FINRA Manual: Contents
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90-85 SIPC Trustee Appointed for Carolina First Securities Group
*These are suggested departments only. Others may be appropriate for your firm.
On October 31, 1990, the United States District Court for the Middle District of North Carolina appointed a Securities Investor Protection Corporation (SIPC) trustee for:
Carolina First Securities Group
514 South Stratford Road
Winston-Salem, North Carolina 27103
Members may use the "immediate close-out" procedures as provided in Section 59(i) of the NASD's Uniform Practice Code to close out open over-the-counter contracts. Also, Municipal Securities Rulemaking Board Rule G-12(h) provides that members may use the above procedures to close out transactions in municipal securities.
Questions regarding the firm should be directed to SIPC trustee:
L. Bruce McDaniel, Esquire
DeBank McDaniel Holbrook & Anderson
4942 Windy Hill Drive
P.O. Box 58186
Raleigh, North Carolina 27658