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119. Foreign Members

All capital acquisition brokers are subject to FINRA Rule 1021.
Amended by SR-FINRA-2019-009 eff. May 8, 2019.
Amended by SR-FINRA-2019-006 eff. March 12, 2019.
Adopted by SR-FINRA-2015-054 eff. April 14, 2017.

Selected Notice: 16-37.

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