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86-53 Quarterly Checklist of Notices to Members

TO: All NASD Members and Other Interested Persons

The following is a list of NASD Notices to Members issued during the second quarter of 1986. Requests for copies of any notice should be accompanied by a self-addressed mailing label and directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D.C. 20006.

Notice Number

Date

Topic

86-24

April 4, 1986

SIPC Trustee Appointed
Kobrin Securities Inc.
415 Route 18 East
East Brunswick, New Jersey 08816

86-25

April 7, 1986

NASDAQ National Market System Grows to 2,307 Securities with 37 Voluntary Additions on April 15, 1986

86-26

April 8, 1986

Request for Comments on Proposed Exemption From Free-Riding Interpretation for Conversion of Savings and Loan Associations

86-27

April 16, 1986

Amendments to Corporate Financing Filing Requirements Effective Immediately

86-28

April 22, 1986

Request for Comments on Proposed Amendments to Schedule E of the NASD By-Laws

86-29

April 23, 1986

Proposed Amendment to Article III, Section 21 of the NASD Rules of Fair Practice Relating to Short Sales

86-30

April 24, 1986

Quarterly Checklist of Notices to Members

86-31

April 25, 1986

Request for Comments on a Proposed Amendment to Article III, Section 19(f) of the NASD Rules of Fair Practice

86-32

April 28, 1986

NASDAQ National Market System Grows to 2,342 Securities with 36 Voluntary Additions on May 6, 1986, and 5 Mandatory Inclusions on May 13, 1986

86-33

May 7, 1986

Request for Comments on a Proposed Amendment to the Corporate Financing Interpretation Concerning Sales Incentives for Real Estate Investment Trusts and Corporate Debt and Equity Offerings

86-34

May 13, 1986

NASDAQ National Market System Grows to 2,363 Securities with 28 Voluntary Additions on May 20, 1986

86-35

May 14, 1986

Adoption of Amendments to the Interpretation of the NASD Board of Governors on "Forwarding of Proxy and Other Materials"

86-36

May 14, 1986

Firm Agreements with Customers Not To Testify In NASD Proceedings

86-37

May 14, 1986

Memorial Day Trade Date-Settlement Date Schedule

86-38

May 21, 1986

Membership Vote on Proposed Amendments to Article III, Section 28 of the NASD Rules of Fair Practice and Article VII, Section 8 of the NASD By-Laws

86-39

May 23, 1986

Request for Comments on Proposed Amendment to the Code of Procedure to Grant Discretion to the NASD to Hold Hearings in Eligibility Proceedings

86-40

May 23, 1986

Request for Comments on Amendment to Free-Riding Interpretation Concerning Investment Partnerships

86-41

May 27, 1986

Presentation of Yield Quotations for Investment Company Shares in Communications with the Public

86-42

May 27, 1986

NASDAQ National Market System Grows to 2,385 Securites with 25 Voluntary Additions on June 3, 1986

86-43

June 11, 1986

NASDAQ National Market System Grows to 2,398 Securites with 10 Voluntary Additions on June 17, 1986

86-44

June 13, 1986

Independence Day Trade Date-Settlement Date Schedule

86-45

June 23, 1986

NASDAQ National Market System Grows to 2,420 Securities with 18 Voluntary Additions on July 1, 1986

86-46

June 26, 1986

Amendments to the Interpretation of the NASD Board of Governors on "Forwarding of Proxy and Other Materials"

86-47

June 26, 1986

SIPC Trustee Appointed
Cusack, Light & Company, Inc.
101 Old Short Hills Road
West Orange, New Jersey 07052


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