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SR-FINRA-2016-047


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Contents:
2341. Investment Company Securities
11140. Transactions in Securities "Ex-Dividend," "Ex-Rights" or "Ex-Warrants"
11150. Transactions "Ex-Interest" in Bonds Which Are Dealt in "Flat"
11210. Sent by Each Party
11320. Dates of Delivery
11620. Computation of Interest
11810. Buy-In Procedures and Requirements
11860. COD Orders