FINRA - Rules and Regulations - FINRA Manual Online

FINRA Home
About FINRA
Newsroom

FINRA Global-ID.

Tools
Contacts
Subscriptions

Regulation
Compliance
Education
Enforcement

Help Go

Table of Contents

Advanced Search

Manual Search

FINRA Manual: Contents

Corporate Organization

Incorporated NYSE Rules

General Rules (Rules 1–38)

Dealings and Settlements (Rules 45–299C)

Settlement of Contracts (Rules 175–227)

Closing Contracts (Rules 280–295)

Rule 282. Buy-in Procedures

Rule 291. Failure to Fulfill Closing Contract

Rule 292. Restrictions on Members' Participation in Transaction to Close Defaulted Contracts

Rule 293. Closing Contracts in Suspended Securities

Rule 294. Default in Loan of Money

Liquidation of Securities Loans and Borrowings (Rule 296)

Admission of Members (Rules 300–324)

Operation of Member Organizations (Rules 325–465)

Communications with the Public (Rules 471–474B)

Incorporated NYSE Rule Interpretations

Immediately Effective Rule Changes Pending SEC Notification

Recently Approved Rule Changes Pending Determination of Effective Date

Connected by Complinet

View Whole Section

Location: FINRA Manual > Incorporated NYSE Rules > Dealings and Settlements (Rules 45–299C) > Closing Contracts (Rules 280–295)

Closing Contracts (Rules 280–295)

View whole section

Contents:

Rule 282. Buy-in Procedures

Rule 291. Failure to Fulfill Closing Contract

Rule 292. Restrictions on Members' Participation in Transaction to Close Defaulted Contracts

Rule 293. Closing Contracts in Suspended Securities

Rule 294. Default in Loan of Money

FAQ
Glossary
Sitemap
Privacy
Legal

©2009 FINRA. All rights reserved. FINRA is a trademark of the Financial Industry Regulatory Authority, Inc.