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FINRA Manual
Corporate Organization
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1160. Contact Information Requirements
(a) Each member shall report to NASD all contact information required by
NASD via the NASD Contact System or such other means as NASD may specify.
(b) Each member shall update its required contact information promptly, but in
any event not later than 30 days following any change in such information. In addition,
each member shall review and, if necessary, update its required contact information, via
the NASD Contact System or such other means as NASD may specify, within 17
business days after the end of each calendar year.
(c) Each member shall comply with any NASD request for such information
promptly, but in any event not later than 15 days following the request, or such longer
period that may be agreed to by NASD staff.
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Adopted by SR-NASD-2007-034 eff. Dec. 31, 2007. Selected Notice: 07-42. |
