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89-67 SOES Tier Levels to Change for 521 Issues on October 9, 1989

SUGGESTED ROUTING*

Senior Management
Internal Audit
Operations
Trading

*These are suggested departments only. Others may be appropriate for your firm.

On June 30, 1988, the maximum SOES order size for all NASDAQ National Market securities was established as follows:

  • A 1,000-share maximum order size was applied to those NASDAQ National Market securities that had an average daily nonblock volume of 3,000 shares or more a day, a bid price that was less than or equal to $100, and three or more market makers.
  • A 500-share maximum order size was ap plied to those NASDAQ National Market securities that had an average daily nonblock volume of 1,000 shares or more a day, a bid price that was less than or equal to $150, and two or more market makers.
  • A 200-share maximum order size was ap plied to those NASDAQ National Market securities that had an average daily nonblock volume of less than 1,000 shares or more a day, a bid price that was less than or equal to $250, and less than two market makers.

These order-size tiers were set by the NASD after extensive research and polling of all NASDAQ National Market market makers. The purpose of establishing these tiers was to provide public investors with the most efficient means of handling their small orders while ensuring that market makers were not required to assume unrealistic risks under the new mandatory SOES participation rules.

At the time of their establishment, the NASD Trading Committee and Board of Governors decided that the tier levels applicable to each security would be reviewed periodically to determine if the trading characteristics of the issue had changed so as to warrant a SQES tier-level move. Such a review was conducted as of June 30, 1989, using the aforementioned formula and second-quarter trading data. The results of this review were analyzed by the Mandatory SOES Subcommittee and the NASD Trading Committee, which recommended that changes in SOES tier levels should be implemented per the formula calculation with the exception that an issue would not be permitted to move more than one level.

To further explain, if an issue previously was categorized in the 200-share tier, it would not be permitted to move to the 1,000-share tier even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. Likewise, a security previously assigned to the 1,000-share tier could move only to 500 shares, regardless of the formula calculation. Only 23 issues were affected by this change. In adopting this policy, the committee was attempting to minimize market-maker exposure on issues for which the tier level increased and to maintain adequate public investor access on issues for which the tier level decreased.

The committee also recognized that the formula used to assign the tier levels cannot always Accurately reflect the trading characteristics for each issue. As such, market makers are reminded that the Mandatory SOES Subcommittee will review on a case-by-case basis suggested tier-level changes if a significant number of market makers in that issue believe such a change is warranted. For more information regarding this process, please contact NASDAQ CompanyOperations at (202) 728-8039.

Following is a listing of the NASDAQ National Market issues that will require a SOES tier-level change on October 9, 1989.

NASDAQ NATIONAL MARKET SOES CHANGES

All Issues in Alphabetical Order by Name

Symbol

Company Name

Old Tier Level

New Tier Level

SRCE

1ST SOURCE CORP

500

1000

A

     

ABSI

A B S INDS

500

1000

ALTI

ALTAIINC

500

200

ARM

A RIX CORP

500

1000

ACPT

ACCEPTANCE INS HLDGS

1000

500

AAST

ACTION AUTO STORES

500

1000

ANSL

ACTION SAV BK S L A

500

1000

JAIL

ADTECINC

1000

500

ACTP

ADVANCE COMP TECH

1000

500

AROS

ADVANCE ROSS CORP

500

1000

ADMG

ADVANCED MAGNETICS

500

1000

ADCOW

ADVANTAGE COS INC WT

200

500

AIMT

AIM TELEPHONES INC

1000

500

AIRC

AIRCOA HOSPITALITY SV

500

200

AKZOY

AKZO N V ADR

200

500

ATNG

ALATENN RESOURCES

1000

500

ALCO

ALICO INC

500

1000

ALLPW

ALLIANCE PHARM WTS

200

500

ABGA

ALLIED BANKSHARES

500

200

ALLC

ALLIED CAPITAL CORP

500

1000

ALET

ALOETTE COSMETICS

500

1000

ALRN

ALTRON INC

500

1000

AFGI

AMBASSADOR FIN GP

1000

500

ACGI

AMER CAPACITY GP

500

200

AMJX

AMER FED SV BK DUVAL

500

1000

AMEI

AMER MED ELEC INC

1000

500

ARIG

AMER RELIANCE GP INC

1000

500

ARBC

AMER REPUBLIC BNCP

200

500

AMFLP

AMERSLFLPFDA

500

1000

RODS

AMER STEEL WIRE CORP

500

1000

ASBI

AMERIANA SAV BK FSB

500

1000

AMOS

AMOSKEAG CO

200

500

AMSR

AMSERV INC

500

1000

ANDR

ANDERSEN GROUP INC

200

500

SOLR

APPLIED SOLAR

500

1000

ARSD

ARABIAN SHIELD DEV

1000

500

AIND

ARNOLD INDUSTRIES

500

1000

ARTW

ARTS WAY MFG CO INC

500

1000

AEZNS

ASIAMERICA EQUIT SBI

500

1000

ASBC

ASSOC BANCORP

500

1000

ASTE

ASTEC INDS INC

1000

500

AFED

ATLANFED BNCP INC

500

200

ATBC

ATLANTIC BANCORP

500

200

ATTC

AUTO TROL TECH

500

1000

AUTR

AUTOTROL CORP

500

1000

B

     

BHAGB

B H A GP INC CL B

500

1000

BNHB

B N H BCSHS INC

1000

500

BPMI

BADGER PAPER MILLS

500

200

BAIB

BAILEY CORP

500

1000

BLCC

BALCHEM CORP

500

200

BPAO

BALDWIN PIANO ORGAN

1000

500

BMCC

BANDO MCGLOCKLIN CAP

1000

500

ASAL

BANKATLANTIC FED

500

200

BIOW

BANKS OF IOWA INC

500

1000

BOMA

BANKS OF MID AMER

1000

500

BARC

BARRETT RES CORP

500

1000

BAYLC

BAYLY CORP

500

1000

BGAS

BERKSHIRE GAS CO

500

200

BTHL

BETHEL BANCORP

200

500

BFEN

BF ENTERPRISES INC

1000

500

BFSI

BFS BANKORP INC

500

1000

BNGO

BINGO KING CO

1000

500

BGENP

BIOGEN INC PFD

500

1000

BGENW

BIOGEN INC WTS

200

500

BLIS

BLISS LAUGHLIN INDS

1000

500

BOGO

BOGERT OIL CO

1000

500

BOOL

BOOLE BABBAGE INC

500

1000

BOSA

BOSTON ACOUSTICS INC

500

1000

BRLYS

BRADLEY RL EST SBI

500

1000

BTSB

BRAINTREE SAV BK THE

1000

500

BSBC

BRANFORD SAVINGS BK

200

500

BRLN

BROOKLYN SAV BK THE

1000

500

BTCIE

BROWN TRANSPORT CO

500

1000

BCKY

BUCKEYE FIN CORP

500

1000

BNBGA

BULL BEAR GP INC A

1000

500

BANQ

BURRITTINTRFIN BNCP

1000

500

C

     

CBTF

C B T FINANCIAL CORP

200

500

CKSB

C K FED SAV BK

200

500

CPBI

C P B INC

200

500

CCLPZ

CALLON CON LP UTS

500

1000

CCBT

CAPE COD BK TR CO

500

200

CATA

CAPITOL TRANSAMERICA

200

500

CAFS

CARDINAL FED SAV BK

500

200

CPLSZ

CARE PLUS WTS 90 A

500

1000

FFCA

CAROLINA BNCP INC

500

1000

CAYB

CAYUGA SAVINGS BANK

200

500

CNBL

CENTENNIAL BENEF CORP

200

500

CHOL

CENTRAL HOLDING CO

500

1000

CPSA

CENTRAL PENN FIN CORP

1000

500

CSBC

CENTRAL SOUTHERN HLD

200

500

CHLN

CHALONEINC

500

1000

CHCR

CHANCELLOR CORP

200

500

CFED

CHARTER FED SV BK NJ

500

1000

CHTT

CHATTEM INC

500

200

CFIXW

CHEMFIX TECH WTS 89

500

200

CMFB

CHEMICAL FABRICS CORP

500

1000

CLEA

CHEMICAL LEAMAN INC

500

200

CHER

CHERRY CORP

1000

500

CHPK

CHESAPEAKE UTIL CORP

200

500

CDCRA

CHILDREN'S DISCOVR A

1000

500

CPCI

CIPRICO me

1000

500

CINNA

CITIZENS INC CL A

500

1000

CIZCF

CITY RESOURCE CANADA

1000

500

CLSC

CLINICAL SCIENCES

500

1000

COBB

COBB RESOURCES CORP

500

1000

CODN

CODENOLL TECH CORP

1000

500

CODNW

CODENOLL TECH WTS 89

500

200

CACCB

COLONIAL LIFE ACC B

500

1000

CLRXW

COLOROCS CORP WTS C 89

500

1000

CMDT

COMDATA HOLDINGS CORP

500

1000

CTIA

COMMUN TRANSMISSION

500

1000

CBNH

COMMUNITY BANKSHARES

1000

500

CBPA

COMMUNITY BNCP INC

200

500

CMRE

COMSTOCK RESOURCE

500

1000

CSTP

CONGRESS STREET PROP

500

200

CTLC

CONS TOMOKA LAND

200

500

CFINP

CONSUMERS FIN CORP PFD

500

200

CGIC

CONTL GENERAL CORP

200

500

CORC

CORCOM INC

1000

500

CNPGF

CORNUCOPIA RES LTD

200

500

CRAN

CROWN ANDERSEN INC

1000

500

COILP

CRYSTAL OIL CO PFD A

500

200

D

     

DOCO

DOC OPTICS CORP

500

200

DMCVB

DAIRY MART STORES B

500

1000

DATX

DATA TRANSLATION INC

500

1000

DSCC

DATASOUTH COMPUTER

500

200

DTSI

DATRON SYSTEMS INC

1000

500

DAVX

DAVOX CORP

1000

500

DOCP

DELAWARE OTSEGO CORP

200

500

DLTK

DELTAK CORP

200

500

DEVN

DEVON GROUP INC

500

1000

DEAL

DIAL REIT INC

500

1000

DCPI

DICK CLARK PROD INC

500

1000

TRBK

DOMINION FED SAV LN

1000

500

DRTK

DURATEK CORP

1000

500

E

     

EACO

EAENGRGSCITECH

500

1000

EILI

EILINSTRUMENTS

500

1000

EWAT

E TOWN CORP

500

200

EZEM

E z EM me

500

1000

ETEX

EASTEX ENERGY INC

500

1000

EASTS

EASTOVER CORP SBI

500

200

EECN

ECOGEN me

500

1000

EDCO

EDISON CONTROL CORP

200

500

ELCN

ELCO INDSINC

1000

500

EORR

EMPIRE ORR me

1000

500

EMCO

ENGINEERING MEASURE

1000

500

ETRC

ENTREE CORP

1000

500

EPSI

EPSILON DATA MGMT

1000

500

EQICB

EQUITABLE OF IOWA B

500

1000

EVAN

EVANS INC

500

1000

F

     

FFES

FIRST FED S L HRTFD

500

1000

FLAG

FIRST FED S L LAGRNG

200

500

FFSD

FIRST FED SAV BK AL

1000

500

FSBG

FIRST FED SAV BK GA

200

500

FGHC

FIRST GEORG HLDGS

500

200

FISB

FIRST INDIANA CORP

500

1000

FLFC

FIRST LIBERTY FIN

1000

500

FRME

FIRST MERCHANTS CORP

500

200

MTCL

FIRST NATL BANK CORP

500

200

FBAC

FIRST NATL BNCP GA

500

1000

FNPC

FIRST NATL PENN CORP

200

500

FIRO

FIRST OHIO BCSHS

500

1000

FLGLA

FLAGLER BANK CORP CL A

200

500

FLAEF

FLORIDA EMP INS CO

500

1000

FOOT

FOOTHILL INDEPENDENT

200

500

FSNR

FORSCHNER GROUP THE

200

500

FWNC

FORT WAYNE NATL CORP

500

1000

FRMBF

FORUM RE GP BERMUDA

500

200

DNNY

FRANCES DENNEY CO

1000

500

FSAK

FRANKLIN SV GUAR STK

200

500

G

     

GBCB

G B C BANCORP

500

1000

XRAY

G E N D E X CORP

200

500

GMED

G MI GP INC THE

1000

500

GNUC

G NI GROUP me THE

500

1000

GWCC

G W C CORP

500

1000

GBAN

GATEWAY BANCORP INC

200

500

GBLD

GEN BLDG PRODS CORP

1000

500

GCCC

GEN COMPUTER CORP

1000

500

GGNS

GENUS INC

500

1000

GDYN

GEODYNAMICS CORP

500

1000

GMFD

GERMANIA BANK FSB

1000

500

GOOD

GOODY PRODUCTS INC

500

1000

GSBI

GRANITE STATE BKSHS

500

1000

GBBS

GREAT BAY BANKSHARES

1000

500

GFGC

GREAT FALLS GAS CO

200

500

GREY

GREY ADVERTISING INC

200

500

H

     

HDRP

H D R POWER SYS INC

500

1000

THCO

HAMMOND CO THE

200

500

HRLN

HARLYN PRODUCTS INC

500

200

HRMN

HARMON INDS INC

500

1000

HASR

HAUSERMAN INC

500

200

HAVT

HAVERTY FURNITURE CO

500

1000

HWKN

HAWKINS CHEMICAL INC

200

500

HERS

HERITAGE FINL SVC IL

500

1000

HRLY

HERLEY MICROWAVE

1000

500

HIPT

HI PORT INDS me

500

1000

HSBK

HIBERNIA SAV BK THE

1000

500

HIPC

HIGH PLAINS CORP

500

1000

HIWDF

HIGHWOOD RESOURCES

1000

500

RVEE

HOLIDAY RV SUPERSTRS

500

1000

HFNO

HOME FED SAV BK OH

200

500

HROK

HOME FED SAV ROCKIES

500

200

HSLD

HOME SAVINGS LOAN

1000

500

HMSD

HOMESTEAD HOLDING CORP

200

500

HFIN

HORIZON FIN SVC INC

500

1000

HTEK

HYTEK MICROSYSTEMS

1000

500

I

     

IEHC

IE H CORP

1000

500

IFRS

I F R SYSTEMS INC

500

1000

IMRI

I M C O RECYCLING

500

1000

INvG

I N V G MTG SECS CORP

500

1000

IFEI

IMAGINE FILMS ENTER

500

1000

IFEIW

IMAGINE FILMS WTS

500

1000

INCRF

INCA RESOURCES

1000

500

IBCP

INDEP BK CORP MI

1000

500

INRD

INRAD INC

500

200

IGLWF

INSITUFORM GP LTD WT

200

500

INSMA

INSITUFORM MIDAMER A

500

200

ISEC

INSITUFORM SOUTHEAST

500

1000

IFED

INTER FED SAV BANK

200

500

INTP

INTERPOINT CORP

500

1000

ICSI

INTL CONTAINER SYS

500

1000

ISLH

INTL HOLDING CAP CORP

200

500

INSH

INTL SHIPHOLDING CORP

500

1000

IUTL

IOWA SOUTHERN INC

500

1000

IYCOY

ITO YOKADO CO ADR

500

200

J

     

JMBRS

J M B REALTY TR SBI

500

200

JKHY

JACK HENRY AND ASSOC

1000

500

JACO

JACO ELECTRONICS INC

500

1000

JASN

JASON INC

500

1000

JFFN

JEFFERSON BANK

200

500

JBNK

JEFFERSON BKSHS VA

500

1000

JHSN

JOHNSON ELECTRONICS

1000

500

JSBK

JOHNSTOWN SAV BK FSB

500

200

JMED

JONES MEDICAL INDS

500

1000

JOSL

JOSLYN CORP

500

1000

JUDY

JUDY'S INC

200

500

K

     

KEAN

KEANE INC

200

500

KEQU

KEWAUNEE SCIENTIFIC

200

500

KNAP

KNAPE AND VOGT MFG

1000

500

L

     

LCSI

L C S INDS INC

500

200

LSNB

LAKE SHORE BANCORP

500

200

LMACE

LANDMARK AMERICAN CORP

500

200

LDMK

LANDMARK BK FOR SAV

200

500

LSER

LASER CORP

500

1000

LEXP

LEXINGTON PRECISION

1000

500

LIB HA

LIBERTY HOMES INC A

200

500

LNBC

LIBERTY NATL BNCP

500

1000

LIFE

LIFELINE SYSTEMS INC

1000

500

LLOG

LINCOLN LOGS LTD

200

500

LNDL

LINDAL CEDAR HOMES

500

1000

LIQB

LIQUI BOX CORP

1000

500

LOCL

LOCAL FED SVGS LOAN

1000

500

LOGC

LOGIC DEVICES INC

200

500

LUND

LUND ENTERPRISES INC

500

1000

M

     

MKCO

M KAMENSTEIN INC

200

500

MMIM

M MI MEDICAL INC

500

1000

MMRH

M M R HOLDING CORP

500

1000

MACD

MACDERMID INC

500

200

MLRC

MALLON RESOURCES CORP

1000

500

MRGO

MARGO NURSERY FARMS

500

1000

MRTA

MARIETTA CORP

500

1000

MCOR

MARINE CORP ILL

500

1000

MTLI

MARINE TRANS LINES

500

1000

MAXE

MAX & ERMAS RESTR INC

500

1000

MAXC

MAXCO INC

500

1000

MFLR

MAYFLOWER CO OP BK

1000

500

MFFC

MAYFLOWER FIN CORP

500

1000

MCCL

MCCLAIN INDUSTRIES

500

200

MGLL

MCGILL MANUFACTURING

200

500

MGRC

MCGRATH RENT CORP

500

1000

MDST

MEDSTAT SYSTEMS INC

500

1000

MDTA

MEGADATA CORP

1000

500

MCBKB

MERCHANTS CAP CP B

500

200

MRET

MERET INC

1000

500

MRDNP

MERIDIAN BNCP PFD

200

500

KITS

MERIDIAN DIAGNOSTICS

1000

500

METC

METCALF EDDY COS INC

500

1000

MTRO

METRO TEL CORP

1000

500

MFGR

METROBANK FIN GP INC

500

1000

MAJL

MICHAEL ANTHONY JEWL

1000

500

MWAV

MICROWAVE LABS INC

1000

500

MABC

MID AMERICA BNCP

500

1000

MHBK

MID HUDSON SAV FSB

500

200

MIDS

MID SOUTH INS CO

1000

500

MILT

MILTOPE GROUP INC

500

1000

MNES

MINE SAFETY APPLS CO

1000

500

MVBC

MISSION VALLEY BNCP

200

500

MTTL

MOBILE TELECOMM TECH

500

1000

MAHI

MONARCH AVALON INC

500

200

MNRTS

MONMOUTH REIT SBI

200

500

MOTOP

MOTO PHOTO INC PFD

500

200

MOTOZ

MOTO PHOTO INC WTS

500

200

MOTR

MOTOR CLUB OF AMER

500

1000

MTNR

MOUNTAINEER BKSHS WV

200

500

MUEL

MUELLER PAUL CO

200

500

LABL

MULTI COLOR CORP

500

1000

MYCO

MYCOGEN CORP

500

1000

N

     

NSCB

N B S C CORP

200

500

NHDI

N H D STORES INC

500

1000

NWGI

N W GROUP INC

500

1000

NVBC

NAPA VALLEY BNCP

500

1000

NHMO

NATL HMO CORP

500

1000

NPBC

NATLPENN BCSHS INC

500

200

NETG

NETWORK GENERAL CORP

500

1000

NWRK

NETWORKS ELECTRONICS

200

500

NEWE

NEWPORT ELECTRONICS

1000

500

NRES

NICHOLS RESEARCH CORP

500

1000

NVCO

NODAWAY VALLEY CO

200

500

NOLD

NOLAND CO

500

200

NRTI

NOONEY REALTY TRUST

200

500

NOHL

NORTH HILLS ELECTRON

500

1000

CBRYA

NORTHLAND CRANBERR A

500

1000

NOWT

NORTHWEST TELECOMMUN

500

1000

NWTL

NORTHWEST TELEPROD

200

500

NSTS

NORTHWESTN ST PORT

500

200

NOVXM

NOVA PHARM CORP WTS C

500

1000

NOVXL

NOVA PHARM CORP WTS D

500

1000

NUCO

NUCORP INC DELAWARE

500

1000

NYCOP

NYCORINC PFD

500

1000

O

     

OICO

OI CORP

500

1000

OILC

OIL DRI CORP OF AMER

500

1000

OLDB

OLD NATL BANCORP IND

500

1000

OSWI

OLD SPAGHETTI WHSE

500

1000

OSBW

OLYMPIC SAVING BK

200

500

OCGI

OMNI CAP GP INC

500

1000

OVWV

ONE VALLEY BNCP W VA

500

1000

OSBN

OSBORN COMMUN CORP

500

1000

OCOMA

OUTLET COMMUN CL A

500

1000

P

     

PHPH

PHP HEALTHCARE CORP

200

500

PABC

PACIFIC BANCP

500

200

PHSY

PACIFICARE HEALTH

500

1000

PALM

PALFED INC

1000

500

PBFI

PARIS BUSINESS FORMS

200

500

PVSA

PARKVALE FINL CORP

1000

500

PRLX

PARLEX CORP

1000

500

PATK

PATRICK INDS INC

1000

500

PENT

PENN ENTRPR INC

500

1000

PTAC

PENN TREATY AMER CORP

500

1000

PVIR

PENN VIRGINIA CORP

500

1000

PTRL

PETROLINDS INC

500

1000

PHXA

PHOENIX AMERICAN INC

1000

500

PHMT

PHONEMATE INC

1000

500

PLAB

PHOTRONIC LABS INC

500

1000

PMAN

PIEDMONT MGMT CO INC

500

1000

PSBN

PIONEER BNCP INC NC

500

1000

PLNSP

PLAINS RESOURCES PFD

500

1000

PLXS

PLEXUS CORP

500

1000

POLK

POLK AUDIO INC

500

1000

POCI

PORTS OF CALL INC

1000

500

PSLA

PREFERRED SAVINGS BK

500

200

PBKC

PREMIER BANKSHARES

200

500

PRCO

PRICOR INC

500

1000

PENG

PRIMA ENERGY CORP

500

200

PSAB

PRIME BANCORP INC

1000

500

PROF

PROFESSIONAL INV INS

500

1000

PFNC

PROGRESS FIN CORP

500

200

PNET

PRONET INC

500

1000

POAI

PROPERTIES OF AMER

1000

500

PPSA

PROSPECT PK FIN CORP

500

1000

Q

     

QEDX

Q E D EXPLORATION

500

200

QLTIF

QUADRA LOGIC TECH

200

500

QFCI

QUALITY FOOD CENTERS

500

1000

QTEC

QUESTECH INC

500

200

QUIP

QUIPP INC

200

500

R

     

RANG

RANGAIRE CORP

1000

500

RCHI

RAUCH INDS INC

500

1000

RCOT

RECOTON CORP

500

1000

REDX

RED EAGLE RESOURCES

500

1000

REED

REEDS JEWELERS INC

500

1000

RFTN

REFLECTONE INC

1000

500

RFSB

REISTERSTOWN FED SAV

500

200

REAL

RELIABILITY INC

1000

500

RAUT

REPUBLIC AUTO PARTS

1000

500

RBNC

REPUBLIC BANCORP INC

500

1000

RSFC

REPUBLIC SAV FIN CORP

1000

500

RESR

RESEARCH INC

500

200

ROIL

RESERVE INDS CORP

1000

500

REXI

RESOURCE AMERICA INC

500

1000

RCOA

RETAILING CORP OF AMER

500

200

REXL

REXHALL INDS INC

200

500

RMCI

RIGHT MGMT CONSUL

200

500

RSGI

RIVERSIDE GP INC

200

500

RBSN

ROBESON INDS CORP

500

1000

RNIC

ROBINSON NUGENT INC

1000

500

RBNH

ROCKINGHAM BANCORP

500

1000

ROYLW

ROYALPAR INDS WTS A

500

200

RBCO

RYAN BECK CO INC

1000

500

S

     

SBTC

S B T CORP

500

200

SDNB

SDNB FINANCIAL CORP

200

500

SJNB

SJNB FINANCIAL CORP

200

500

SKFB

S K FAMOUS BRANDS

200

500

SNLFA

S N L FINANCIAL CORP A

500

1000

SGHB

SAG HARBOR SAV BK

500

1000

SHRE

SAHARA RESORTS

1000

500

SAXO

SAXON OIL CO

500

1000

SCFM

SCANFORMS INC

1000

500

SWARA

SCHWARTZ BROS INC A

500

1000

STIZ

SCIENTIFIC TECH INC

500

200

SCOT

SCOTT AND STRINGFELLOW

500

200

SEAB

SEABOARD SAVINGS LN

500

200

SEWY

SEAWAY FOOD TOWN INC

200

500

SFGI

SECURITY FINL GP INC

200

500

SLTM

SELECTERM INC

200

500

SLFX

SELFIX INC

500

1000

SLRV

SELLERSVILLE SAV LN

500

1000

SERF

SERVICE FRACTURING

500

1000

SHLB

SHELBY FED SAVS BK

200

500

SHOP

SHOPSMITH INC

500

1000

SHBZ

SHOWBIZ PIZZA TIME

500

1000

SIVB

SILICON VALLEY BNCSH

500

1000

SMET

SIMETCO INC

500

1000

SKAN

SKANEATELES SAV BANK

200

500

HAMS

SMITHFIELD CO INC

1000

500

SOMR

SOMERSET GP INC THE

200

500

SESL

SOUTHEASTERN SAV BK

1000

500

SWTR

SOUTHERN CA WATER CO

500

1000

SFNS

SPEAR FIN SVCS INC

500

1000

SOME

STATE O MAINE TNC

500

1000

SPAIB

STRATEGIC PLANNING B

1000

500

STRC

STRATFORD AMER CORP

200

500

STRM

STURM RUGER AND CO

200

500

SUBBA

SUBURBAN BANCORP A

1000

500

SUMI

SUMITOMO BANK OF CA

200

500

SMMT

SUMMIT SAV ASSOC

200

500

SNLT

SUNLITE INC

500

1000

SUNF

SUNSTAR FOODS INC

500

1000

SURV

SURVIVAL TECH INC

500

1000

SYMC

SYMANTEC CORP

200

500

SNTC

SYNETIC INC

200

500

SYRA

SYRACUSE SUPPLY CO

200

500

T

     

TCII

T C IINTL INC

1000

500

TSII

T S I INC

500

1000

TSRI

T S R INC

1000

500

TECN

TECHNALYSIS CORP

500

1000

TCGN

TECOGENINC

500

1000

TOPTW

TELE OPTICS INC WTS

500

200

TOPT

TELE OPTICS INC

1000

500

TNII

TELECOMMUN NETWORK

500

1000

TMTX

TEMTEX INDS INC

500

200

TMSTA

THOMASTON MILLS A

500

200

TAVI

THORN APPLE VALLEY

500

200

TODDA

TODD A O CORP CL A

500

1000

TOMKY

TOMKFNS PLC ADR

200

500

TLAM

TONY LAMA CO INC

200

500

TRGL

TOREADOR ROYALTY CORP

1000

500

TGDGF

TOTAL ENERGOLD CORP

1000

500

TRKA

TRAK AUTO CORP

1000

500

TRNI

TRANS INDS INC

500

1000

TRSL

TRANSNATIONAL INDS

500

1000

TWBC

TRANSWORLD BNCP

200

500

TRST

TRUSTCO BANK CORP NY

200

500

TDRLF

TUDOR CORP LTD

500

200

TUSC

TUSCARORA PLASTICS

500

1000

TTOYW

TYCO TOYS INC WTS 93

200

500

U

     

UNSL

U N S L FIN CORP

200

500

USAB

USA BANCORP INC

500

1000

INTK

U S INTEC INC

500

1000

ULTB

ULTRA BNCP

500

1000

UGNEW

UNIGENE LABS WTS A

500

1000

UBNK

UNION BK

500

1000

UBKR

UNITED BANKERS TX

1000

500

UBSI

UNITED BKSHS INC

500

1000

UICI

UNITED INS COS INC

1000

500

UMSB

UNITED MISSOURI BCSH

500

1000

BNKS

UNITED N M FIN CORP

500

1000

USBK

UNITED SAV BK VA

200

500

UBMT

UNITED SAV BK F A MT

200

500

TOTE

UNITED TOTE INC

500

1000

UHCO

UNIV HOLDING CORP

1000

500

UPEN

UPPER PENINSULA ERGY

500

200

V

     

VSLF

VMS STRA LND FD H

500

1000

VSBC

V S B BNCPINC

500

1000

VLCM

VALCOM INC

500

200

VCCN

VALLEY CAPITAL CORP

1000

500

VANF

VANFED BNCP

500

1000

VCRE

VARI CARE INC

500

1000

VFSC

VERMONT FIN SVCS CORP

500

1000

VTEX

VERTEX COMMUN CORP

500

1000

VSTR

VESTAR INC

500

1000

VIDE

VIDEO DISPLAY CORP

500

1000

VOLT

VOLT INFO SCIENCES

1000

500

W

     

WCRSY

W C R S PLC ADR

200

500

WLRF

WLR FOODS INC

500

1000

WNSI

W N S INC

500

200

WSMP

W S M P INC

1000

500

WAIN

WAINWRIGHT BK TR CO

1000

500

WTWS

WALL TO WALL SOUND VID

1000

500

WIMI

WARWICK INS MGRS INC

500

200

WSBX

WASHINGTON SAV BK

500

200

WGNR

WEGENER CORP

500

1000

WLPI

WELLINGTON LEISURE

500

1000

WCCC

WESTERN COMMERCIAL

500

200

WFPR

WESTERN FED SAV P R

500

200

WWIN

WESTERN WASTE INDS

500

1000

WBAT

WESTPORT BNCP INC

200

500

WTPR

WETTERAU PROPERTIES

500

200

WHLSP

WHOLESALE CLUB PFD

500

200

WSVS

WILAND SVCS INC

500

200

WSGC

WILLIAM SONOMA INC

500

1000

WTOY

WISCONSIN TOY CO INC

500

1000

XPLR

XPLOR CORP

500

200

Y

     

YESS

YANKEE ENERGY WI

1000

500

YFED

YORK FINANCIAL CORP

500

1000

YCSL

YORKRIDGE CALVERT SV

200

500

Z

     

ZEUS

ZEUS COMPONENTS INC

1000

500

ZIGO

ZYGO CORP

500

200


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