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1019. Application to the SEC for Review

This version of the rule (or interpretive material) does not become effective until May 8 2019.

This rule was introduced with the filing of SR-FINRA-2019-009 which has been approved by the SEC. This rule becomes effective on May 8, 2019.

A person aggrieved by final action of FINRA under the Rule 1000 Series may apply for review by the SEC pursuant to Section 19(d)(2) of the Exchange Act. The filing of an application for review shall not stay the effectiveness of a decision constituting final action of FINRA, unless the SEC otherwise orders.
Amended by SR-FINRA-2019-009 eff. May 8, 2019.
Amended by SR-FINRA-2008-008 eff. June 26, 2008.
Adopted by SR-NASD-97-28 eff. Aug. 7, 1997.

Selected Notices: 91-11, 92-2, 94-22.

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