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10104. Composition and Appointment of Panels


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This Code was superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. The Code remains in effect, however, for cases filed before April 16, 2007.

Except as otherwise specifically provided in Rule 10308, the Director shall compose and appoint panels of arbitrators from the existing pool of arbitrators of FINRA to conduct the arbitration of any matter which shall be eligible for submission under this Code.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Amended by SR-NASD-98-48 eff. Nov. 17, 1998.

Selected Notices: 98-90, 08-57.

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