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Up to Dec 1 2010Dec 2 2010 onwards

2521. Margin Requirements — Exception for Certain Members

This rule is no longer applicable. NASD Rule 2521 has been superseded by FINRA Rule 4210. Please consult the appropriate FINRA Rule.

Any member designated to another self-regulatory organization for oversight of the member's compliance with applicable securities laws, rules and regulations, and self-regulatory organization rules under SEC Rule 17d-2 is exempt from the provisions of Rule 2520.
Adopted by SR-NASD-97-14 eff. June 10, 1997.

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