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119. Foreign Members and Associates

This version of the rule (or interpretive material) does not become effective until Apr 14 2017.

(a) Foreign Members
All capital acquisition brokers are subject to NASD Rule 1090.
(b) Foreign Associates
All capital acquisition brokers are subject to NASD Rule 1100.
Adopted by SR-FINRA-2015-054.

Selected Notice: 16-37.

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