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Up to Nov 5 2008Nov 6 2008 onwards

By-Laws of FINRA Regulation, Inc.


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Contents:
ARTICLE I DEFINITIONS
ARTICLE II OFFICES
ARTICLE III MEETINGS OF THE STOCKHOLDER
ARTICLE IV BOARD OF DIRECTORS
ARTICLE V NATIONAL ADJUDICATORY COUNCIL
ARTICLE VI SELECTION OF SMALL FIRM, MID-SIZE FIRM AND LARGE FIRM INDUSTRY MEMBERS OF THE NATIONAL ADJUDICATORY COUNCIL
ARTICLE VII OFFICERS, AGENTS, AND EMPLOYEES
ARTICLE VIII DISTRICT COMMITTEES
ARTICLE IX COMPENSATION
ARTICLE X INDEMNIFICATION
ARTICLE XI CAPITAL STOCK
ARTICLE XII MISCELLANEOUS PROVISIONS
ARTICLE XIII AMENDMENTS; EMERGENCY BY-LAWS
Schedule A to the FINRA Regulation By-Laws