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86-30 Quarterly Checklist of Notices to Members

TO: All NASD Members and Other Interested Persons

The following is a list of NASD Notices to Members issued during the first quarter of 1986. Requests for copies of any notice should be accompanied by a self-addressed mailing label and directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D.C. 20006

Notice Number

Date

Topic

86-1

January 2, 1986

Amendments to Venture Capital Restrictions Effective

86-2

January 13, 1986

Quarterly Checklist of Notices to Members

86-3

January 15, 1986

NASDAQ National Market System Grows to 2,218 Securities With 16 Voluntary Additions on January 21, 1986

86-4

January 20, 1986

New NASD Rule of Fair Practice Relating to Monthly Reporting of Aggregate "Short" Positions

86-5

January 21, 1986

Presidents' Day: Trade Date - Settlement Date Schedule

86-6

January 29, 1986

NASDAQ National Market System Grows to 2,237 Securities With 19 Voluntary Additions on February 4, 1986, and 4 Mandatory Inclusions on February 11, 1986

86-7

January 29, 1986

SIPC Trustee Appointed
Bartel Securities, Inc.
1 Oxford Valley, Suite 702
Langhorne, Pennsylvania 19047

86-8

February 3, 1986

SIPC Trustee Appointed
Brittenum & Associates, Inc.
Lafayette Building
525 Louisiana
Little Rock, Arkansas 72201

86-9

February 7, 1986

Amendments to Article III of the NASD Rules of Fair Practice

86-10

February 12, 1986

NASDAQ National Market System Grows to 2,246 Securities With 22 Voluntary Additions on February 18, 1986

86-11

February 13, 1986

New Application Fee For Statutorily Disqualified Individuals

86-12

February 20, 1986

Effectiveness of Amendment to NASD's Uniform Practice Code Concerning Customer Account Transfers

86-13

February 21, 1986

Request for Comments on Proposed Amendment to Schedule D of the NASD By-Laws to Authorize Trading Halts in NASDAQ Securities and Listed Securities Traded Over-the-Counter

86-14

February 24, 1986

NASDAQ National Market System Grows to 2,259 Securities With 14 Voluntary Additions on March 4, 1986

86-15

February 28, 1986

Monthly Reports of Aggregate "Short" Positions

86-16

March 4, 1986

Amendments to SEC Rule 10b-10

86-17

March 5, 1986

Availability of New Outline for the Series 7 General Securities Representative Examination; Updating of Margin Questions on Option Principal Examinations

86-18

March 10, 1986

NASDAQ National Market System Grows to 2,277 Securities With 20 Voluntary Additions on March 18, 1986

86-19

March 11, 1986

Treasury Department Amends the Currency Transaction Report

86-20

March 11, 1986

Request for Comment on Proposed Rule Requiring Supervisory Procedures on Limit Orders

86-21

March 12, 1986

Holiday Settlement Schedule

86-22

March 24, 1986

NASDAQ National Market System Grows to
2,280 Securities With 11 Voluntary Additions on April 1, 1986

86-23

March 27, 1986

Request for Comments on Proposed Amendments to the NASD By-Laws and Code of Procedure to Accommodate Extended Hearings


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