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1986


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Contents:
86-88 Effect of the Tax Reform Act of 1986 on NASD Qualifications Examinations
86-87 Christmas Day - New Year's Day: Trade Date-Settlement Date Schedule
86-86 NASDAQ National Market System Grows to 2,709 Securities With 26 Voluntary Additions on December 16, 1986
86-85 Request for Comments on Proposed Amendments to Article II, Sections 3, 4 and 5 of the NASD By-Laws
86-84 NASDAQ National Market System Grows to 2,687 Securities With 30 Voluntary Additions on December 2, 1986
86-83 Proposed New NASD Rule of Fair Practice Prohibiting Members From Effecting Securities Transactions During Trading Halts
86-82 1987 Schedule of Holidays
86-81 Amendments to Appendix F Regarding Freely Tradable Partnership Units Effective Immediately
86-80 Proposed Changes to the Financial Recordkeeping and Reporting of Currency and Foreign Transactions
86-79 Quarterly Checklist of Notices to Members
86-78 NASDAQ National Market System Grows to 2,658 Securities With 21 Voluntary Additions on November 18, 1986
86-77 John Franklin & Associates 1975 Hempstead Turnpike East Meadow, New York 11554
86-76 South African Sanctions Act
86-75 NASDAQ National Market System Grows to 2,638 Securities With 25 Voluntary Additions on November 4, 1986, and Eight Mandatory Inclusions on November 11, 1986
86-74 Proposed Amendments to Article III, Section 19(f) and Section 33(d) of the NASD Rules of Fair Practice and Article X, Section 6 of the NASD By-Laws
86-73 Effectiveness of Exemption from NASD Board of Governors' Free-Riding Interpretation for Conversions of Savings and Loan Associations and Certain Other Organizations
86-72 Norbay Securities, Inc. 36-35 Bell Boulevard Bayside, New York 11361
86-71 Holiday Settlement Schedule - November 1986
86-70 NASDAQ National Market System Grows to 2,602 Securities With 12 Voluntary Additions on October 21, 1986
86-69 Amendments to NASD Rules on Short Sales Become Effective October 15, 1986
86-68 Proposed Amendment to Article III, Section 35 of the NASD Rules of Fair Practice Relating to Advertising and Sales Literature for Direct Participation Programs
86-67 NASDAQ National Market System Grows to 2,580 Securities With 23 Voluntary Additions on October 7, 1986
86-66 Due Diligence Expense Reimbursements in Connection with Direct Participation Programs
86-65 Compliance with the NASD Rules of Fair Practice in the Employment and Supervision of Off-Site Personnel
86-64 Columbus Day: Trade Date-Settlement Date Schedule
86-63 NASD Operations Center Opens in Roekville, Maryland; New Addresses and Telephone Numbers
86-62 NASDAQ National Market System Grows to 2,569 Securities With 27 Voluntary Additions on September 16, 1986
86-61 Proposed New Rule of Fair Practice Relating to Monthly Reporting of Aggregate "Short" Positions
86-60 Request for Comments on a Proposed Amendment to the Uniform Practice Code, Section 64, Acceptance and Settlement of COD Orders
86-59 Request for Comments on a Proposed Amendment to the Uniform Practice Code, Section 59, Close-Out Procedure; Buying-in
86-58 NASDAQ National Market System Grows to 2,550 Securities With 27 Voluntary Additions on September 2, 1986
86-57 Labor Day: Trade Date-Settlement Date Schedule
86-56 NASDAQ National Market System Grows to 2,517 Securities With 17 Voluntary Additions on August 19, 1986
86-55 Request for Comments on Proposed Revisions to Schedule D of the NASD By-Laws
86-54 Proposed Amendment to Article III, Section 26 of the NASD Rules of Fair Practice Governing the Prompt Payment for Investment Company Shares Sold to Customers by NASD Members
86-53 Quarterly Checklist of Notices to Members
86-52 NASDAQ National Market System Grows to 2,507 Securities With 52 Voluntary Additions on August 5, 1986, and 2 Mandatory Inclusions on August 12, 1986
86-51 Automation of Test Administration for the Financial and Operations Principal Examination
86-50 Accurate Completion of Form U-4 (Uniform Application for Securities Industry Registration)
86-49 Request for Comments on Proposed Amendment to Schedule G of the NASD By-Laws
86-48 NASDAQ National Market System Grows to 2,457 Securities With 33 Voluntary Additions on July 15, 1986
86-47 Cusack, Light & Company, Inc. 101 Old Short Hills Road West Orange, New Jersey 07052
86-46 Amendments to the Interpretation of the NASD Board of Governors on "Forwarding of Proxy and Other Materials"
86-45 NASDAQ National Market System Grows to 2,420 Securities With 18 Voluntary Additions on July 1, 1986
86-44
86-43 NASDAQ National Market System Grows to 2,398 Securities With 10 Voluntary Additions on June 17, 1986
86-42 NASDAQ National Market System Grows to 2,385 Securities With 25 Voluntary Additions on June 3, 1986
86-41 Presentations of Yield Quotations for Investment Company Shares in Communications With the Public
86-40 Request for Comments on Amendment to Free-Riding Interpretation Concerning Investment Partnerships
86-39 Request for Comments on Proposed Amendment to the Code of Procedure to Grant Discretion to the NASD to Hold Hearings in Eligibility Proceedings
86-38 Membership Vote on Proposed Amendments to Article III, Section 28 of the NASD Rules of Fair Practice and Article VII, Section 8 of the NASD By-Laws
86-37 Memorial Day Trade Date-Settlement Date Schedule
86-36 Firm Agreements With Customers Not To Testify In NASD Proceedings
86-35 Adoption of Amendments to the Interpretation of the NASD Board of Governors on "Forwarding of Proxy and Other Materials"
86-34 NASDAQ National Market System Grows to 2,363 Securities With 28 Voluntary Additions on May 20, 1986
86-33 Request for Comments on a Proposed Amendment to the Corporate Financing Interpretation Concerning Sales Incentives for Real Estate Investment Trusts and Corporate Debt and Equity Offerings
86-32 NASDAQ National Market System Grows to 2,342 Securities With 36 Voluntary Additions on May 6, 1986, and 5 Mandatory Inclusions on May 13, 1986
86-31 Request for Comments on a Proposed Amendment to Article III, Section 19(f) of the NASD Rules of Fair Practice
86-30 Quarterly Checklist of Notices to Members
86-29 Proposed Amendment to Article III, Section 21 of the NASD Rules of Fair Practice Relating to Short Sales
86-28 Request for Comments on Proposed Amendments to Schedule E of the NASD By-Laws
86-27 Amendments to Corporate Financing Filing Requirements Effective Immediately
86-26 Request for Comments on Proposed Exemption From Free-Riding Interpretation for Conversion of Savings and Loan Associations
86-25 NASDAQ National Market System Grows to 2,307 Securities With 37 Voluntary Additions on April 15, 1986
86-24 Kobrin Securities Inc. 415 Route 18 East East Brunswick, New Jersey 08816
86-23 Request for Comments on Proposed Amendments to the NASD By-Laws and Code of Procedure to Accommodate Extended Hearings
86-22 NASDAQ National Market System Grows to 2,280 Securities With 11 Voluntary Additions on April 1, 1986
86-21 Holiday Settlement Schedule
86-20 Request for Comment on Proposed Rule Requiring Supervisory Procedures on Limit Orders
86-19 Treasury Department Amends the Currency Transaction Report
86-18 NASDAQ National Market System Grows to 2,277 Securities With 20 Voluntary Additions on March 18, 1986
86-17 Availability of New Outline for the Series 7 General Securities Representative Examination; Updating of Margin Questions on Option Principal Examinations
86-16 Amendments to SEC Rule l0b-10
86-15 Monthly Reports of Aggregate "Short" Positions
86-14 NASDAQ National Market System Grows to 2,259 Securities With 14 Voluntary Additions on March 4, 1986
86-13 Request for Comments on Proposed Amendment to Schedule D of the NASD By-Laws to Authorize Trading Halts in NASDAQ Securities and Listed Securities Traded Over-the-Counter
86-12
86-11 New Application Fee For Statutorily Disqualified Individuals
86-10 NASDAQ National Market System Grows to 2,246 Securities With 22 Voluntary Additions on February 18, 1986
86-9 Amendments to Article III of the NASD Rules of Fair Practice
86-8 Brittenum & Associates, Inc. Lafayette Building 525 Louisiana Little Rock, Arkansas 72201
86-7 Bartel Securities, Inc. 1 Oxford Valley, Suite 702 Langhorne, Pennsylvania 19047
86-6 NASDAQ National Market System Grows to 2,237 Securities With 19 Voluntary Additions on February 4, 1986, and 4 Mandatory Inclusions on February 11, 1986
86-5 Presidents' Day: Trade Date-Settlement Date Schedule
86-4 New NASD Rule of Fair Practice Relating to Monthly Reporting of Aggregate "Short" Positions
86-3 NASDAQ National Market System Grows to 2,218 Securities With 16 Voluntary Additions on January 21, 1986
86-2 Quarterly Checklist of Notices Interested Persons
86-1 Amendments to Venture Capital Restrictions Effective