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200. DUTIES AND CONFLICTS


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Contents:
201. Standards of Commercial Honor and Principles of Trade
202. Use of Manipulative, Deceptive or Other Fraudulent Devices
204. Payments to Unregistered Persons
207. Transactions Involving FINRA Employees
208. Expungement of Customer Dispute Information from the Central Registration Depository (CRD) System
209. Know Your Customer
211. Suitability
221. Communications with the Public
226. Arbitration Requirements
240. Engaging in Impermissible Activities