FINRA Manual: Contents
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For Your Information (May)
For Your Information
National Association of Securities Dealers, Inc.
Test Site Changes for May in Kansas, New York, Georgia, and Florida
New PLATO Test Centers in Kansas
Effective May 1, 1989, Control Data PLATO Development Centers began operating at the following locations:
- Farmers State Bank Building, 718 MainStreet, Suite 202, Hays, KS 67601 (913) 232-1690.
- Epic Office Center, 301 North Main Street,Suite 470, Wichita, KS 67202 (316) 265-5234.
PLATO Center Relocation in New York
Effective April 21, 1989, the Rochester Control Data PLATO Development Center was relocated to: Woodcliff I, 345 Woodcliff Drive, 2nd Floor, Fairport, NY 14450 (716) 383-5630.
Series 7 Test Site Changes
The May 20, 1989, Series 7 exam in Atlanta will be held at: Sheraton Century Hotel, 2000 Century Boulevard, Atlanta, GA.
Effective May 20, 1989, all Series 7 exams in Orlando will be held at: University of Central Florida, 4000 Central Florida Boulevard, CEBAII, Orlando, FL.
For information on exams, locations, or dates, contact the Information Services Department at (301) 590-6500.
District 10 Schedules Member Seminar June 19-20, in Washington, DC
The NASD's District 10, headquartered in Washington, DC, has scheduled its 1989 membership meeting and educational seminar for June 19-20 at the Mayflower Hotel in Washington.
Seminar topics are compliance-oriented and designed to provide continuing education for management and operations personnel, with topics of special interest to securities lawyers and accountants. District 10 encompasses the District of Columbia, Maryland, North Carolina, and Virginia.
Correction to Disciplinary Actions for April
PDS Securities International, Inc., Chicago, IL was incorrectly identified in the April issue of Notices to Members as PBS Securities International, Inc.
New Phone, Fax Numbers for Market Surveillance Take Effect May 15
The Market Surveillance division of the NASD is expected to move to the Gordon E. Macklin Building in Rockville, Maryland, on May 15, 1989. Most of the phone numbers for the division will change as a result of the move. The new phone numbers are:
Market Surveillance, main number (301) 590-6410.
Market Surveillance, general Fax (301) 590-6481.
Stock Watch (301) 590-6411.
StockWatch Fax (301) 590-6482.
StockWatch answering machine (301) 590-6413.
The toll-free number will remain the same, (800) 537-3929.