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Up to Apr 18 2010Apr 19 2010 onwards

3121. Custodian of the Record

This rule is no longer applicable. NASD Rule 3121 has been superseded by FINRA Rule 4570. Please consult the appropriate FINRA Rule.

A member who files a Securities and Exchange Commission Form BDW shall designate on the Form BDW, as the custodian of the record, a person associated with the member at the time that the Form BDW is filed.
Adopted by SR-NASD-99-76 eff. Sept. 11, 2000.

Selected Notice: 00-56.

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