CHCO

CITY HOLDING CO

200

500

CIVC

CIVIC BANCORP

500

1000

CLDRP

CLIFFS DRILLING PFD

200

500

GOBI

COBANCORP INC

200

500

CHTB

COHASSET SAVINGS BK

500

1000

COHO

COHO ENERGY INC

500

1000

COLB

COLUMBIA BKNG SYS

500

1000

COBAP

COMMERCE BNCP PFD B

500

200

CBNY

COMMERCIAL BK OF NY

500

1000

CBNKP

COMMU BNCP CUM PFD B

500

200

CBKI

COMMUNITY BANKS INC

200

500

CBNH

COMMUNITY BANKSHARE5

5 1000

500

CBSI

COMMUNITY BK SYSTEM

1000

500

CMETS

CONTL MORTGAGE EQUIT

1000

500

CSOL

CONVERGENT SOLUTN

500

1000

ZAPS

COOPER LIFE SCI INC

200

500

CPLY

COPLEY PHARM INC

500

1000

CSTN

CORNERSTONE FIN CP

500

1000

CRRC

COURIER CP

200

500

CUNB

CUPERTINO NATL BNCP

200

500

       

D

     

DEPCA

DEPCORPCLA

1000

500

DAIG

DAIG CP

200

500

DMCVA

DAIRY MART STORES A

500

1000

DMCVB

DAIRY MART STORES B

500

1000

DATX

DATA TRANSLATION INC

500

1000

DMAR

DATAMARINEINTL INC

200

500

DAVD

DAVIDSON & ASSOCIATE

500

1000

DAVX

DAVOXCP

500

1000

DOCP

DELAWARE OTSEGO CP

200

500

COTN

DELTA & PINE LAND CO

500

1000

DCPI

DICK CLARK PROD INC

500

1000

DGIC

DONEGAL GROUP INC

200

500

DOUG

DOUGLAS AND LOMASON

500

1000

DRCO

DYNAMICS RESEARCH CP

1000

500

       

E

     

EACO

EAENGRGSCITECH

500

1000

ECCS

E C C S INC

200

500

EMCI

EMCINSURANCEGP

1000

500

EROQ

ENVIROQCP

1000

500

EZEMA

EZEMINCCLA

200

500

EBSI

EAGLE BANCSHARES

1000

500

EDNTF

EDUNETICS LTD ORD

500

1000

ELCN

ELCOINDS INC

1000

500

EFII

ELEC IMAGING INC

500

1000

ELRC

ELECTRO RENT CP

200

500

EGLS

ELECTROGLAS INC

500

1000

ELEK

ELEK-TEKINC

500

1000

EWST

ENERGY WEST INC

200

500

ENNI

ENERGYNORTHINC

1000

500

ENEX

ENEX RESOURCE CP

1000

500

EASI

ENGINEERED SUPPORT

500

1000

EVTC

ENVIR TECHS INC

500

1000

EVTCW

ENVIR TECHS INC WTS

500

1000

ESCA

ESCALADE INC

500

1000

ECGC

ESSEX COUNTY GAS CO

200

500

EVSI

EVANS SYSTEMS INC

500

1000

EVGM

EVERGREEN MEDIA CP A

500

1000

XLTCW

EXCEL TECH WTS B

500

1000

       

F

     

FSCC

F & C BANCSHARES INC

1000

500

FMBK

F&MBNCPINC

200

500

FDPC

FDPCP

500

1000

FMCO

FMS FINANCIALCP

500

200

FAHNF

FAHNESTOCKANV

1000

500

FLOGE

FALCON OIL GAS CO

500

1000

FARL

FARRELCP

500

1000

TFSB

FEDERAL SAV BK THE

500

200

FSCR

FEDERAL SCREW WORKS

500

200

FSBI

FIDELITY BANCORP INC

500

1000

FIGI

FIGGIEINTL CMN CL B

500

1000

FBGIA

FINL BENEFIT GP CL A

500

1000

FIRE

FINLINSTINSGPLTD

500

200

FBNC

FIRST BANCP TROY NC

500

200

FBNKP

FIRST BKS CUM PFDC

200

500

FCTR

FIRST CHARTER CP

200

500

FCNCA

FIRST CITIZENS CL A

1000

500

FDEF

FIRST FED SVGS LN OH

1000

500

FFBC

FIRST FINL BNCP (OH)

500

1000

FFHS

FIRST FRANKLIN CP

500

200

FGHC

FIRST GEORG HLDGS

500

200

FFHP

FIRST HARRISBURG BAN

200

500

FLFC

FIRST LIBERTY FTN

1000

500

FMOR

FIRST MTGECP

1000

500

FMSB

FIRST MUTUAL SAV BK

500

200

FNGB

FIRST NORTHERN SV BK

1000

500

FOBBA

FIRST OAK BROOK CL A

200

500

SHEN

FIRST SHENANGO BNCP

500

1000

FUNC

FIRST UNITED CORP

200

500

FWBI

FIRST WESTERN BNCP

1000

500

FLSTP

FLAGSTAR COS INC PFD

500

1000

FAME

FLAMEMASTER CP THE

200

500

FOOT

FOOTHILL INDEPENDENT

1000

500

FORBP

FORTUNE BNCP PFD A

1000

500

FSBXW

FRAMINGHAM SVG BK WT

500

1000

FKFD

FRANKFORDCPTHE

200

500

FELE

FRANKLIN ELEC INC

500

1000

FRML

FREYMILLER TRUCKING

1000

500

FMDYW

FUTUREMDA PUB ADR WT

1000

500

       

G

     

GZEA

G Z A GEOENVIRONMENT

500

1000

GAMBY

GAMBROABBADR

1000

500

GBAN

GATEWAY BANCORP INC

200

500

GNCI

GEN NUTRITION COS

500

1000

GCOR

GENCORINDSINC

500

1000

GARI

GENERAL ATLANTIC RES

1000

500

GENIW

GENETICS INSTIT WTS

500

1000

GMBS

GEORGE MASON BKSH

200

500

BOTX

GEORGIA BONDED FIBER

200

500

GIGA

GIGA TRONICS INC

200

500

GBCI

GLACIER BANCORP

1000

500

GEMS

GLENAYRE TECHS INC

500

1000

CHIK

GOLDEN POULTRY CO

500

1000

GBTVK

GRANITE BRDCS NON VO

500

1000

GLBCW

GREAT LAKES WTS 95

500

1000

GSOF

GROUP I SOFTWARE INC

200

500

GROV

GROVE BANK

500

1000

GYMB

GYMBOREE CP (THE)

500

1000

       

H

     

HHOT

HH OIL TOOL CO INC

500

200

HUBC

HUBCOINC

500

1000

HMHC

HALLMARK HLTHCARE A

500

1000

HBHC

HANCOCK HLDG CO

1000

500

HVFD

HAVERFIELD CP

200

500

HAVTA

HAVERTY FURNITURE A

500

200

HELX

HELIX TECHNOLOGY CP

500

1000

HIFS

HINGHAMINSTI SAVING

1000

500

HWCC

HOLLYWOOD CASINO A

500

1000

HOLO

HOLOPAK TECHS INC

500

1000

HFMD

HOME FED CP

500

1000

HTWN

HOMETOWN BNCP INC

200

500

HZWV

HORIZON BNCP INC

200

500

HOSP

HOSPOSABLE PROD INC

1000

500

HUNT

HUNTCO INC CL-A

500

1000

HYDEA

HYDE ATHLETIC INDS A

500

1000

HYDEB

HYDE ATHLETIC INDS B

500

1000

       

I

     

HVI

IIVIINC

500

1000

INTK

INOTEKTECHCP

500

1000

IPSCF

IPSCOENC

500

200

ISGTF

ISGTECHINC

1000

500

IVFAP

IVFAMERINCPFD

500

1000

IBSC

IMAGE BUSINESS SYS

200

500

IBCP

MDEPBKCPMI

1000

500

INDE

INDEP TELEMEDIA GRP

500

1000

IACI

INDUSTRIAL ACOUSTICS

500

200

IHIIW

INDUSTRIAL HLDG WT A

500

1000

IHEZ

INDUSTRIAL HLDG WT B

200

500

ISCX

INDUSTRIAL SCI CORP

500

1000

ISLS

INTEL SURG LASERS

500

1000

IPICZ

INTERNEURON WTS B 95

500

1000

IPPIF

INTERPROVIN PIPE SYS

500

200

ICSI

INTL CONTAINER SYS

500

200

DIN

INTL JENSEN INC

500

1000

INBS

IOWA NATL BNKSHRS CP

200

500

IRWN

IRWESf FIN CP

500

1000

       

J

     

JGIN

JG INDUSTRIES INC

1000

500

JMARW

JMARINDSINCWTS

500

1000

MAYS

JW MAYS INC

500

200

JBIL

JABIL CIRCUIT INC

500

1000

JAYJQ

JAY JACOBS INC

500

1000

WILLA

JOHN WILEY SONS CL A

500

1000

JSBK

JOHNSTOWN SAV BK

500

1000

       

K

     

KTII

KTRON INTL INC

1000

500

KTEL

K-TEL INTL INC

200

500

KVLM

KEVLIN CP

500

1000

KEQU

KEWAUNEE SCIENTIFIC

200

500

KCLCW

KINDERCARE LEARNG WT

500

1000

KRGCF

KINROSS GOLD CORP

500

1000

KREG

KOLL REAL EST CL A

500

1000

       

L

     

lciip

LCIINTLCONPFD

500

1000

lch

LCIINTLINC

500

1000

LCSI

LCSINDSINC

500

1000

LXBK

L S B BANCSHARES NC

200

500

LVMHY

LVMHMOETADR

200

500

LCLD

LACLEDE STEEL CO

1000

500

LABK

LAFAYETTE AMER BK&TR

500

1000

LNCT

LANCIT MEDIA PROD

500

1000

LAUR

LAUREL BANCORP INC

500

200

LSSI

LEASING SOLUTIONS

500

1000

LEVL

LEVEL ONE COMMUN INC

500

1000

LIBT

LIBERTY TECHS INC

200

500

LDAKM

LIDAKPHARMWTSB

500

1000

LCUT

LIFETIME HOANCP

500

1000

LINB

LIN BROADCASTING CP

1000

500

LINN

LINCOLN FOODSVC PROD

500

1000

LNSB

LINCOLN SAVINGS BANK

500

1000

LIQB

LIQUIBOXCP

1000

500

LONDY

LONDON INTL PLC ADR

200

500

LEK

LOWRANCE ELECTRONICS

500

1000

LUFK

LUFKININDS INC

500

1000

       

M

     

MARC

MARC INC

500

1000

MFST

MFSCOMMCOINC

500

1000

MGPR

MG PRODUCT INC

500

1000

MRVC

MR V COMMUN INC

500

1000

MRVCW

M R V COMMUN INC WTS

500

1000

MSBB

MSB BANCORP INC

1000

500

MKTAY

MAKITA CP SPONS ADR

500

1000

MANA

MANATRON INC

500

1000

MANU

MANUGISTICS GROUP

500

1000

MASB

MASSBANKCP

1000

500

MAXC

MAXCO INC

500

1000

MFLR

MAYFLOWER COOP BK

200

500

MOIL

MAYNARD OIL CO

1000

500

MTTX

MECHANICAL TECH INC

200

500

MEGZ

MEGAHERTZ CORP

500

1000

MEGT

MEGATEST CP

200

500

MMTCY

MEMTEC LTD ADR NEW

500

200

MBVT

MERCHANTS BANCSHARES

200

500

METS

MET COIL SYSTEMS CP

1000

500

MFIN

METRO FDSfL CP

200

500

MFCB

MICHIGAN FMLCP

200

500

MCHP

MICROCHIP TECH INC

500

1000

MFIC

MICROFLUIDICS INTL

500

1000

MIAMP

MID AM CUM CNV PFD A

1000

500

MIDS

MID SOUTH INS CO

1000

500

MIDC

MIDCONNBANK

1000

500

MSEX

MIDDLESEX WATER CO

500

200

MILW

MILWAUKEE INS GROUP

200

500

MMAN

MINUTEMAN INTL INC

200

500

MVBI

MISSISSIPPI VALLEY

1000

500

MODT

MODTECHINC

500

1000

MDYN

MOLECULAR DYNAMICS

500

1000

MMDI

MOMENTUM CP

500

1000

MAHI

MONARCH AVALON INC

200

500

MORP

MOORE PRODUCTS CO

500

200

MOTR

MOTOR CLUB OF AMER

1000

500

MPFC

MOUNTAIN PARKS FIN

500

1000

LABL

MULTI COLOR CP

500

1000

       

N

     

NSAI

N S A INTL INC

500

1000

NSCC

NSC CORPORATION

500

1000

NSDB

N S D BANCORP INC

500

200

POPS

NATL BEVERAGE CP

500

1000

NBAK

NATL BNCP OF ALASKA

200

500

NCSIW

NATL CONVENIEN WTS

1000

500

NAIG

NATL INSURANCE GP

500

1000

NSSX

NATL SANITARY SUPPLY

200

500

TEAM

NATL TECHTEAM INC

500

1000,

MGX

NETWORK IMAGING CP

'500

1000

JJVIGXW

NETWORK IMAGING WTS

500

1000

NWTH

NETWORTH INC

500

1000

NOBH

NOBILITY HOMES INC

200

500

NOLD

NOLAND CO

200

500

NRTI

NOONEY REALTY TRUST

200

500

NSTR

NORTHSTAR HLTH SERV

500

1000

NWTL

NORTHWEST TELEPROD

500

1000

FERTP

NU WEST INDS PF A

200

500

       

O

     

OESI

O E S I POWER CP

500

1000

OSFIF

O S F INC

1000

500

ORLY

O'REILLY AUTOMOTIVE

500

1000

OLCC

OLYMPUS CAPITAL CP

500

1000

OPTO

OPTO MECHANIK INC

200

500

ORTH

ORTHOPEDIC TECH INC

500

1000

OSBN

OSBORN COMMUN CP

200

500

       

P

     

PDKLZ

P D K LABS WTS B 97

500

1000

PETM

PET SMART INC

500

1000

PFINA

P F INDS INC A

1000

500

PMRP

P M R CP

1000

500

PSUN

PACIFIC SUNWEAR CAL

200

500

PALM

PALFED INC

500

1000

PZZA

PAPA JOHN'S INTL INC

500

1000

PBFI

PARIS BUSINESS FORMS

200

500

PARC

PARK COMMUN INC

200

500

PATK

PATRICK INDS INC

500

1000

PMFG

PEERLESS MFG CO

1000

500

PTAC

PENN TREATY AMER CP

1000

500

PVIR

PENN VIRGINIA CP

1000

500

PFDC

PEOPLES BANCORP

200

500

PBCTP

PEOPLES BK PFD (CT)

500

1000

PFKY

PEOPLES FIRST CP

200

500

PENVF

PHILIP ENVIRON INC

1000

500

PNJI

PHILLIPS & JACOBS

500

1000

PCAM

PHYSICIAN CP AMERICA

500

1000

PICOA

PHYSICIANS INS OH A

500

1000

PMAN

PIEDMONT MGMT CO INC

1000

500

PIFI

PIEMONTE FOODS INC

200

500

SIGN

PLASTI LINE INC

1000

500

PLEN

PLENUM PUBLISHING CP

1000

500

POLK

POLK AUDIO INC

500

200

PREF

PREFERRED ENTERTAIN

500

1000

PBKC

PREMIER BKSHS

200

500

PRMA

PRIMADONNA RESORTS

500

1000

PNBC

PRINCETON NATL BNCP

500

200

PULS

PULSE BANCORP INC

500

1000

       

Q

     

QSYS

QUAD SYSTEMS CP

200

500

QDRMY

QUADRUM SVC FINL ADR

500

1000

RCORF

QUALITY DINO ENTMT

500

1000

QRSI

QUICKRESPONSE SVCS

500

1000

QUIP

QUIPP INC

500

200

       

R

     

RHNB

RHNBCORP

1000

500

RKSF

R K S FINANCIAL GRP

1000

500

RMPO

RAMAPO FINANCIAL CP

200

500

RARB

RARITAN BANCORP INC

500

200

RGEQ

REGENCY EQUITIES CP

500

1000

RESB

RELIABLE FINL CP

1000

500

ARBC

REPUBLIC BANK CAL

500

200

RSFC

REPUBLIC SEC FIN CP

500

1000

RESR

RESEARCH INC

200

500

RSND

RESOUND CORP

200

500

REXW

REXWORKS INC

500

1000

RFBC

RIVER FOREST BNCP

1000

500

ROBC

ROBECINC

500

1000

RCSBP

ROCHESTER COM PFD B

200

500

RFEDP

ROOSEVELT FIN CV PFD

1000

500

RBPAA

ROYAL BANK PENN A

1000

500

RULE

RULE INDS INC

500

1000

       

S

     

sku

SKILTD

500

1000

SFGD

SAFEGUARD HEALTH ENT

500

1000

SATC

SATCON TECH CP

500

1000

SPEI

SAVOY PICT ENTERTNMT

500

1000

STIZ

SCIENTIFIC TECH INC

500

1000

SCGN

SCIGENICS INC CLLBLE

500

1000

SCOT

SCOTT AND STRINGFELL

500

200

SFLD

SEAFIELD CAPITAL CP

500

1000

SEAM

SEAMAN FURNITURE CO

500

1000

FOTO

SEATTLE FJLMWORKS

500

1000

SEWY

SEAWAY FOOD TOWN INC

200

500

SECD

SECOND BANCORP INC

500

200

SFBM

SECURITY BANCORP

1000

500

SENV

SECURITY ENVIR SYS

500

1000

SFSL

SECURITY FIRST CP

200

500

SLFX

SELFIX INC

1000

500

SSBC

SHELTON BNCP INC

500

200

SLFC

SHORELINE FIN CP

200

500

SFNCA

SIMMONS FIRST NATL A

500

1000

SIMM

SIMMONS OUTDOOR CP

1000

500

FISH

SMALL'S OILFIELD

500

1000

FISHW

SMALL'S OILFIELD WTS

500

1000

SWPA

SOUTHWEST NATL CP

500

200

SWWC

SOUTHWEST WATER CO

500

1000

SPEK

SPEC S MUSIC INC

500

1000

SPZN

SPEIZMAN INDS INC

500

1000

STCI

STATION CASINOS INC

500

1000

STEK

STECK-VAUGHN PUBLISH

200

500

SBIB

STERLING BCSHSTX

1000

500

STRB

STROBER ORGANIZATION

500

1000

SUBBA

SUBURBAN BANCORP A

1000

500

SMMT

SUMMIT BANCORP WA

1000

500

SUBI

SUN BANCORP INC

200

500

RAYS

SUNGLASS HUT INTL

500

1000

SCON

SUPERCONDUCTOR TECHS

200

500

SGTI

SURGICAL TECH INC

500

1000

SWSH

SWISHER INTL INC

500

1000

       

T

     

TSINW

TSICWTS 96

200

500

Tsn

TSIINC

500

1000

TSRI

TSRINC

500

1000

TECN

TECHNALYSIS CP

1000

500

TCOMB

TELE COMMUN INC B

1000

500

TLAB

TELLABS INC

500

1000

TGIS

THOMAS GROUP INC

200

500

TCSFY

THOMSONCSFADR

500

1000

TOMKY

TOMKINS PLC ADR

500

1000

TELU

TOTAL-TEL USA COMMUN

500

1000

TTRRW

TRACORINCWTSA

200

500

TWBC

TRANSWORLD BNCP

200

500

TRIP

TRIANGLE PACIFIC CP

500

1000

TCBK

TRICO BANCSHARES

500

200

TRCD

TRICORD SYSTEMS INC

200

500

TCNJ

TRUST CO OF NJ

500

1000

       

U

     

UNSL

U N S L FIN CP

500

200

USPC

U S PAGING CP

500

1000

ULTK

ULTRAKINC

500

1000

UNDF

UNEFLEXINC

500

1000

UNFR

UNIFORCE TEMP PERSNL

500

1000

UBSC

UNION BKSHS LTD

1000

500

UCFC

UNITED COS FINL CORP

500

1000

UNSA

UNITED FIN CP S C

500

1000

UFCS

UNITED FIRE CASUALTY

200

500

UNBJ

UNITED NATL BNCP

500

200

UBMT

UNITED SAV BK F A MT

500

1000

UTVI

UNITED TELEVISION

500

1000

       

V

     

VSBC

VSBBNCPINC

500

1000

VENT

VENTURIANCP

500

200

VRSA

VERSA TECH INC

1000

500

VICL

VICALINC

500

1000

VIDE

VIDEO DISPLAY CP

1000

500

VOLT

VOLT INFO SCIENCES

1000

500

       

W

     

WRTE

WRTENERGYCP

500

1000

WSMP

WSMPINC

200

500

WATS

WATSON PHARM INC

500

1000

WAVR

WAVERLYINC

500

1000

WELL

WELLCARE MGMT GRP

500

1000

WELS

WELLSTEADINDS INC

1000

500

WSBC

WESBANCOINC

500

1000

WBAN

WEST COAST BNCP (FL)

200

500

WMBS

WEST MASS BANKSHARES

500

200

WSBK

WESTERN BANK OREGON

500

1000

WWTR

WESTERN WATER CO

500

1000

WCLX

WISCONSIN CENTRAL

500

1000

wan

WORKINGMENS CAP HLDG

500

200

       

X

     

XPLR

XPLORCP

200

500

       

Y

     

YSCO

YES CLOTHING CO

500

1000

       

Z

     

ZSEV

Z SEVEN FUND INC THE

200

500

ZALEW

ZALECPWTSA

1000

500

ZING

ZING TECHS INC

1000

500

ZOLL

ZOLL MEDICAL CP

500

1000

ZOLT

ZOLTEKCOSINC

500

1000


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