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Location: FINRA Manual > NASD Rules > CONDUCT RULES (2000–3000) > 2000. BUSINESS CONDUCT > 2300. TRANSACTIONS WITH CUSTOMERS > 2320. Best Execution and Interpositioning

Versions
(1 version)

Dec 14 2009 onwards

Notices
(6 links)

09-58 SEC Approves Amendments Regarding Best Execution and Interpositioning; Effective Date: September 8, 2009

07-40 SEC Approves Exception to Three Quote Rule and Related Recordkeeping Requirements for Certain Foreign Securities; Effective Date: September 28, 2007

06-58 SEC Approves Amendments to Rule 2320(a) Regarding Best Execution and New Interpretive Material 2320; Effective Date: November 8, 2006

00-78 SEC Approves Proposed Changes To The NASD Three Quote Rule And Related Recordkeeping Requirements

99-16 SEC Approves Changes To Rules Regarding Membership And Registration; Investigation And Sanctions; And Conduct And Code Of Procedure

97-88 SEC Approves Amendment To Three Quote Rule Granting Staff Exemptive Authority

2320. Best Execution and Interpositioning

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This rule is no longer effective. Click here for the current FINRA Manual