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Apr 14 2017 - Mar 11 2019Mar 12 2019 onwards

121. Registration Requirements

All capital acquisition brokers are subject to FINRA Rule 1210.
Amended by SR-FINRA-2019-006 eff. March 12, 2019.
Adopted by SR-FINRA-2015-054 eff. April 14, 2017.

Selected Notice: 16-37.

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