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By-Laws of the Corporation


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Contents:
ARTICLE I DEFINITIONS
ARTICLE II OFFICES
ARTICLE III QUALIFICATIONS OF MEMBERS AND ASSOCIATED PERSONS
ARTICLE IV MEMBERSHIP
ARTICLE V REGISTERED REPRESENTATIVES AND ASSOCIATED PERSONS
ARTICLE VI DUES, ASSESSMENTS, AND OTHER CHARGES
ARTICLE VII BOARD OF GOVERNORS
ARTICLE VIII OFFICERS, AGENTS, AND EMPLOYEES
ARTICLE IX COMMITTEES
ARTICLE X COMPENSATION OF BOARD AND COMMITTEE MEMBERS
ARTICLE XI RULES
ARTICLE XII DISCIPLINARY PROCEEDINGS
ARTICLE XIII POWERS OF BOARD TO IMPOSE SANCTIONS
ARTICLE XIV UNIFORM PRACTICE CODE
ARTICLE XV LIMITATION OF POWERS
ARTICLE XVI PROCEDURE FOR ADOPTING AMENDMENTS TO BY-LAWS
ARTICLE XVII CORPORATE SEAL
ARTICLE XVIII CHECKS
ARTICLE XIX ANNUAL FINANCIAL STATEMENT
ARTICLE XX RECORD DATES
ARTICLE XXI MEETINGS OF MEMBERS
ARTICLE XXII TRANSITIONAL PERIOD
Schedule A to the By-Laws of the Corporation