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IM-1000-1. Filing of Misleading Information as to Membership or Registration

This rule is no longer applicable. NASD IM-1000-1 has been superseded by FINRA Rule 1122. Please consult the appropriate FINRA Rule.

The filing with the Association of information with respect to membership or registration as a Registered Representative which is incomplete or inaccurate so as to be misleading, or which could in any way tend to mislead, or the failure to correct such filing after notice thereof, may be deemed to be conduct inconsistent with just and equitable principles of trade and when discovered may be sufficient cause for appropriate disciplinary action.

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