FINRA Manual: Contents
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90-49 SIPC Trustee Appointed for First Ohio Securities Company
*These are suggested departments only. Others may be appropriate for your firm.
On June 22, 1990, the United States District Court for the Northern District of Ohio appointed a SIPC trustee for:
First Ohio Securities Company
Two Park Plaza
1111 Chester Avenue
Cleveland, OH 44114.
Members may use the "immediate close-out" procedures as provided in Section 59(i) of the NASD's Uniform Practice Code to close out open over-the-counter contracts. Also, Municipal Securities Rulemaking Board Rule G-12(h) provides that members may use the above procedures to close out transactions in municipal securities.
Questions regarding the firm should be directed to the SIPC trustee:
Joseph Patchan, Esquire
Baker & Hostetler
3200 National City Center
Cleveland, OH 44114