FINRA Manual: Contents
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0100. GENERAL STANDARDS
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0190. Effective Date of Revocation, Cancellation, Expulsion, Suspension or Resignation
(a) A member shall be considered as a non-member of FINRA from the effective date of any order or notice from FINRA or the SEC issuing a revocation, cancellation, expulsion or suspension of its membership. In the case of suspension, a member shall be automatically reinstated to membership in FINRA at the termination of the suspension period.
(b) A member shall be considered as a non-member of FINRA from the date of acceptance by FINRA of any resignation of such member.
Adopted by SR-FINRA-2014-037 eff. Aug. 24, 2015.
Selected Notice: 15-07.