FINRA Manual: Contents
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13-05 FINRA Requests Comment on a Proposed Supplemental Schedule for Inventory Positions
Supplemental FOCUS Information
Request for Comment
Referenced Rules & Notices
FINRA Rule 4524
FINRA Rule 4524 (Supplemental FOCUS Information) requires each firm, as FINRA shall designate, to file such additional financial or operational schedules or reports as FINRA may deem necessary or appropriate for the protection of investors or in the public interest as a supplement to the FOCUS Report. FINRA requests comment on one such proposed schedule, a supplemental schedule for inventory positions.
The text of the proposed supplemental schedule can be found at www.finra. org/notices/13-05.
Questions concerning this Notice should be directed to: