View Whole SectionText only Print Print Manager Link
Previous Next
  Versions
(2 versions)
 
Dec 31 2007 - Feb 11 2015Feb 12 2015 onwards

1150. Executive Representative

This rule is no longer applicable. NASD Rule 1150 has been superseded by FINRA Rule 4517. Please consult the appropriate FINRA Rule.

Each member must identify, review and, if necessary, update its executive representative designation and contact information as required by Article IV, Section 3 of the NASD By-Laws in the manner prescribed by Rule 1160.
Amended by SR-NASD-2007-034 eff. Dec. 31, 2007.
Adopted by SR-NASD-2003-184 eff. May 14, 2004.

Selected Notice: 07-42.

Previous Next